| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
KWALITY LTD.
(PAN:AABCK1289R)
|
|
|
|
SANJAY DHINGRA
PAN:AAFPD9561J
|
|
TRADED WHILE TRADING WINDOW WAS CLOSED VIOLATING CLAUSES 4 AND 10 OF MINIMUM STANDARDS FOR CODE OF CONDUCT TO REGULATE, MONITOR AND REPORT TRADING BY INSIDERS SPECIFIED IN SCHEDULE B READ WITH REGULATION 9(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF KWALITY LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-MAY-2024 TO 13-NOV-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-MAY-2024 TO 13-NOV-2024
DIRECTED TO DISGORGE RS.2,12,16,944
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
14-MAY-2024
|
|
| 322 |
|
|
LABDHI ENTERPRISES
(PAN:AACFL1039J)
|
|
|
|
FALGUNI KETAN PAREKH
PAN:AABPP7364B
|
|
INDULGED IN FRONT RUNNING TRADING ACTIVITIES OF DEALERS OF RELIANCE SECURITIES LTD. AND OTHER CONNECTED ENTITIES VIOLATING REGULATIONS 3(A) TO (D) AND 4(1) & 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 07-AUG-2020 UNTIL FURTHER ORDERS
CEASED AND DESIST FROM UNDERTAKING ANY ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 07-AUG-2020 UNTIL FURTHER ORDERS
DIRECTED TO OPEN ESCROW ACCOUNT WITH A NATIONALISED BANK JOINTLY OR SEVERALLY AND DEPOSIT IMPOUNDED AMOUNT TO BE PROCEEDS GENERATED FROM FRONT RUNNING TRADES WITHOUT PERMISSION FROM SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 07-AUG-2020 UNTIL FURTHER ORDERS
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO DISGORGE RS.16,92,095 ALONG WITH OTHER ENTITIES/PERSONS
07-AUG-2020
|
SEBI VIDE ITS ORDER DATED 30/06/2021 DIRECTED TO A) RESTRAINED FROM BUYING, SELLING OR DEALING IN THE SECURITIES MARKET OR ASSOCIATING THEMSELVES WITH SECURITIES MARKET, EITHER DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER TILL FURTHER DIRECTIONS B) CEASE AND DESIST FROM UNDERTAKING ANY ACTIVITY IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER TILL FURTHER DIRECTIONS C) DURING THE PERIOD OF RESTRAINT EXISTING HOLDING, INCLUDING UNITS OF MUTUAL FUNDS AND DEMAT ACCOUNTS SHALL REMAIN FROZEN
SEBI VIDE ITS ORDER DATED 29/12/2022 DIRECTED TO DISGORGE RS.16,92,095.00 ALONG WITH ACCRUED INTEREST AND TRANSFER FROM THE ESCROW ACCOUNT TO IPEF AND RELEASE ADDITIONAL AMOUNT OF RS.17,905.00 TO THE NOTICEES
SAT: SAT VIDE ITS ORDER DATED 07/06/2023 CONDONED THE DELAY IN FILING OF APPEAL. IN THE MEANWHILE, RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED IMPUGNED ORDER AND DIRECTED APPELLANT TO DEPOSIT BALANCE DISGORGEMENT AMOUNT AND PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 323 |
|
|
LINKUP FINANCIAL CONSULTANTS PVT.LTD.
(PAN:AACCL0347G)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF GBL INDUSTRIES LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2027
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.95,23,241 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FOUR YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.95,23,241.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 324 |
|
|
LINKUP FINANCIAL CONSULTANTS PVT.LTD.
(PAN:AACCL0347G)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF 7NR RETAIL LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2027
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.25,68,429 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FOUR YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.25,68,429.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 325 |
|
|
LINKUP FINANCIAL CONSULTANTS PVT.LTD.
(PAN:AACCL0347G)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2027
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.4,83,129 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FOUR YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.4,83,129.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 326 |
|
|
LINKUP FINANCIAL CONSULTANTS PVT.LTD.
