| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
MAHARASHTRA AGRITECH LTD.
|
|
|
|
MADHUKAR ATMARAM PATIL
|
|
|
SHOBHANA M PATIL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 322 |
|
|
MAHARISHI GREEN FOREST LTD.
|
|
|
|
DEEPAK SETHI
|
|
|
P.NIGAM
|
|
|
RAJIV RATAN CHOBEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 323 |
|
|
MAHISMATHI AGRO-FORESTRY PVT.LTD.
|
|
|
|
G.BALAJI
|
|
|
G.GOPIKRISHNA VERMA
|
|
|
G.SATYANARAYANA RAO
|
|
|
G.VIJAYALAKSHMI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 324 |
|
|
MAITREYA PLOTTERS & STRUCTURES PVT.LTD.
(PAN:AAFCM9944B)
|
|
|
|
JANARDAN ARVIND PARULEKAR
PAN:AKNPP6001B
|
|
|
VARSHA MADHUSUDAN SATPALKAR
PAN:ACEPS9276L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JAN-2019 TO 30-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JAN-2019 TO 30-JAN-2023
30-AUG-2013
|
SEBI VIDE ITS ORDER DATED 12/09/2014 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 30/08/2013
SEBI VIDE ITS ORDER DATED 31/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE ARE KEPT IN BANK ACCOUNTS AND/OR IN THE CUSTODY OF COMPANY AND NOT ALIENATE OR DISPOSE OF OR SELL OR CREATE ANY ENCUMBRANCE OF ANY ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) PROVIDE FULL INVENTORY OF ALL ASSETS AND PURCHASED IN NAME OF COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER WITHIN A PERIOD OF SEVEN DAYS FROM THE DATE OF THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS 5) RESTRAIN TO ACCESS SECURITIES MARKET SHALL BE INCLUSIVE OF THEIR EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
|
| 325 |
|
|
MAITREYA SERVICES PVT.LTD.
(PAN:AABCM9358H)
|
|
|
|
JANARDAN ARVIND PARULEKAR
PAN:AKNPP6001B
|
|
|
VARSHA MADHUSUDAN SATPALKAR
PAN:ACEPS9276L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAR-2013 TILL ALL SCHEMES WIND UP
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAR-2013 TILL ALL SCHEMES WIND UP
25-MAR-2013
|
SAT: SAT VIDE ITS ORDER DATED 23/07/2013 MODIFIED SEBI'S ORDER DATED 25/03/2013 BY ALLOWING SIX MONTHS PERIOD FOR REPAYMENT TO INVESTORS INSTEAD OF THREE MONTHS. APPEAL FOR ALLOWING FOUR YEARS DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 28/08/2013 MODIFIED ITS EARLIER ORDER DATED 25/03/2013 BY ALLOWING EIGHTEEN MONTHS PERIOD FOR REPAYMENT TO INVESTORS INSTEAD OF SIX MONTHS. NO COSTS
SEBI VIDE ITS ORDER DATED 22/04/2016 PROHIBITED FROM DISPOSING, TRANSFERRING, ALLIENATING OR CHARGING IN RESPECT OF PROPERTIES LISTED IN ORDER AND PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES. DIRECTED INSPECTOR GENERAL OF REGISTRATION, MAHARASHTRA, SUB-REGISTRARS AND TEHSILDARS OF VASHI, WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 26/04/2016 ORDERED TO SALE THE PROPERTY (SURVEY NO.40/2 (1,090 SQ. MTS.) AND 46/1 (10,070 SQ. MTS.) – FREEHOLD LAND TOTALLING TO 11,160 SQ. MTS. AT VILLATE MORI, TALUKA – VASAI, DISTRICT – PALGHAR, MAHARASHTRA AND 3,65,000 SQ.FT. AT SURVEY NOS.272, NO.276/1, 2 & 3, 278/2, 280/3, 4 & 5, 271, 273, 274/1,2 & 3, 275/1 & 2, 279/1, 280/2, 69/1, 2, 3, 4 & 5, 87/7, 88/1A, 2A, 1B & 2B, 85/1/5, 1/6, 1/7 & 10, 81/2, 85/12, 87/2A & 3, 75/2/1 & 5, 85/8, 13 & 22. VILLAGE GHOKHIWARE, TALUKA VASAI, VASAI (EAST), DISTRICT PALGHAR, MAHARASHTRA) THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 27/07/2016 ORDERED TO SALE THE PROPERTIES AS PER DETAILS AVAILABLE IN NOTICE
