| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 341 |
|
OHM HITECH FARMS INDIA LTD.
|
|
|
|
ASHISH KUMAR GUPTA
|
|
|
ASHOK KUMAR MEHTA
|
|
|
DEEPAK KUMAR VISHWAKARMA
|
|
|
KAMAL KISHOR SHARMA
|
|
|
KUSH KUMAR GUPTA
|
|
|
ONKAR NATH KESARI
|
|
|
SHYAM SUNDER KESARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED WITH A FINE
OF RS.2,500 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR TWO MONTHS
|
| 342 |
|
|
OKARA AGRO INDUSTRIES LTD.
|
|
|
|
GURVINDER KAUR
|
|
|
INDERJIT SINGH SAHNI
|
|
|
NARINDERJIT SINGH SAHNI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 343 |
|
|
OKARA LEASING & INVESTMENT LTD.
|
|
|
|
INDERJIT SINGH SAHNI
|
|
|
JAGDEEP SINGH SAHNI
|
|
|
NARINDERJIT SINGH SAHNI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 344 |
|
|
ONKARBHUMI FORESTS (I) LTD.
|
|
|
|
BALJEET SINGH
|
|
|
BHUPINDER SINGH
|
|
|
HARBANS KAUR
|
|
|
HARBANS SINGH
|
|
|
LAL CHAND
|
|
|
MOHINDER SINGH
|
|
|
RAJINDER KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.26.2 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 345 |
|
|
ORIENTAL GREEN ENVIRONMENT LTD.
|
|
|
|
JAGDISH KAUR
|
|
|
JASWANT SINGH
|
|
|
KULWANT KAUR
|
|
|
MANJIT KAUR
|
|
|
N.S.SAINI
|
|
|
NANAK SINGH
|
|
|
NIRMAL SINGH
|
|
|
SARJEET SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.35.3 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 346 |
|
|
ORIENTAL HOUSING DEVELOPMENT FINANCE CORP.LTD.
|
|
|
|
ARVINDER KAUR
|
|
|
D.S.PAWAR
|
|
|
DALJIT SINGH BHATIA
|
|
|
H.S.HANSPAL
|
|
|
JAGDISH KAUR
|
|
|
JASWANT SINGH
|
|
|
KULDIP SHARMA
|
|
|
N.S.SAINI
|
|
|
NANAK SINGH
|
|
|
SARJEET SINGH
|
|
|
SUKHCHARAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
ACCUSED NO.1 COMPANY AND ACCUSED 6 HELD GUILTY. A2, A3 AND A4 ARE DECLARED PO. PROCEEDINGS AGAINST A5 ARE SEPARATED VIDE ORDER DATED 4/2/2011 AND 9/5/2011 DUE TO HIS NON APPEARANCE
|
| 347 |
|
|
P G FORTUNE AGRITECH LTD.
|
|
|
|
K.G.KRISHNAM RAJU
|
|
|
K.S.P.N.VARMA
|
|
|
T.UPENDRA REDDY
|
|
|
V.V.L.P.GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 348 |
|
|
PACE FOREST INDIA LTD.
|
|
|
|
ASHISH GUPTA
|
|
|
INDRA RAINA
|
|
|
RADHA GUPTA
|
|
|
SAILESH KUMAR GUPTA
|
|
|
SANJAY KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.4.40 LAKH. ALL ACCUSED FOUND GUILTY AND SENTENCED TO FINE OF RS.25,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 349 |
|
|
PACHAMALA ESTATES & PLANTATIONS PVT.LTD.
|
|
|
|
GEORGE CYRIAC
|
|
|
K.K.SIMON
|
|
|
NEERACKAL MATHEW JOSEPH
|
|
|
THOMAS KURUVILLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 350 |
|
|
PAGODA FORESTS LTD.
(PAN:AABCP6223A)
|
|
|
|
AMJAD LATIF SABUWALA
|
|
|
B.K.GUPTA
|
|
|
DIGAMBAR V.DALI
|
|
|
HEMANT KUMAR MAHALE
|
|
|
JAYPAL BALBIR SINGH
|
|
|
MOOSA B.MAGDUM
|
|
|
P.B.GUPTA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
13-FEB-2002
|
SEBI VIDE ITS NOTICE DATED 30/12/2015 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 03/03/2022 DIRECTED ALL THE BANKS TO REMIT RS.22,08,01.00 TO THE EXTENT LYING IN THE ACCOUNT OF PAGODA FORESTS LTD., MR.AMJAD LATIF SABUWALA, MR.B.K.GUPTA, MR.DIGAMBAR V.DALI, MR.HEMANT KUMAR MAHALE, MR.JAYPAL BALBIR SINGH, MR.MOOSA B.MAGDUM & MR.P.B.GUPTA BY WAY OF EFT/NEFT/RTGS
|
| 351 |
|
|
PALLAVI FORESTRY LTD.
|
|
|
|
ASHOK KUMAR SINGH
|
|
|
DINESH PRATAP SINGH
|
|
|
INDRAMANI
|
|
|
MALA SINGH
|
|
|
PARAKRAM SINGH
|
|
|
SANJU SINGH
|
|
|
SHILESH PRATAP SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 I.E. COMPANY,A2,A3 AND A4 AND SENTENCED TO PAY A FINE OF RS.50000 EACH ON ACCUSED IN DEFAULT 3 MONTHS SIMPLE IMPRISONMENT THE COURT ACQUITTED ACCUSED NO.5,6,7 AND 8
|
| 352 |
|
|
PAN INDIA FOREST & LAND DEVELOPMENT LTD.
