| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301 |
|
NAGARJUNA JIYO MARINES LTD.
|
|
|
|
KASSAM SAIT N.M.
|
|
|
MOHAMMED FAIZ KASSAM SAIT
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2001 TO 27-FEB-2006
28-FEB-2001
|
|
| 302 |
|
|
NAGESHWAR INVESTMENT LTD.
|
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 303 |
|
|
NAISARGIK AGRITECH (INDIA) LTD.
|
|
|
|
AMBALAL N.PATEL
|
|
|
BIPIN M.PATEL
|
|
|
CHHAGANBHAI K.PATEL
|
|
|
ISHWARBHAI K.PATEL
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 304 |
|
|
NAKODA LTD.
(PAN:AAACN7282L)
|
|
|
|
ARUN RAMSWAROOP PANCHARIYA
PAN:AEVPP6125N
|
|
|
BABULAL GUMANMAL JAIN
PAN:ABNPJ1251A
|
|
|
DEVENDRA NATH BABULAL JAIN
PAN:ADTPJ4655Q
|
|
|
MUKESH BABULAL CHAURADIYA
PAN:AAVPC0966A
|
|
INDULGED IN FACILITATING SUBSCRIPTION OF GDRS BY VINTAGE FZE, UAE THROUGH FINANCE OBTAINED FROM EURAM BANK, AUSTRIA FOR SUBSCRIPTION OF GDR AND ISSUER COMPANY (NAKODA LTD.) PLEDGED GDR WITH EURAM BANK VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1), 4(2) (F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT MAKE DISCLOSURE OF FACT OF PLEDGE AGREEMENT AND WRITE OFF DETAILS TO STOCK EXCHANGE VIOLATING CLAUSE 36(7) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DID NOT MAKE DISCLOSURE OF DEFAULT IN REPAYMENT OF LOAN OF USD 24.32 MN. IN FINANCIAL STATEMENTS VIOLATING CLAUSE 50 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
MISREPRESENTED CASH AND BANK BALANCES IN ANNUAL REPORTS VIOLATING CLAUSE 32 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.30,00,000
30-AUG-2022
|
|
| 305 |
|
|
NATURO-PEST LTD.
(CIN:L24231GJ1992PLC018431)
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 306 |
|
|
NAVAKKARAI SPINNERS LTD.
|
|
|
|
N.ANAND
|
|
|
P.SUBRAMANIAM
|
|
|
R.MOHANKUMAR
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-JUN-2000 TO 19-JUN-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUN-2000 TO 19-JUN-2005
20-JUN-2000
|
|
| 307 |
|
|
NAVAKKARAI SPINNERS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 308 |
|
|
NAVAKKARAI SPINNERS LTD.
|
|
|
|
M.DURAISAMY
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-OCT-2000 TO 03-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-OCT-2000 TO 03-OCT-2005
04-OCT-2000
|
|
| 309 |
|
|
NEOCURE THERAPEUTICS LTD.
|
|
|
DID NOT FURNISH INFORMATION AS REQUIRED UNDER EDIFAR
|
IMPOSED PENALTY RS.2,00,000
26-OCT-2004
|
SAT: IMPUGNED ORDER MODIFIED BY REDUCING PENALTY AMOUNT TO RS.10,000 FROM RS.2,00,000
|
| 310 |
|
|
NEW DELHI TELEVISION LTD.
(PAN:AAACN0865D)
|
|
|
DID NOT MAKE DISCLOSURE OF LOAN AGREEMENTS WITH VISHVAPRADHAN COMMERCIAL PVT.LTD. VIOLATING CLAUSE 36 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.10,00,000
29-DEC-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/01/2021 DISMISSED THE APPEAL AS INFRUCTUOUS
SAT: SAT VIDE ITS ORDER DATED 06/05/2021 DIRECTED APPELLANT TO FILE CONVENIENCE COMPILATION ENCLOSING THE IMPUGNED ORDER AND RELEVANT DOCUMENTS. INTERIM ORDER, IF ANY, EXTENDED TILL THE NEXT DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 20/07/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC FROM RS.5 CRORE
|
| 311 |
|
|
NEW DELHI TELEVISION LTD.
(PAN:AAACN0865D)
|
|
|
DID NOT MAKE DISCLOSURE OF DEMAND OF RS.450 CRORES RAISED BY INCOME TAX DEPARTMENT FOR A.Y.2009-2010 (F.Y.2008-09) TO STOCK EXCHANGES VIOLATING CLAUSE 36 OF LISTING AGREEMENT
|
IMPOSED PENALTY RS.2,00,00,000
04-JUN-2015
|
SAT: MISCELLANEOUS APPLICATION DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 16/02/2018 ALLOWED MISC. APPLICATION TO BE WITHDRAWN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 07/08/2019 DISMISSED THE APPEAL
|
| 312 |
|
|
NEWEVER TRADE WINGS LTD.
