| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301 |
|
MONNET ISPAT & ENERGY LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF LINE ITEMS IN RESPECT TO NCDS TO STOCK EXCHANGES VIOLATING REGULATION 52(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF SECURITY CREATED AND MAINTAINED WITH RESPECT TO ITS LISTED NCDS TO STOCK EXCHANGES VIOLATING REGULATION 54(2) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.6,00,000
26-JUN-2020
|
SAT: SAT VIDE ITS ORDER DATED 29/10/2020 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATE 26/06/2020
|
| 302 |
|
|
MPF SYSTEMS LTD.
(PAN:AADCM7896A)
|
|
|
|
AAKESH CHOPRA
PAN:AENPC7889Q
|
|
|
AMBRISH BARSATI PAL
PAN:APFPP2586L
|
|
|
ANIL KOTHARI
PAN:AOLPK5277J
|
|
|
KIRTI SALVI
PAN:ADHPJ9221C
|
|
DID NOT FOLLOW PRINCIPLES OF CORPORATE GOVERNANCE TO PROTECT RIGHTS OF MINOR SHAREHOLDERS VIOLATING SECTIONS 12(A) TO (C) OF SEBI ACT. READ WITH REGULATIONS 3(A) TO 3(D) & 4(1), 4(2)(F) & (R) OF PFUTP REGULATIONS, 2003
DID NOT CLEAR STATUS REGARDING NUMBER OF INDEPENDENT DIRECTOR DURING INVESTIGATION PERIOD VIOLATING REGULATION 17 OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE PROVISION OF INDEPENDENT DIRECTOR IN AUDIT COMMITTEE IN ANNUAL REPORT OF 2014 VIOLATING REGULATION 18(1) (B) OF SEBI (LODR) REGULATIONS, 2015
MISREPRESENTED ACCOUNTING STANDARD AND FINANCIAL DISCLOSURE VIOLATING REGULATION 33(2) (A) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-FEB-2020
|
SEBI VIDE ITS ORDER DATED 22/12/2020 ENHANCED PENALTY AMOUNT FROM RS.4.00 LACS TO RS.6.00 LACS AND DIRECTED TO PAY WITHIN FORTY FIVE DAYS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 16/03/2021 ALLOWED TWO WEEKS TIME TO FILE APPROPRIATE APPLICATION ALONG WITH AFFIDAVIT FOR CONDONING THE DELAY
SAT: SAT VIDE ITS ORDER DATED 06/04/2021 CONDONED THE DELAY IN FILING OF APPEAL. ALLOWED RESPONDENT FOUR WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 24/03/2022 ALLOWED THE APPEAL AND QUASHED AND SET ASIDED IMPUGNED ORDER DATED 22/12/2020. MATTER REMITTED TO AO TO DECIDE THE MATTER AFRESH
SEBI VIDE ITS ORDER DATED 26/05/2022 REDUCED PENALTY TO RS.5 LAC FROM RS.6 LAC U/S 23E AND 23H OF SCRA,1956 AND PAID BY THE NOTICES JOINTLY AND SEVERALLY
SAT: SAT VIDE ITS ORDER DATED 04/09/2023 DISMISSED THE APPEAL
|
| 303 |
|
|
MYSTIC ELECTRONICS LTD.
(PAN:AAGCP1710R)
|
|
|
DID NOT UTILIZE FUNDS RAISED THROUGH PREFERENTIAL ISSUE AS STATED IN OBJECTS OF ISSUE VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT UTILIZE FUNDS RAISED THROUGH PREFERENTIAL ISSUE AS STATED IN OBJECTS OF ISSUE VIOLATING CLAUSES 35(C) AND 43 OF LISTING AGREEMENT READ WITH REGULATIONS 31 AND 32 OF SEBI (LODR) REGULATIONS, 2015 READ WITH REGULATIONS 103(1) AND 103(2) OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.17,00,000
30-NOV-2022
|
|
| 304 |
|
|
N.N.WADIA ADMINISTRATOR OF ESTATE OF LT.E.F.DINSHAW
(PAN:AAEPD8394A)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 305 |
|
|
NAGARJUNA FERTILIZERS & CHEMICALS LTD.
