| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301 |
|
MANGALAM EQUITY MANAGEMENT PVT.LTD.
|
|
|
|
AMIT SINGHA
|
|
|
BAL KRISHAN SHARMA
|
|
|
BANKEY BIHARI KEJRIWAL
|
|
|
DINESH KUMAR AGARWALA
|
|
|
JAI KISHAN BHALOTIA
|
|
|
KALI CHARAN THAKUR
|
|
|
KANTI CHAND SIPANI
|
|
|
MAHESH KUMAR AGARWALA
|
|
|
PANKAJ KUMAR BHUTORIA
|
|
|
PRIYOTOSH MAJUMDER
|
|
|
PURUSHOTTAM LAL CHOUDHARY
|
|
|
SUJAY KANUNGO
|
|
|
VIKASH KEDIA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
INTEREST OF RS.94,258.00 AND LEGAL FEES OF RS.67000.00
|
| 302 |
|
|
MANNA GLASS-TECH INDUSTRIES LTD.
|
|
|
|
AMIDHAR MAJUMDAR
|
|
|
ASHOK NAVINCHANDRA CHOKSHI
|
|
|
BEENA A.SHAH
|
|
|
DATTATRAY MARUTIRAO SAWANT
|
|
|
GIRISH D.SHAH
|
|
|
JAYESH BALMUKUNDBHAI MEHTA
|
|
|
NOOPUR KANSARA
DIN:03153864
|
|
|
REEMA T.MAJUMDAR
|
|
|
REENA A.MAJUMDAR
|
|
|
TUSHAR A.MAJUMDAR
|
|
VIOLATED SECTION 59 OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 60 OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 18 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
PARTLY COMPOUNDED BY COMPANY LAW BOARD
|
| 303 |
|
|
MANOJ JAVERI STOCK BROKING PVT.LTD.
|
|
|
|
ALOK A.JAIN
|
|
|
MANOJ JHAVERI
|
|
|
PRAMILA M.JHAVERI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.67000.00 TO SEBI
|
| 304 |
|
|
MANSUKH FINANCE & INVESTMENT PVT.LTD.
(PAN:AABCM0703C)
|
|
|
|
MITHLESH SURESH SHARMA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 305 |
|
|
MARINE DRIVE INVESTMENT & TRADING CO.PVT.LTD.
|
|
|
|
HEMENDRA J.SHROFF
|
|
|
KAMLESH J.SHROFF
|
|
|
PRADIP R.SHROFF
|
|
VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 11 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 12 SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 (I) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 306 |
|
|
MARINO FRESH FOOD INDUSTRIES LTD.
|
|
|
|
ASHOK KUMAR LATH
|
|
|
DEEPAK JAIN
|
|
|
RAJESH KUMAR LATH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF INTEREST OF RS.10,04,384.00 AND LEGAL COSTS OF RS.67000.00
|
| 307 |
|
|
MARISHA FINANCIAL SERVICES LTD.
|
|
|
|
HARI KUMAR
|
|
|
RAKESH MISHRA
|
|
|
RANADAS
|
|
|
S.K.GUPTA
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 308 |
|
|
MARUDHAR VINIMAY PVT.LTD.
|
|
|
|
ARUN KUMAR MURARKA
|
|
|
VIRENDRA AGARWAL
|
|
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
COMPOUNDED, INTEREST OF RS.43,131.00 AND LEGAL COSTS OF RS.67000.00
|
| 309 |
|
|
MASTERMIND MERCANTILE CO-OP.LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 310 |
|
|
MASTERMIND MERCANTILE CO-OP.LTD.
|
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
NITIN SAWANT
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
UMESH R.KHARIWALA
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 311 |
|
|
MATUNGA INVESTMENT & TRADING CO.PVT.LTD.
|
|
|
|
HEMENDRA J.SHROFF
|
|
|
KAMLESH J.SHROFF
|
|
|
MANOJ T.SHROFF
|
|
VIOLATED REGULATIONS 4 (A) TO (D) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 11 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 12 SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 (I) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 312 |
|
|
MAY FAIR PAPER & BOARDS PVT.LTD.
|
|
|
|
KISHORE GURBUX MOTWANI
DIN:02417178
PAN:AAJPM2980N
|
|
|
MADAN RELWANI
|
|
|
VINOD GURBUX MOTWANI
DIN:00632268
PAN:AEXPM6414P
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 313 |
|
|
MAYEKAR INVESTMENT PVT.LTD.
|
|
|
|
ANANTRAI DESAI
|
|
|
KIRTIDA P.SHAH
|
|
|
PANKAJ A.DESAI
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
ALLEGED VIOLATION OF SEBI (STOCK BROKERS & SUB BROKERS) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 314 |
|
|
MAYFAIR REALTORS PVT.LTD.
|
|
|
|
DEVEN MEHTA
|
|
|
GOPU PARIMAL BELANI
|
|
|
KISHORE GURBUX MOTWANI
DIN:02417178
PAN:AAJPM2980N
|
|
|
MADAN RELWANI
|
|
|
MEENAL CHHABARIA
|
|
|
SURESH GURBUX MOTWANI
|
|
|
SURESH HEMWANI
|
|
|
SUSHIL M.THAKKAR
|
|
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 315 |
|
|
MBA STRATEGIC CONSULTING PVT.LTD.
|
|
|
|
A.BALAKRISHNAN
|
|
|
K.MADAN MOHAN
|
|
|
P.ANIL KUMAR
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
COMPOUNDED ON PAYMENT OF PENALTY AMOUNT AND LEGAL COST OF RS.4,31,085.00
|
| 316 |
|
|
MCX BIZ SOLUTIONS
(PAN:BACPS3885C)
|
|
|
|
SYED SADAQ
PAN:BACPS3885C
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 317 |
|
|
MEGA CORP.LTD.
(PAN:AACCM9506E
CIN:L01120DL1985PLC092375)
|
|
|
|
HIMANSHU RAMNIKLAL MEHTA
|
|
|
KUNAL LALANI
|
|
|
SURENDRA CHHALANI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 318 |
|
|
MEGA MILLENNIUM SECURITIES PVT.LTD.
(PAN:AACCM2293E)
|
|
|
|
PRADIPTA CHATTERJEE
|
|
|
SWAMINATHAN MAHALINGAM
DIN:02332928
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 319 |
|
|
MEGA RESOURCES LTD.
(PAN:AADCM5397E)
|
|
|
VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 320 |
|
|
MEGA STOCKS LTD.
|
|
|
VIOLATED REGULATION 4(A) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 16 of 32
|