(PAN:AACCL0347G)
(Along with : ROBERT RESOURCES LTD.,
ECONO TRADE (INDIA) LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2027
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.8,28,487 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FOUR YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.8,28,487.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 327 |
|
|
MAHANKAL CAPITAL
(PAN:BHPPT1291P)
|
|
|
|
AJAY THAKUR
PAN:BHPPT1291P
|
|
ACTED AS INVESTMENT ADVISER WITHOUT SEBI REGISTRATION
|
CEASED & DESIST FROM UNDERTAKING ANY ACTIVITY IN SECURITIES MARKET INCLUDING ACTIVITY OF ACTING AND REPRESENTING THROUGH ANY MEDIA (PHYSICAL OR DIGITAL) AS AN INVESTMENT ADVISOR, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 29-SEP-2022 TO 28-MAR-2023
CEASED AND DESIST FROM ACTING AS AN INVESTMENT ADVISOR AND/OR RESEARCH ANALYST AND CEASE TO SOLICIT OR UNDERTAKE SUCH ACTIVITIES OR ANY OTHER UNREGISTERED ACTIVITY IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 29-SEP-2022 TO 28-MAR-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-SEP-2022 TO 28-MAR-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-SEP-2022 TO 28-MAR-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-SEP-2022 TO 28-MAR-2023
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO IMMEDIATELY WITHDRAW AND REMOVE ALL ADVERTISEMENTS, REPRESENTATIONS, LITERATURES, BROCHURES, MATERIALS, PUBLICATIONS, DOCUMENTS, WEBSITE, ETC. IN RELATION TO THOSE SCHEMES / ACTIVITIES (INVESTMENT ADVISER AND ALTERNATIVE INVESTMENT FUND, AND/OR RESEARCH ANALYST) OR ANY UNREGISTERED ACTIVITIES FROM 29-SEP-2022 TO 28-MAR-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED BANKS NOT TO ALLOW ANY DEBITS/WITHDRAWLS AND CREDITS FROM ACCOUNT WITHOUT PERMISSION OF SEBI FROM 29-SEP-2022 TO 28-MAR-2023
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT NOT TRANSFERRED SECURITIES HELD JOINTLY OR SEVERALLY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 29-SEP-2022 TO 28-MAR-2023
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS
DIRECTED TO SUBMIT COMPLETION REPORT OF REPAYMENT TO SEBI CERTIFIED BY INDEPENDENT CHARTERED ACCOUNTANT
DIRECTED NOT TO UNDERTAKE EITHER DIRECTLY OR INDIRECTLY INVESTMENT ADVISORY SERVICES AND/OR RESEARCH ANALYST ACTIVITY IN SECURITIES MARKET WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI FROM 29-SEP-2022 TO 28-MAR-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
07-FEB-2020
|
SEBI VIDE ITS ORDER DATED 29/09/2022 DIRECTED TO A) REFUND THE MONEY RECEIVED FROM THE CLIENTS/ INVESTORS, AS FEES/COMPENSATION OR IN ANY OTHER FORM, IN RESPECT OF UNREGISTERED INVESTMENT ADVISORY ACTIVITIES WITHIN THREE MONTHS FROM DATE OF THIS ORDER B) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND INCLUDING DETAILS OF CONTACT PERSON NAMES, ADDRESSES AND CONTACT DETAILS WITHIN 15 DAYS OF COMING INTO FORCE OF THIS ORDER C) REPAYMENTS TO CLIENTS/INVESTORS, SHALL BE EFFECTED ONLY THROUGH BANK DEMAND DRAFT OR PAY ORDER OR ELECTRONICS FUND TRANSFER D) RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED. FURTHER, DIRECTED BANK TO ALLOW DEBIT ONLY FOR THE PURPOSE OF MAKING REFUNDS TO THE CLIENTS/INVESTORS, WHO WERE AVAILING THE INVESTMENT ADVISORY SERVICES E) FILE REPORT OF SUCH COMPLETION WITH SEBI DULY CERTIFIED FROM INDEPENDENT CHARTERED ACCOUNTANT F) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN ANY MANNER WHATSOEVER FOR A PERIOD OF SIX MONTHS FROM DATE OF COMPLETION OF REFUNDS TO CLIENTS/INVESTORS G) CEASE AND DESIST FROM ACTING AS INVESTMENT ADVISOR INCLUDING THE ACTIVITY OF ACTING AND REPRESENTING THROUGH ANY MEDIA (PHYSICAL OR DIGITAL) AS INVESTMENT ADVISOR, DIRECTLY OR INDIRECTLY, AND CEASE TO SOLICIT OR UNDERTAKE SUCH ACTIVITY OR ANY OTHER ACTIVITIES IN SECURITIES MARKET, WITHOUT OBTAINING A CERTIFICATE OF REGISTRATION FROM SEBI H) DURING THE PERIOD OF RESTRAINT, FREEZED EXISTING HOLDING, INCLUDING UNITS OF MUTUAL FUNDS
SEBI VIDE ITS NOTICE DATED 14/09/2023 DIRECTED TO PAY RS.96,09,113.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
|
| 328 |
|
|
MANISH VASANJI FURIYA (HUF)