(PAN:AADCK1533E)
|
|
|
DID NOT MAKE DISCLOSURE OF ARBITRATION AWARD PASSED IN FAVOUR OF PIPELINE INFRASTRUCTURE LTD. IN THE ANNUAL REPORT FOR THE F.Y.2023-24
|
IMPOSED PENALTY RS.1,00,000
23-MAR-2026
|
|
| 306 |
|
|
NAPEROL INVESTMENTS LTD.
(PAN:AAACN2636A)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 307 |
|
|
NATIONAL HIGHWAYS AUTHORITY OF INDIA
(PAN:AAATN1963H)
|
|
|
DELAY IN SUBMISSION OF HALF YEARLY UNAUDITED FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.7,00,000
26-MAY-2020
|
SAT: SAT VIDE ITS ORDER DATED 24/08/2020 RESERVED THE ORDER
SAT: SAT VIDE ITS ORDER DATED 24/SAT VIDE ITS ORDER DATED 24/08/2020 PARTLY ALLOWED THE APPEAL BY SUBSTITUTING PENALTY OF RS.7 LACS WITH WARNING. NO COSTS08/2020 RESERVED THE ORDER
|
| 308 |
|
|
NATIONAL PEROXIDE LTD.
(PAN:AABCN7072K)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 309 |
|
|
NATIONAL PEROXIDE LTD.
(PAN:AABCN7072K)
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AND CLARIFICATION TO STOCK EXCHANGES REGARDING SENTENCING OF ONE OF ITS PROMOTERS AND MANAGING DIRECTOR VIOLATING REGULATIONSS 4(1)(D), 4(1)(H) & 4(1)(J), 4(2)(D)(III), 5, 30(2) AND 30(4)(I)(B), OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH PARA 6.1 OF ANNEXURE I OF SEBI CIRCULAR DATED 09/09/2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,67,500 VIDE CONSENT ORDER)
29-APR-2020
|
|
| 310 |
|
|
NATIONAL PEROXIDE LTD.
(PAN:AAHCN0737D)
|
|
|
ALLEGED DELAY IN LISTING AND TRADING OF ITS SHARES VIOLATING CLAUSE 5 OF PARA A OF PART II OF MASTER CIRCULAR ON SCHEME OF ARRANGEMENT SEBI/HO/CFD/POD-2/P/CIR/2023/93 DATED20/06/2023
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.9,42,500 VIDE CONSENT ORDER)
11-FEB-2025
|
|
| 311 |
|
|
NEELKANTH REALTORS PVT.LTD.
|
|
|
ABSTAINED FROM VOTING ON RESOLUTIONS INVOLVING RELATED PARTY TRANSACTIONS AS REQUIRED UNDER REGULATIONS 23(4) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF R.T.EXPORTS LTD.
|
IMPOSED PENALTY RS.5,00,000
18-SEP-2019
|
SAT: SAT VIDE ITS ORDER DATED 21/01/2022 CONDONED THE DELAY IN FILING OF APPEAL AND QUASHED IMPUGNED ORDER DATED 18/09/2019. NO COSTS
|
| 312 |
|
|
NESCO LTD.
(PAN:AAACN1222E)
|
|
|
|
MANU M.PARPIA
PAN:AACPP8377R
|
|
ALLEGED TO CONTINUE AS INDEPENDENT DIRECTOR OF NESCO LTD. FOR MORE THAN A YEAR EVEN AFTER EXPIRY OF TENURE ON 09/05/2022 VIOLATING REGULATIONS 4(2)(F)(II)(2), 4(2)(F)(II)(7), 4(2)(F)(II)(8), 4(2)(F)(III)(3), AND 4(2)(F)(III)(12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF NESCO LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,45,000 VIDE CONSENT ORDER)
01-JAN-2025
|
|
| 313 |
|
|
NESCO LTD.
