| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301 |
|
URMILA SHARMA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 302 |
|
|
VALIBEN BACHUBHAI PATEL
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 303 |
|
|
VARSHA MAHESH SAJNANI
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 304 |
|
|
VARSHA SEVANTILAL SHAH
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 305 |
|
|
VIBHA AGRAWAL
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 306 |
|
|
VIBHA DIWAN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 307 |
|
|
VIJAY SAMBHAJI SURYAVANSHI
(PAN:AYNPS6546C)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
30-NOV-2007
|
|
| 308 |
|
|
VIJAY SHREE LUNAWAT
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 309 |
|
|
VIJAYA DESHLAHRA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 310 |
|
|
VIKAS GOURIHAR NARNAVAR
(PAN:ACRPN6457D)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
30-NOV-2007
|
|
| 311 |
|
|
VINEET BOTHARA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 312 |
|
|
VINOD JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 313 |
|
|
VINOD JAIN
|
|
|
ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF SOFTRAK TECHNOLOGY EXPORTS LTD.
|
SUMMON ISSUED
31-JAN-2008
|
|
| 314 |
|
|
VINOD KHETAN
(PAN:AHNPK7226L)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
12-NOV-2007
|
|
| 315 |
|
|
VINOD KUMAR AGRAWAL
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 316 |
|
|
VINOD KUMAR AGRAWAL
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 317 |
|
|
VINOD KUMAR LOHIA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| 318 |
|
|
VINOD KUMAR PATHIYAT
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
09-DEC-2009
|
|
| 319 |
|
|
VIVEKANAND DAJI PATANKAR
(PAN:ALTPP0349K)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF IFSL LTD.
|
SUMMON ISSUED
14-NOV-2007
|
|
| 320 |
|
|
YASHODA JAIN
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALKA SECURITIES LTD.
|
SUMMON ISSUED
19-FEB-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 16 of 17
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