(PAN:AALHM8457L)
|
|
|
|
MANISH VASANJI FURIYA
PAN:AAAPF0856D
|
|
INDULGED IN DEALING IN SECURITIES WHILE IN POSSESSION OF MATERIAL NON-PUBLIC INFORMATION VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT. 1992 AND REGULATIONS 3(A) TO 3(D) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF CNBC AWAAZ
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-OCT-2021 UNTIL FURTHER ORDERS
DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK JOINTLY OR SEVERALLY AND DEPOSIT IMPOUNDED AMOUNT
DIRECTED TO FREEZE BANK ACCOUNTS
DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY
DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 04-OCT-2021 UNTIL FURTHER ORDERS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
04-OCT-2021
|
SAT: SAT VIDE ITS ORDER DATED 17/11/2022 DIRECTED TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 05/01/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 15/05/2023 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/11/2023 DISPOSED OF THE MATTER AND DIRECTED WTM TO DECIDE THE MATTER AFTER GIVING OPPORTUNITY OF HEARING TO THE APPELLANT ON OR BEFORE 31/03/2024
|
| 329 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
KRISHAN MURARI SHARMA
PAN:BNJPS2163K
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.87,95,329 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.87,95,329.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 330 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
MITHUN SINGH
PAN:BVZPS9152G
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.1,25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.1,25,00,000.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 331 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
JEET BAHADUR
PAN:AHVPB6604R
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.18,93,300 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.18,93,300.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 332 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
|
SUSHEEL KUMAR ARORA
PAN:AISPA5466E
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.14,05,800 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.14,05,800.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 333 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
|
RAVITA DEVI
PAN:BIGPD0615R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.8,57,100 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.8,57,100.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 334 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
ARVIND KUMAR
PAN:AEHPK9032M
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.54,29,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.54,29,000.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 335 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
BHUREY SINGH
PAN:BFIPS7754D
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.5,00,000.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 336 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
INDRANAND SINGH
PAN:FIIPS3787P
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.33,855 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.33,855.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 337 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
DHARAMWATI CHAUHAN
PAN:AXZPC6279R
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.13,23,400 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.13,23,400.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 338 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
|
ROSHAN KUMAR JAISWAL
PAN:AWMPJ9308E
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.11,11,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.11,11,000.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 339 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
|
RAJENDRA KUMAR
PAN:BWHPK5104R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.4,21,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.4,21,000.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 340 |
|
|
MAURIA UDYOG LTD.
