| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
FORESIGHT ENTERPRISES
(PAN:AABFF5083D)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) AND 30(1) OF SAST REGULATIONS, 2011 IN MATTER OF MADHUSUDAN SECURITIES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,55,712 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
19-MAR-2018
|
|
| 322 |
|
|
FORTIS HEALTHCARE HOLDINGS PVT.LTD.
(CIN:U65993DL2001PTC152641
PAN:AAACF6715A)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011
|
IMPOSED PENALTY RS.1,00,000
11-JAN-2021
|
|
| 323 |
|
|
FOXCON (FAR EAST) LTD.
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 3, 4, 5(1), 13(2) (E) AND 15(1) OF SAST REGULATIONS, 2011 IN MATTER OF SHARP INDIA LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.19,50,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
22-DEC-2017
|
|
| 324 |
|
|
FOXCON TECHNOLOGY PTE.LTD.
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 3, 4, 5(1), 13(2) (E) AND 15(1) OF SAST REGULATIONS, 2011 IN MATTER OF SHARP INDIA LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.19,50,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
22-DEC-2017
|
|
| 325 |
|
|
FRESHLIME MEDIA PRODUCTIONS PVT.LTD.
(PAN:AADCT6229Q)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 READ WITH REGULATION 12(2) OF (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 IN MATTER OF INANNA FASHION & TRENDS LTD. (EARLIER KNOWN AS FRONTLINE BUSINESS SOLUTIONS LTD.)
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF INANNA FASHION & TRENDS LTD. (EARLIER KNOWN AS FRONTLINE BUSINESS SOLUTIONS LTD.)
|
IMPOSED PENALTY RS.2,00,000
15-MAR-2018
|
SEBI VIDE ITS NOTICE DATED 07/05/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 08/07/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 07/05/2019
|
| 326 |
|
|
FRONTLINE BIOSYSTEMS LTD.
(PAN:AAACF3149C)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1) READ WITH REGULATION 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SURAJ LTD.
|
IMPOSED PENALTY RS.15,00,000 ALONG WITH OTHER ENTITIES/PERSONS
26-JUN-2014
|
|
| 327 |
|
|
FUTURE CORPORATE RESOURCES LTD.
(PAN:AALCS4222N)
|
|
|
|
ANIL BIYANI
PAN:AACPB0200F
|
|
|
KISHORE BIYANI
PAN:AACPB0199B
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(3) READ WITH 3(2) AND 25(5) OF SAST REGULATIONS, 2011 IN MATTER OF PRAXIS HOME RETAIL LTD.
|
IMPOSED PENALTY RS.10,00,000
28-APR-2023
|
|
| 328 |
|
|
G K & SONS PVT.LTD.
(PAN:AAACG8389H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 329 |
|
|
G.P.SHAH INVESTMENT PVT.LTD.
(PAN:AAACG7944A)
|
|
|
|
BABULAL GUMANMAL JAIN
PAN:ABNPJ1251A
|
|
|
DEVENDRA NATH BABULAL JAIN
PAN:ADTPJ4655Q
|
|
|
KARTIK B.JAIN
PAN:AEXPJ6838A
|
|
|
NEETU D.JAIN
|
|
|
PUSHPADEVI BABULAL JAIN
PAN:AAQPJ6966L
|
|
|
SHILPA B.JAIN
PAN:AEXPJ6837R
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF NAKODA LTD.
|
IMPOSED PENALTY RS.5,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
13-MAR-2019
|
SAT: APPEAL DISMISSED
|
| 330 |
|
|
G.P.SURANA (HUF)
(PAN:AAAHG8506R)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.M.TELELINKS LTD.
|
IMPOSED PENALTY RS.1,00,000
29-JUN-2018
|
|
| 331 |
|
|
G.R.K.REDDY & SONS (HUF)
(PAN:AAEHG3164P)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF MARG LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MARG LTD.
|
IMPOSED PENALTY RS.2,00,000
22-MAR-2018
|
|
| 332 |
|
|
GAGAN INFRAENERGY LTD.
(PAN:AABCN6118L)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING FOR CHANGE OF MORE THAN 2% OF TOTAL SHAREHOLDING OF MS.URVI JINDAL ALONG WITH PERSONS ACTING IN CONCERT (PACS) VIOLATING REGULATION 29(2) OF SAST REGULATION, 2022 IN MATTER OF SHALIMAR PAINTS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,04,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
13-MAR-2025
|
|
| 333 |
|
|
GALAXY INFRAPROJECTS & DEVELOPERS PVT.LTD.