SEBI VIDE ITS ORDER DATED 28/10/2016 PROHIBITED DEFAULTERS FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES AND DIRECTED DEFAULTERS TO FURNISH SEBI, HEAD OFFICE, MUMBAI, COMPLETE DETAILS OF ALL THE MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER. ALL THE TITLE DEEDS, VALUATION REPORTS OF ALL THE PROPERTIES HELD BY THEM WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER. FURTHER DIRECTED INSPECTORS GENERAL OF REGISTRATION, MAHARASHTRA, TEHSILDARS AND DISTRICT REGISTRAR AND SUB-REGISTARS OF THE CONCERNED STATES AND DISTRICTS WITH DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 28/10/2016 ORDERED TO SALE OF PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 16/12/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 25/01/2017 CONFIRMED THE SALE OF PROPERTY THROUGH E-AUCTION ON 19/12/2016 (LAND MEASURING 1,090 SQ.MTS. IN SURVEY NO.40/2 AND 10,070 SQ.MTS. IN SURVEY NO.46/1 TOTALLING TO 11,160 SQ.MTS. AT VILLAGE MORI TALUKA VASAI, DISTRICT PALGHAR)
SEBI VIDE ITS ORDER DATED 18/09/2017 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS NOTICE DATED 10/08/2018 ORDERED TO SALE OF THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 326 |
|
|
MALAYALAM TELEVISION CORP.
|
|
|
|
K.S.RAJENDRA PRASAD
|
|
|
R.ANILKUMAR
|
|
|
SUKUMAR M.CHIDAMBARAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 327 |
|
|
MANAVTA FARMS & FOREST PVT.LTD.
|
|
|
|
ASHOK PATIL
|
|
|
DEVENDRA SINGH
|
|
|
P.GUPTA
|
|
|
S.C.CHATURVEDI
|
|
|
UTTARA PANDIT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 328 |
|
|
MANJUSHREE TEAK PLANTATIONS & INVESTMENTS LTD.
|
|
|
|
R.C.MANI
|
|
|
R.SUDHAKAR
|
|
|
R.SUMITRA BAI
|
|
|
THIMMANA GOWDA PATIL
|
|
|
VILINA PRAKASH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 329 |
|
|
MANSAROVAR PLANTATIONS (INDIA) LTD.
|
|
|
|
BAL MUKUND SINGH
|
|
|
BASANT LATA RAUT
|
|
|
BASANTI LATA RAUT
|
|
|
BASANTI RAWAT
|
|
|
DARAM SACHAN
|
|
|
LAYAK RAM GOSWAMI
|
|
|
MAHENDRA SINGH
|
|
|
REKHA MISHRA
|
|
|
SHASHIKALA
|
|
|
SURESH CHANDRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY,2, 3, AND 5 AND SENTENCED TO PAY A FINE OF RS.1,60,000 EACH IN DEFAULT ACCUSED 2,3 AND 5 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. THE COURT ACQUITTED ACCUSED NO.4, 6 TO 10 FURTHER, ACCUSED NO.7 WHO WAS PROCLAIMED OFFENDER IS ALSO ACQUITTED IN HER ABSENTIA
|
| 330 |
|
|
MARK BUILDERS & LAND DEVELOPERS LTD.
(CIN:U70109PB2011PLC035700
PAN:AAHCM5798F)
|
|
|
|
GURNEK SINGH
DIN:05114376
PAN:AXAPS6773K
|
|
|
GURSHARANPREET SINGH
DIN:06581134
|
|
|
KULJEET KAUR
DIN:05114417
PAN:AUTPK1595M
|
|
|
NARINDER SHARMA
DIN:00640614
PAN:BCAPS7164Q
|
|
|
SARABJIT SINGH
DIN:05114404
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 17-APR-2018 TO 16-APR-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 17-APR-2018 TO 16-APR-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 17-APR-2018 TO 16-APR-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-APR-2018 TO 16-APR-2022
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-APR-2018 TO 16-APR-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-APR-2018 TO 16-APR-2022
17-MAR-2015
|
SEBI VIDE ITS ORDER DATED 17/04/2018 DIRECTED TO 1) NOT TO COLLECT CONTRIBUTIONS/PAYMENTS, EITHER DIRECTLY OR INDIRECTLY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED IN THIS ORDER 2) JOINTLY AND SEVERALLY TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS DUE TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM THE DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 10/04/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 331 |
|
|
MARKANDA FOREST INDIA LTD.