(PAN:AABCM9522F)
(Along with : VEE EM INFOCENTRE PVT.LTD.)
|
|
|
|
DEEPA SUREKA
PAN:ANTPS8310F
|
|
|
LEELU SINGH
PAN:DCNPS6356F
|
|
|
NAVNEET KUMAR SUREKA
PAN:ANWPS5531K
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2028
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.19,94,020 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SEBI VIDE ITS ORDER DATED 12/10/2023 MODIFIED THE DIRECTION ISSUED VIDE INTERIM ORDER DATED 19/06/2023 A) OVERDRAFT BANK ACCOUNTS BEARING NUMBERS 630305004429 AND 630305006222 OF MAURIA UDYOG LTD. HELD WITH ICICI BANK LTD. SHALL BE DEFROZEN BY ICICI BANK LTD. FORTHWITH. APPLICANT AND THE ICICI BANK LTD. SHALL ENSURE THAT THE PORTION OF OVERDRAFT FACILITYIN AFORESAID TWO OVERDRAFT ACCOUNTS WHICH REMAINS UNUTILIZED AS ONDATE OF THIS ORDER IS NOT AVAILABLE FOR UTILIZATION TO THE APPLICANT, TILL FURTHER ORDERS
SAT: SAT VIDE ITS ORDER DATED 30/10/2023 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 22/08/2025 REITERATED THAT FIRST PRAYER FOR COMPLETION OF PROCEEDINGS WITHIN TWO MONTHS REQUIRES NO SPECIFIC ORDER. FOR SECOND PRAYER, IF APPELLANTS FILE APPLICATION BEFORE WTM, SEBI TO CONSIDER AND DISPOSE OF THE SAME WITHIN THREE WEEKS FROM DATE OF FILING OF APPLICATION
SEBI VIDE ITS ORDER DATED 11/09/2025 DIRECTED TO A) UNFREEZE EMPLOYEES’ GRATUITY SAVINGS ACCOUNT (ACCOUNT NO.8301047398) MAINTAINED WITH ICICI BANK BY ICICI BANK FORTHWITH, SUBJECT TO STIPULATION THAT APPLICANTS NOT TO USE THE FUNDS LYING THEREIN FOR ANY PURPOSE OTHER THAN FOR WHICH THE SAID ACCOUNT WAS OPENED B) UNFREEZE ALL OTHER BANK ACCOUNTS OF THE APPLICANTS SUBJECT TO THEIR DEPOSITING UNLAWFUL GAINS (CALCULATED IN THE INTERIM ORDER), IN ESCROW ACCOUNT/ SAVINGS ACCOUNT WITH LIEN MARKED IN FAVOUR OF SEBI C) DEPOSITORIES TO ALLOW DEBIT IN THE DEMAT ACCOUNT OF NOTICEES FOR THE PURPOSE OF DEPOSITING FUNDS IN THE ESCROW ACCOUNT/ SAVING ACCOUNT IN TERMS OF DIRECTIONS ISSUED VIDE THE INTERIM ORDER DATED 19/06/2023. FURTHER, BANKS TO ALLOW DEBIT IN THE DEMAT ACCOUNTS OF NOTICEES FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT/ SAVING ACCOUNT D) BANK ACCOUNTS, IF ANY, HELD SINGLY AND EXCLUSIVELY BY MR.DEEPANSHU SUREKA AND FROZEN BY THE BANKS PURSUANT TO THE INTERIM ORDER DATED 19/06/2023 SHALL BE UNFROZEN FORTHWITH. CLARIFIED THAT ANY ACCOUNTS HELD JOINTLY BY MR.DEEPANSHU SUREKA WITH EITHER OF THE APPLICANTS SHALL CONTINUE TO REMAIN FROZEN
SAT: SAT VIDE ITS ORDER DATED 09/12/2025 DISMISSED THE APPEAL AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 09/01/2026 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF FIVE YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.19,94,020.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/10/2026 REJECTED THE PRAYER FOR STAY OF DEBARMENT AND STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AND DISGORGEMENT AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
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