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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
301
History of entity/person AMBIKA SECURITIES

(Sub-Broker of SAMRUDDHI FINSTOCK LTD., Member : NSE)  
Click here to view complete history of this specific entity/person KAUSHAL A.GANDHI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

03-FEB-2012 		 
302
History of entity/person AMBROSIOUS INVESTMENTS

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-OCT-2015

08-OCT-2015 		 
303
History of entity/person AMEET JAIN,M/S

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AMEET JAIN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
304
History of entity/person AMEET VIPIN GALA,M/S

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AMEET VIPIN GALA
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER

05-JUL-2012 		 
305
History of entity/person AMEY INVESTMENT & SECURITIES

(Sub-Broker of SAIKRIPA SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

06-FEB-2012 		 
306
History of entity/person AMHI CONSULTANCY

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person PRAYAG KRISHNA SHELATKAR
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER

28-FEB-2012 		 
307
History of entity/person AMI CONSULTANCY

(Sub-Broker of R.JAMNADAS TULSIDAS SHAH, Member : BSE)  
Click here to view complete history of this specific entity/person HARSHAD BAPULAL GOSALIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

10-MAR-2012 		 
308
History of entity/person AMI INVESTMENT

(Sub-Broker of APEX STOCK BROKERS PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

29-MAR-2017 		 
309
History of entity/person AMI INVESTMENT

(Sub-Broker of M.P.VORA SHARES & SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 10-SEP-2007

10-SEP-2007 		 
310
History of entity/person AMIN NURUDIN MODI,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AMIN NURUDIN MODI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
311
History of entity/person AMINUL HOQUE,M/S

(Sub-Broker of KHAMBATTA SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AMINUL HOQUE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

23-OCT-2013 		 
312
History of entity/person AMIROLI SECURITIES

(Sub-Broker of J.L.SHAH SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ISHWAR J.PATEL
Click here to view complete history of this specific entity/person KIRAN V.SHUKLA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 14-JAN-2006

14-JAN-2006 		 
313
History of entity/person AMISHA AMIT PATEL,M/S

(Sub-Broker of MANGAL KESHAV SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AMISHA AMIT PATEL
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

25-MAY-2012 		 
314
History of entity/person AMISHA INVESTMENTS

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : NSE/BSE)  
  IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER FROM 21-APR-2011

21-APR-2011 		 
315
History of entity/person AMISHI SWAPNIL SHAH,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AMISHI SWAPNIL SHAH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 28-MAR-2011

28-MAR-2011 		 
316
History of entity/person AMIT A.BHAYANI,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AMIT A.BHAYANI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 12-APR-2011

12-APR-2011 		 
317
History of entity/person AMIT AGGARWAL,M/S

(Sub-Broker of ANGEL BROKING LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AMIT AGGARWAL
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

10-NOV-2011 		 
318
History of entity/person AMIT AGRAWAL,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AMIT AGRAWAL
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 10-NOV-2008

10-NOV-2008 		 
319
History of entity/person AMIT AIREN,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AMIT AIREN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 19-JUN-2010

19-JUN-2010 		 
320
History of entity/person AMIT ARRAWATIA,M/S

(Sub-Broker of ANAND RATHI SHARE & STOCK BROKERS LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AMIT ARRAWATIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2015 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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