|
|
|
|
NEENA RANI JAIN
|
|
|
PUNAM JAIN
|
|
|
RAJ KUMAR GABA
|
|
|
RAJINDER GABA
|
|
|
SURINDER KUMAR
|
|
|
VINOD KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
A1, A3 AND A4 CONVICTED. A6 AND A8 ACQUITTED. A2 EXPIRED THUS, PROCEEDINGS AGAINST A-2 STOOD ABATED. A5 AND A7 DECLARED PO
A1, A3 AND A4 CONVICTED. A6 AND A8 ACQUITTED. A2 EXPIRED THUS, PROCEEDINGS AGAINST A-2 STOOD ABATED. A5 AND A7 DECLARED PO
|
| 332 |
|
|
MARUTI GREENERIES LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 333 |
|
|
MARUTI KRISHI UDYOG (I) LTD.
|
|
|
|
GOPALRAO KULKADE
|
|
|
MARUTRAO WARHADE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 334 |
|
|
MASTER GREEN FORESTS LTD.
|
|
|
|
AMARJIT KHANNA
|
|
|
AMRIT LAL VERMA
|
|
|
DAYA RAM VERMA
|
|
|
KAMLESH KHANNA
|
|
|
MADHU BATRA
|
|
|
SANTOSH VERMA
|
|
|
SURESH BATRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2, 5 AND 8 AND SENTENCED TO PAY A FINE OF RS.10,000 EACH. HON’BLE HIGHCOURT OF DELHI,VIDE ORDER DATED MAY 18,2011 QUASHED PROCEEDINGS QUA ACCUSED NO.3,4,6 AND 7
|
| 335 |
|
|
MATRUBHOOMI PLANTATIONS LTD.
|
|
|
|
INDUMATI ACHARYA
|
|
|
MAHESH RAJ MESHRAM
|
|
|
NARENDRA H.MESHRAM
|
|
|
NUTAN KAMBLE
|
|
|
SADHANAND MESHRAM
|
|
|
SHALINI P.LONARE
|
|
|
SUJIT J.MESHRAM
|
|
|
VILAS H.MESHRAMI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE MATTER WAS COMPOUNDED AS THE COURT WAS CONVINCED THAT THE ACCUSED HAS REFUNDED THE AMOUNT COLLECTED
|
| 336 |
|
|
MAXIM PLANTATIONS & AGRO (I) LTD.
|
|
|
|
ANAND KISHORE MISHRA
|
|
|
ASHUTOSH MISHRA
|
|
|
JAGDISH CHANDRA SHARMA
|
|
|
LAXMAN PRASAD MISHRA
|
|
|
NAND KISHORE MISHRA
|
|
|
RAMESH AWASTHI
|
|
|
SHANKAR DAYAL MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED THE ACCUSED NO.1 COMPANY, A3, 4,7 AND 8 AND SENTENCED TO PAY A FINE OF RS.20,000 EACH. PROCEEDINGS AGAINST ACCUSED NO.2,5 AND 6 ABATED ON ACCOUNT OF THEIR DEATH
|
| 337 |
|
|
MAXWORTH ORCHARDS (INDIA) LTD.
|
|
|
|
A.L.KRISHNAKUMAR
|
|
|
E.BHASKARAN
|
|
|
JAFARULLAH KHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 338 |
|
|
MEGA AGRO TISSUE LTD.
|
|
|
|
BINOD KUMAR
|
|
|
DINESH KUMAR
|
|
|
JAI PRAKASH PRASAD
|
|
|
KEDAR NATH
|
|
|
OMPRAKASH PRASAD
|
|
|
SANDEEP KUMAR
|
|
|
SARITA KUMARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 339 |
|
|
MEHNA PLANTATIONS LTD.
|
|
|
|
ARCHIE BALD QUADROS
|
|
|
COLIN D'SILVA
|
|
|
KISHEN MANDANNA
|
|
|
MELVILLE PAIS
|
|
|
P.K.SOMAIAH
|
|
|
SATHURINE D'SOUZA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 340 |
|
|
MERIDIAN ECONOMY (INDIA) LTD.
|
|
|
|
A.DOJANA
|
|
|
A.TALHA
|
|
|
ALI
|
|
|
JOHAR I.RAHMAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 17 of 33
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