(PAN:AAACN1222E)
|
|
|
CONTINUED TO RE-APPOINTMENT OF MR.MANU M.PARPIA AS INDEPENDENT DIRECTOR ON ITS BOARD EVEN AFTER EXPIRY OF HIS TENURE VIOLATING REGULATION 25(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 149(10) OF THE COMPANIES ACT, 2013
WRONGLY CLASSIFIED MR.MANU M.PARPIA AS INDEPENDENT DIRECTOR IN CORPORATE GOVERNANCE REPORTS VIOLATING REGULATIONS 27(2) READ WITH REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
DID NOT TAKE APPROVAL FROM SHAREHOLDERS FOR APPOINTMENT OR RE-APPOINTMENT OF A PERSON ON BOARD OF DIRECTORS OR AS A MANAGER VIOLATING REGULATION 17(1C) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKE DISCLOSURE OF POSTAL BALLOT NOTICE
|
IMPOSED PENALTY RS.5,00,000
15-APR-2025
|
|
| 314 |
|
|
NESSVILLE TRADING PVT.LTD.
(PAN:AAACN9207H)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 315 |
|
|
NETWORK 18 EMPLOYEES WELFARE TRUST
(PAN:AAATN9331P)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 316 |
|
|
NETWORK 18 MEDIA & INVESTMENTS LTD.
(PAN:AABCS2472G)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 317 |
|
|
NEWEVER TRADE WINGS LTD.
(CIN:L74999WB2012PLC181106
PAN:AADCN9668B)
|
|
|
|
BHASKAR PAUL
PAN:AXTPP1047Q
|
|
|
GIRIJA BANERJEE
PAN:AJWPB1941Q
|
|
|
VIKASH DUBEY
PAN:APCPD7488N
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF NEWEVER TRADE WINGS LTD. VIOLATING REGULATIONS 4(2)(F)(II)(1), (6), (7), 4(2)(F)(III)(2), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 NEWEVER TRADE WINGS LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF NEWEVER TRADE WINGS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 13-SEP-2022 TO 12-MAR-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.6,00,000
13-SEP-2022
|
|
| 318 |
|
|
NEWEVER TRADE WINGS LTD.
(CIN:L74999WB2012PLC181106
PAN:AADCN9668B)
|
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF NEWEVER TRADE WINGS LTD. VIOLATING REGULATIONS 4(2)(F)(II)(1), (6), (7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO LISTING AGREEMENT VIOLATING SECTION 21 OF SCRA, 1956
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF NEWEVER TRADE WINGS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 13-SEP-2022 TO 19-DEC-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.10,00,000
13-SEP-2022
|
SAT: SAT VIDE ITS ORDER DATED 19/12/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.10 LAC FROM RS.20 LAC AND FURTHER, REDUCED DEBARMENT PERIOD FROM ONE YEAR TO PERIOD UNDERGONE
SEBI VIDE ITS NOTICE DATED 30/06/2025 DIRECTED TO PAY RS.13,41,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 05/08/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 319 |
|
|
NEWEVER TRADE WINGS LTD.
(CIN:L74999WB2012PLC181106
PAN:AADCN9668B)
|
|
|
|
AKASH KUMAR
PAN:AVVPK1025F
|
|
|
VIKRANT KAYAN
DIN:00761044
PAN:AFJPK8437M
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF NEWEVER TRADE WINGS LTD. VIOLATING REGULATIONS 4(2)(F)(II)(1), (6), (7), 4(2)(F)(III)(2), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 NEWEVER TRADE WINGS LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF NEWEVER TRADE WINGS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 13-SEP-2022 TO 12-SEP-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.10,00,000
13-SEP-2022
|
|
| 320 |
|
|
NEWEVER TRADE WINGS LTD.
(CIN:L74999WB2012PLC181106
PAN:AADCN9668B)
|
|
|
|
DEBJIT BANERJEE
PAN:AKJPB5444L
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF NEWEVER TRADE WINGS LTD. VIOLATING REGULATIONS 4(2)(F)(II)(1), (6), (7), 4(2)(F)(III)(2), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 NEWEVER TRADE WINGS LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF NEWEVER TRADE WINGS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 13-SEP-2022 TO 12-DEC-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
13-SEP-2022
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 16 of 28
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