| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
MRIGNAYANI PLANTATIONS LTD.
|
|
|
|
ASHOK KUMAR SINGH
|
|
|
AYODHYA PRASAD PATEL
|
|
|
BIHARI LAL PATEL
|
|
|
INDRA BHAN PATEL
|
|
|
MANOJ KUMAR PATEL
|
|
|
RAM SROVER PATEL
|
|
|
SHIV KUMAR PATEL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 322 |
|
|
MULTIBHUMI PROJECTS & DEVELOPMENT LTD.
|
|
|
|
AMIT JAIN
|
|
|
KULWANT KAUR
|
|
|
PANKAJ KUMAR
|
|
|
PAWAN KUMAR
|
|
|
SHASHI JAIN
|
|
|
USHA KAKAR
|
|
|
VIKAS AGGARWAL
|
|
|
VIVEK KAKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 323 |
|
|
MULTILINE FARMS & PROJECTS LTD.
|
|
|
|
JITENDER PRASAD
|
|
|
KIRANJEET SINGH
|
|
|
MAHENDER YADAV
|
|
|
MUKESH BALI
|
|
|
PARAG MADHAV KANOJIA
|
|
|
PRABHAT KUMAR
|
|
|
R.K.SINGH
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
SHAILENDRA KUMAR
|
|
|
SUBODH JHA
|
|
|
VARINDER ARORA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 324 |
|
|
MVR REAL ESTATE AGROTECH LTD.
|
|
|
|
MANOJ VERMA
|
|
|
SURANDRA PRASAD GUPTA
|
|
|
VINOD KHARE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 325 |
|
|
N.P.AGRO (INDIA) LTD.
(Along with : AUTOWAYS PVT.LTD.)
|
|
|
|
AKHILESH KUMAR AGARWAL
|
|
|
NAVEEN KHANDELWAL
|
|
|
PRASHANT GUPTA
|
|
|
PRAVEEN KHANDELWAL
|
|
|
RITU KHANDELWAL
|
|
|
SANGEETA KHANDELWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 20-OCT-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
ACCUSED NO.1,2,3 DISCHARGED. ACCUSED NO.4 EXPIRED, THUS, PROCEEDINGS ABATED QUA A-4
|
| 326 |
|
|
N.P.AGRO (INDIA) LTD.
(Along with : KHANDELWAL CEMENTS LTD.)
|
|
|
|
AKHILESH KUMAR AGARWAL
|
|
|
NAVEEN KHANDELWAL
|
|
|
PRASHANT GUPTA
|
|
|
PRAVEEN KHANDELWAL
|
|
|
RITU KHANDELWAL
|
|
|
SANGEETA KHANDELWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
ACCUSED NO.1,2,3 DISCHARGED. ACCUSED NO.4 EXPIRED, THUS, PROCEEDINGS ABATED QUA A-4
|
| 327 |
|
|
NATURAL PLANTATIONS INDIA LTD.
|
|
|
|
BASANTI DEVI
|
|
|
H.C.BISHOI
|
|
|
MADHUSUDAN DASH
|
|
|
NALINI KANTA SWAIN
|
|
|
R.K.CHAND
|
|
|
R.R.BADAJENA
|
|
|
RAMCHANDRA PANIGRAHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 328 |
|
|
NATUROWORTH & MEDICO PLANTS LTD.
|
|
|
|
ANITA HARSHA
|
|
|
INDU SIN
|
|
|
MAHESH CHAUHAN
|
|
|
MUKESH SINGH
|
|
|
R.HARSHA
|
|
|
R.S.CHAUHAN
|
|
|
RAJESH HARSHA
|
|
|
RANJAN SINGH
|
|
|
SAMPAD MUKHERJEE
|
|
|
SANJAY KUMAR SINGH
|
|
|
SANJAY SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 329 |
|
|
NAVRAJ PLANTATIONS & LIVESTOCK LTD.
|
|
|
|
ANITA GUPTA
|
|
|
BINA MITTAL
|
|
|
MOHD.NOORAIN
|
|
|
NAVIN ANAND
|
|
|
RAJESH ANAND
|
|
|
SHEELA DEVI
|
|
|
SUMAN LATA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED ACQUITTED AS THE COURT HELD THAT ALL THE ACCUSED PERSONS HAD REPAID THE AMOUNTS TO ITS INVESTORS
|
| 330 |
|
|
NEELACHAL PLANTATIONS PVT.LTD.
|
|
|
|
AMOL D.NAIK
|
|
|
ANANDACHE MAHESH B.
|
|
|
JADAV SANJEEV GUNDOJI
|
|
|
JAWALKAR GOPINATH K.
|
|
|
MUTAGEKAR BHAU N.
|
|
|
NADGOUDA SHRIDAR G.
|
|
|
RENAKE PRASHANT M.
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 331 |
|
|
NEELGIRI FORESTS LTD.
|
|
|
|
ANAND VARSHNEY
|
|
|
ARJUN SINGH
|
|
|
BEENA NEGI
|
|
|
HARISH PAL SINGH NEGI
|
|
|
PRATAP SINGH VERMA
|
|
|
RADHA SAINI
|
|
|
RAJNESH PRABHA
|
|
|
RAJPAL
|
|
|
RAM NIWAS SAINI
|
|
|
RANBIR SINGH
|
|
|
ROHTAS SAINI
|
|
|
RUPESH SAINI
|
|
|
SUNITA SAINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 332 |
|
|
NEW INDIA HORTICULTURE & AGRO LTD.