|
|
|
|
JAYENDRASINH PADMASINH RATHOD
|
|
|
KANUBHAI F.PATEL
|
|
|
SAURABH C.CHOKSI
|
|
|
VIRENDRA H.SONI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 353 |
|
|
PANACEA FOREST (INDIA) LTD.
|
|
|
|
BIMLA DEVI
|
|
|
DHARAM SHEELA SINHA
|
|
|
NEERAJ KUMAR PODDAR
|
|
|
PANKAJ KUMAR PATEL
|
|
|
PANKAJ KUMAR PODDAR
|
|
|
PAWAN KUMAR
|
|
|
SANJEEV KUMAR SINHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.5.2 LAKH. ALL ACCUSED CONVICTED AND SENTENCED FINE. A-1, 2 AND 3 SENTENCED TO FINE OF RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS TO A-2 AND A-3. A-4, 5, 6, 7 AND 8 SENTENCED TO FINE OF RS.2000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH
|
| 354 |
|
|
PANCHSHEEL AGRO FORESTS LTD.
|
|
|
|
ASHA SHARMA
|
|
|
DEV SHARMA
|
|
|
RAJA BABU
|
|
|
VIMAL MEHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.10.6 LAKH, ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.5,000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 355 |
|
|
PAPPU GREEN FIELDS PVT.LTD.
|
|
|
|
K.VENKATARAMAN
|
|
|
P.N.SUNDARESAN
|
|
|
R.BALASUBRAMANIAN
|
|
|
T.R.VENKATESH
|
|
|
V.V.RAVICHANDRAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 356 |
|
|
PARAGMOUNT FORESTS (I) LTD.
|
|
|
|
AKASH DEEP SHARMA
|
|
|
ASHA KAKKAR
|
|
|
BALBIR ARORA
|
|
|
JAWAHAR SINGH
|
|
|
KRISHNA DEVI SHARMA
|
|
|
MOHINDER KAUR
|
|
|
TRILOCHAN SINGH CHANDHOK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 357 |
|
|
PARAKEET GREEN FORESTS LTD.
|
|
|
|
BALWAN KUMAR SOOD
|
|
|
BHAGWAN SINGH CHEEMA
|
|
|
BHUPINDER KUMAR
|
|
|
KULWANT SINGH
|
|
|
N.N.SHARMA
|
|
|
NAGINDER NATH SHARMA
|
|
|
PUSHAP RAJ SHARMA
|
|
|
RANJIT SINGH
|
|
|
VIJAY KUMAR
|
|
|
YASHODA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 4, 8 AND 9 AND AWARDED SENTENCE OF RIGOROUS IMPRISONMENT FOR 6 MONTHS TO ACCUSED 4,8 & 9 AND A FINE OF RS.3 LACS EACH. IN CASE OF DEFAULT, ACCUSED 4, 8 & 9 SHALL UNDERGO SIMPLE IMPRISONMENT FOR 3 MONTHS. FURTHER, ACCUSED NO. 1 COMPANY IS BURDENED WITH RS.5 LACS FINE. THE LD. COURT ALSO DIRECTED THAT THE FINE AMOUNT REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C.ACCUSED NOS 2,3 AND 5 WERE DECLARED AS PROCLAIMED OFFENDERS THE COURT ACQUITTED ACCUSED NO.6 AND 7 FROM ALL THE CHARGES
|
| 358 |
|
|
PARAMOUNT FORESTS (INDIA) LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
AVTAR SINGH
|
|
|
D.K.GUPTA
|
|
|
G.S.DHILLON
|
|
|
GANGA PRASAD TIWARI
|
|
|
MUKESH KUMAR
|
|
|
R.BALI
|
|
|
SARITA BALI
|
|
|
VIRINDER KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.20 LAKH. ACCUSED NO.2 ACQUITTED AND ACCUSED NO.3 STANDS CONVICTED
|
| 359 |
|
|
PARASNATH PLANTATION & RESORTS INDIA LTD.
|
|
|
|
ANWAR AHMED KHAN
|
|
|
ASHOK TANSUKHLAL MERCHANT
|
|
|
KOKILA YOGESH SHAH
|
|
|
MARIA LUCY REGO
|
|
|
MAYANK BACHUBHAI GORDHANDAS
|
|
|
SHEELA CELINA RODRIGUES
|
|
|
YOGESH RAMNIKLAL SHAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 360 |
|
|
PARVARISH PLANTATIONS LTD.
|
|
|
|
AMIT SAH
|
|
|
KAMLA KANT AWASTHI
|
|
|
KAMLA PANDEY
|
|
|
KRISHNA KANT AWASTHI
|
|
|
KRISHNA KUMAR SHUKLA
|
|
|
VIJAY LAXMI SHUKLA
|
|
|
VISHNUKANTI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.2 LAKH. ACCUSED NO.2 PLEADED GUILTY AND FINED RS.5,000.
ACCUSED NO.3 AND 4 DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 18 of 29
|
