| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
M.D.DALAL
|
|
|
|
ESQUIRE MONEY GUARANTEES LTD.
PAN:AAACE1075E
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.26,36,381.00 TO SEBI
|
| 322 |
|
|
M.K.KATARA
|
|
|
|
MUKERIAN PAPERS LTD.
CIN:L21012PB1975PLC003615
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 323 |
|
|
M.N.CHAUDHARY
|
|
|
|
INFORMATION TECHNOLOGIES (INDIA) LTD.
CIN:U65910UP1994PLC017049
PAN:AAACI1891E
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 324 |
|
|
M.N.RAO
|
|
|
|
SPARTEX CERAMICS INDIA LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2011
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1163561.00 TO SEBI
|
| 325 |
|
|
MABUD HOSSAIN
(DIN:06792700
PAN:AELPH0259M)
|
|
|
|
PAFL INDUSTRIES LTD.
CIN:U29253WB2011PLC161075
PAN:AAFCP9552J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 326 |
|
|
MADHAB CHANDRA DAS
(PAN:AHXPD5528L)
|
|
|
|
SUNHEAVEN AGRO INDIA LTD.
CIN:U01400WB2009PLC138649
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 327 |
|
|
MADHUSUDAN C.THAKKAR
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
CONVICTION WITH FINE AMOUNT OF RS.12,50,000.00 (RS.TWELVE LACS FIFTY THOUSAND ONLY), IN DEFAULT, TO SUFFER SIMPLE IMPRISONMENT FOR SIX MONTHS
|
| 328 |
|
|
MAFATLAL GORDHANBHAI PATEL
|
|
|
|
PANCHMAHAL CEMENT CO.LTD.
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 329 |
|
|
MAGANBHAI M.PATEL
|
|
|
|
GROWMORE SOLVENT LTD.
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE MATTER IS DISPOSED OFF AS COMPOUNDED UPON RECEIPT OF COMPOUNDING CHARGES AND LEGAL EXPENSES
|
| 330 |
|
|
MAHENDRA A.SHAH
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 331 |
|
|
MAHENDRA A.SHAH
|
|
|
|
SAWACA BUSINESS MACHINES LTD.
|
|
|
SAWACA COMMUNICATION LTD.
CIN:L64201GJ1995PLC024912
|
|
FAILED TO PAY PENALTY
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,64,954.00
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,31,000.00
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.6,15,955.00
|
| 332 |
|
|
MAHENDRA SETHIA
|
|
|
|
NAMOKAR CONSULTANTS PVT.LTD.
PAN:AABCN1507B
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 333 |
|
|
MAHENDRA SINGH
|
|
|
|
OPTIMATES TEXTILE INDUSTRIES LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 334 |
|
|
MAHESH GOVARDHAN THANVI
(PAN:AABPT8911G)
|
|
|
|
E.STAR INFOTECH LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,26,987.00
|
| 335 |
|
|
MAHESH H.BISSA
(PAN:AABPB8106F)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 336 |
|
|
MAHESH K.PODDAR
|
|
|
|
MUKERIAN PAPERS LTD.
CIN:L21012PB1975PLC003615
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 337 |
|
|
MAHESH KHANDELWAL
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
DISMISSED
|
| 338 |
|
|
MAHESH KUMAR AGARWALA
|
|
|
|
MANGALAM EQUITY MANAGEMENT PVT.LTD.
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
INTEREST OF RS.94,258.00 AND LEGAL FEES OF RS.67000.00
|
| 339 |
|
|
MAHESH KUMAR BISSA
|
|
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
PAN:AAJCS0518D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 340 |
|
|
MAHESH KUMAR BISSA
|
|
|
|
SHREEHARI HIRA STOCK BROKING PVT.LTD.
PAN:AAJCS0518D
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 17 of 38
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