(CIN:L74999WB2012PLC181106
PAN:AADCN9668B)
|
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF NEWEVER TRADE WINGS LTD. VIOLATING REGULATIONS 4(2)(F)(II)(1), (6), (7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO LISTING AGREEMENT VIOLATING SECTION 21 OF SCRA, 1956
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF NEWEVER TRADE WINGS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 13-SEP-2022 TO 19-DEC-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.10,00,000
13-SEP-2022
|
SAT: SAT VIDE ITS ORDER DATED 19/12/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC FROM RS.20 LAC AND FURTHER, REDUCED DEBARMENT PERIOD FROM ONE YEAR TO PERIOD UNDERGONE
SEBI VIDE ITS NOTICE DATED 30/06/2025 DIRECTED TO PAY RS.13,41,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 05/08/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 313 |
|
|
NEYCER INDIA LTD.
(PAN:AAACN1998D)
|
|
|
DELAY IN COMPLIANCE OF MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING CLAUSE 40A OF LISTING AGREEMENT READ WITH RULE 19A OF SECURITIES CONTRACTS (REGULATION) RULES, 1957 READ WITH SECTION 21 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
IMPOSED PENALTY RS.2,00,000
04-JAN-2018
|
SAT: SAT VIDE ITS ORDER DATED 16/05/2018 CONDONED THE DELAY OF 1 DAYS IN FILING OF APPEAL. SAT, UPHELD THE DECISION OF AO ORDER DATED 04/01/2018 THAT THE APPELLANT IS GUILTY OF VIOLATING 19A OF SCRR, REDUCED PENALTY AMOUNT TO RS.2.00 LACS FROM RS.7.50 LACS UNDER SECTION 23E OF SECURITIES CONTRACTS (REGULATION) RULES,1957. NO COSTS
|
| 314 |
|
|
NIKKI GLOBAL FINANCE LTD.
(PAN:AAACN0244L)
|
|
|
DID NOT MAKE CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING CLAUSE 35 OF LISTING AGREEMENT
DID NOT APPOINT COMPLIANCE OFFICER OF REQUISITE QUALIFICATION VIOLATING CLAUSE 47(A) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.2,00,000
04-AUG-2021
|
SEBI VIDE ITS NOTICE DATED 22/07/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S. HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/08/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF NIKKI GLOBAL FINANCE LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 28/09/2022 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.4239 OF 2021 DATED 25/10/2021
SEBI VIDE ITS NOTICE DATED 28/09/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 22/07/2022
|
| 315 |
|
|
NILCHEM CAPITAL LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUL-1999 TO 18-JUL-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUL-1999 TO 18-JUL-2004
19-JUL-1999
|
|
| 316 |
|
|
NISSAN COPPER LTD.
(CIN:L36939DN1989PLC000377
PAN:AABCN0105B)
|
|
|
|
ATUL KUMAR SHANTILAL MARDIA
DIN:00788465
PAN:ADYPM7131K
|
|
|
PRAVEEN KUMAR SHAH
PAN:ABEPS3974Q
|
|
|
RATANLAL MARDIA
DIN:00239175
PAN:AJTPM2056N
|
|
MISLED INVESTORS INTO BELIEVING ABOUT SUCCESS OF GDR ISSUE VIOLATING SECTION 12A (A) TO (C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO (D) AND 4(1) AND 4 (2) (F), (K) & (R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT MAKE DISCLOSURE OF PRICE SENSITIVE INFORMATION OF TERMINATION OF GDR FACILITY TO STOCK EXCHANGES VIOLATING CLAUSES 36(7) OF LISTING AGREEMENT
DID NOT ADHERE TO ACCOUNTING STANDARD (AS-3) AND (AS-1) VIOLATING CLAUSES 32 AND 50 OF LISTING AGREEMENT
|
IMPOSED PENALTY RS.10,15,00,000
04-MAR-2020
|
|
| 317 |
|
|
NISU FINCAP LTD.
(CIN:L65910GJ1994PLC023368)
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-OCT-2000 TO 03-OCT-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-OCT-2000 TO 03-OCT-2005
04-OCT-2000
|
|
| 318 |
|
|
NORBEN TEA & EXPORTS LTD.
(PAN:AAACN9786H)
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
IMPOSED PENALTY RS.20,000
29-NOV-2004
|
COMPANY VIDE DD NO.899958 DATED 14/01/2005 HAS PAID PENALTY OF RS. 20,000.00
|
| 319 |
|
|
NOVA ELECTRO MAGNETICS LTD.
(CIN:L93090TN1989PLC033430)
|
|
|
|
SAROVAR ANAND PURI
|
|
|
V.K.SHAKUJA
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 320 |
|
|
NOVAGOLD PETRO-RESOURCES LTD.
(CIN:L23200GJ1994PLC022009
PAN:AAACO2454R)
|
|
|
DID NOT MAKE CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO BOMBAY STOCK EXCHANGE FOR QUARTER ENDED 31/12/2004 IN MATTER OF OSIAN LPG BOTTLING LTD.
|
IMPOSED PENALTY RS.1,00,000
21-FEB-2011
|
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 16 of 28
|