(PAN:AACCG7477N)
(Along with : WADHAWAN CONSOLIDATED HOLDINGS PVT.LTD.,
WADHAWAN RETAIL VENTURES PVT.LTD.,
WADHAWAN GLOBAL CAPITAL LTD.,
SILICON FIRST REALTORS PVT.LTD.)
|
|
|
|
ANU S.WADHAWAN
PAN:AAQPW2792P
|
|
|
ARUNA RAJESHKUMAR WADHAWAN
PAN:AAHPW9334L
|
|
|
DHEERAJ RAJESHKUMAR WADHAWAN
PAN:AAOPW4517G
|
|
|
KAPIL KUMAR WADHAWAN
PAN:AAOPW6145L
|
|
|
MALTI RAKESH KUMAR WADHAWAN
PAN:AAGPW8042G
|
|
|
POOJA D.WADHAWAN
PAN:AAJPB9268Q
|
|
|
RAKESH KUMAR WADHAWAN
PAN:AAEPW7656G
|
|
|
SARANG WADHAWAN
PAN:AAAPW2530R
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCAHNGES AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-SEP-2023
|
|
| 334 |
|
|
GALAXY INFRAPROJECTS & DEVELOPERS PVT.LTD.
(PAN:AACCG7477N)
(Along with : WADHAWAN HOLDINGS PVT.LTD.,
WADHAWAN CONSOLIDATED HOLDINGS PVT.LTD.,
WADHAWAN RETAIL VENTURES PVT.LTD.,
WADHAWAN GLOBAL CAPITAL LTD.,
HEMISPHERE INFRASTRUCTURE INDIA PVT.LTD.,
SILICON FIRST REALTORS PVT.LTD.)
|
|
|
|
ANU S.WADHAWAN
PAN:AAQPW2792P
|
|
|
ARUNA RAJESHKUMAR WADHAWAN
PAN:AAHPW9334L
|
|
|
DHEERAJ RAJESHKUMAR WADHAWAN
PAN:AAOPW4517G
|
|
|
KAPIL KUMAR WADHAWAN
PAN:AAOPW6145L
|
|
|
MALTI RAKESH KUMAR WADHAWAN
PAN:AAGPW8042G
|
|
|
POOJA D.WADHAWAN
PAN:AAJPB9268Q
|
|
|
RAKESH KUMAR WADHAWAN
PAN:AAEPW7656G
|
|
|
SARANG WADHAWAN
PAN:AAAPW2530R
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11(1) AND 11(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
|
IMPOSED PENALTY RS.5,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-SEP-2023
|
|
| 335 |
|
|
GANGADHAR DEALERS PVT.LTD.
(PAN:AABCG0646C)
(Along with : SRIVANI MERCHANTS PVT.LTD.,
TORNER TIE-UP PVT.LTD.,
LATANGI VYAPAAR PVT.LTD.)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF DECILLION FINANCE LTD.
|
IMPOSED PENALTY RS.4,00,000 ALONG WITH OTHER ENTITIES/PERSONS
03-AUG-2026
|
|
| 336 |
|
|
GANNAYAK SALES PVT.LTD.
(PAN:AAECG0461G)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1) AND 13(3) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SANGAM ADVISORS LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF SANGAM ADVISORS LTD.
|
IMPOSED PENALTY RS.1,00,000
29-MAR-2019
|
|
| 337 |
|
|
GAPARIK TRADE & FINANCE RESOURCES LTD.
(PAN:AAACG5396E)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 8A(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF TRICOM INDIA LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF TRICOM INDIA LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(4A) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF TRICOM INDIA LTD.
|
IMPOSED PENALTY RS.1,00,000
01-MAR-2018
|
SEBI VIDE ITS NOTICE DATED 24/12/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 02/09/2020 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 24/12/2018
|
| 338 |
|
|
GARG CORP.LTD.
(CIN:U99999PB1998PLC021355
PAN:AABCG1314R)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF HIMACHAL FIBRES LTD.
|
IMPOSED PENALTY RS.1,00,000
19-APR-2021
|
SEBI VIDE ITS NOTICE DATED 02/03/2022 DIRECTED TO PAY RS.1,11,422.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 21/04/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 06/05/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF GARG CORP.LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 339 |
|
|
GARNET INTERNATIONAL LTD.
(PAN:AABCG8503A)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF GINI SILK MILLS LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
08-JUN-2021
|
|
| 340 |
|
|
GATEWAY LEASING PVT.LTD.
(PAN:AABCG1372R)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 29(3) AND 29(4) OF SAST REGULATIONS, 2011 IN MATTER OF KARUR KCP PACKAGING LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,49,563 VIDE CONSENT ORDER)
19-MAR-2018
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 17 of 55
|