|
|
|
|
BIMLESH KUMAR PANDEY
|
|
|
MAHENDRA RAM VERMA
|
|
|
MANOJ KUMAR DEBEY
|
|
|
MUKESH KUMAR SINGH
|
|
|
NARBADESHWAR GIRI
|
|
|
NAWAL KISHORE BHARATI
|
|
|
PREDEEP KUMAR BHUINYA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.1.6 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.7000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT (SI) FOR 1 MONTH. AWARD OF RS.5,000 TO SEBI. FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| 333 |
|
|
NEW-WAYS AGRICULTURE LTD.
|
|
|
|
ANIL KUMAR
|
|
|
DEEPAK BAKSHI
|
|
|
DHARMENDRA GIRI
|
|
|
GULSHAN KATHURIA
|
|
|
LALIT KUMAR
|
|
|
MANOJ KUMAR GIRI
|
|
|
MOHD.YAQUB KHAN
|
|
|
POORAN SINGH
|
|
|
PRADEEP CHAUDHARY
|
|
|
PREM CHAND GIRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 334 |
|
|
NEXUS FARMS LTD.
|
|
|
|
ATUL KISHORE GUPTA
|
|
|
KIRAN SINGH
|
|
|
LALIT AWASTI
|
|
|
MALAYAJ SINHA
|
|
|
SANJAY KUMAR SINHA
|
|
|
UDIT AVASTHI
|
|
|
VIRENDRA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
THE LD. COURT CONVICTED ALL THE ACCUSED. CONVICT COMPANY IS BURDENED WITH FINE OF RS.6 LACS. FURTHER CONVICTS NOS 2 TO 5 WERE SENTENCED TO RIGOUROUS IMPRISONMENT FOR A PERIOD OF SIX MONTHS WITH A FINE OF RS.4 LACS
|
| 335 |
|
|
NIHAL AGRO FORESTRY LTD.
|
|
|
|
ARJUN SINGH BAIS
|
|
|
GYAN SINGH SISODIA
|
|
|
NIHAL SINGH CHAUHAN
|
|
|
SATYENDRA SINGH CHAUHAN
|
|
|
UDHAMANYU SINGH BAIS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 336 |
|
|
NISARGA FORESTS (I) LTD.
|
|
|
|
BABANRAO KALE
|
|
|
MACHINDRA WAYKAR
|
|
|
MANOHAR NAGVEKAR
|
|
|
RAJENDRA KHANVILKAR
|
|
|
SANDEEP PANDHARE
|
|
|
SANJAY KHANVILKARI
|
|
|
SUNDER BHABAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 337 |
|
|
NSR PLANTATIONS (INDIA) LTD.
|
|
|
|
AJAY KUMAR PANDEY
|
|
|
BRAHAM DEV PRASAD
|
|
|
JAY SHANKER SUMAN
|
|
|
NARESH KUMAR MISHRA
|
|
|
RADHA KRISHAN KUMAR
|
|
|
RAM MILAN DWIVEDI
|
|
|
RAM SWAROOP SINGH GAUR
|
|
|
RAMACHANDRA SINGH
|
|
|
ROSHAN KHURANA
|
|
|
SHYAM BADAN SINGH
|
|
|
VISHNU PRAKASH BAJPAI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
LD. COURT CONVICTED ACCUSED NO.1,2,3,6 AND 9 AND IMPOSED FINE OF RS.25000 EACH HOWEVER, ACCUSED NO.5 AND 7 HAVE BEEN ACQUITTED FROM ALL THE CHARGES. FURTHER, ACCUSED NO. 4, 8 10, 11 AND 13 ARE PO
|
| 338 |
|
|
OAK GARDENS LTD.
|
|
|
|
A.KRISHNAMURTHY
|
|
|
D.A.ARAVIND
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 339 |
|
|
OASIS PLANTATION LTD.
|
|
|
|
AJAY SONI
|
|
|
ANURADHA
|
|
|
AZIM KHAN
|
|
|
G.C.CHOWDHARY
|
|
|
JOGAR NATH
|
|
|
NAVKIRAN
|
|
|
O.P.VERMA
|
|
|
S.P.SHARMA
|
|
|
SURINDER KUMAR VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED LET OFF AFTER DUE ADMONITION AS COURT FOUND THAT NO PUBLIC MONEY WAS MOBILIZED AND AMOUNTS WERE RECEIVED ONLY FROM DIRECTORS
|
| 340 |
|
|
OCEAN AGRO FARMS LTD.
|
|
|
|
BASHIR AHMED MANHAS
|
|
|
FAKIR HUSSAIN SHAH
|
|
|
GULAM MOHAMMED BHAT
|
|
|
MOHD.AYUB SHEIKH
|
|
|
MOHD.BHAT (CH.)
|
|
|
MOHD.IBRAHIM SHAH
|
|
|
NAZIR AHMED BHAT
|
|
|
ROMESH KUMAR SHARMA
|
|
|
SAROJ BALA
|
|
|
SATISH KAPOOR
|
|
|
SHUJAY AMIN
|
|
|
VIRENDER KUMAR KAUL
|
|
|
ZULFIKAR AHMED MANHAS
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-JAN-2003 TO 28-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JAN-2003 TO 28-JAN-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-JAN-2003
|
ALL ACCUSED ACQUITTED BY COURT AS THE ACCUSED DID NOT RECEIVE ANY OF THE CORRESPONDENCE FROM SEBI AS THEY WERE IN JAIL. THE COURT FURTHER DIRECTED THE ACCUSED TO COMPLY WITH THE DIRECTIONS OF SEBI DATED DECEMBER 03,2001 AND ALSO ORDERED TO REPAY THE INVESTORS WITHIN ONE MONTH AND SUBMIT WRR IN FORMAT TO SEBI, ON FAILURE, SEBI ENTITLED TO TAKE FRESH ACTION AGAINST THE ACCUSED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 17 of 29
|
