SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

301

RTC PROPERTIES INDIA LTD.

(PAN:AAECR6307C)

Click here to view complete history of this specific entity/person

AMIT KUMAR ROY

DIN:03560315
PAN:AYNPR1829B

JIBAN MITRA

DIN:03088509
PAN:ARIPM6971F

KARUNAMAY ROY

DIN:00652651
PAN:AGUPR7778Q

RABISHANKAR BASU

DIN:02888553
PAN:AIXPB3056C

SARMISTHA ROY

DIN:02428518
PAN:AFYPN2168P

SAURAV SINGHA ROY

DIN:03384808
PAN:AMBPR6838E

SREEMON GHOSH

PAN:AHXPG3771G

SWAPAN KUMAR DEY

DIN:06683558
PAN:AGBPD1377Q

MOBILIZED RS.4.52 CRORES FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 1143 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 08-NOV-2017 TO 07-NOV-2021

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 08-NOV-2017 TO 07-NOV-2021

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-NOV-2017 TO 07-NOV-2021

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-NOV-2017 TO 07-NOV-2021

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 08-NOV-2017 TO 07-NOV-2021

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

14-JAN-2016

SEBI VIDE ITS ORDER DATED 08/11/2017 DIRECTED TO A) REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. FROM EIGHTH DAY OF COLLECTION OF FUNDS TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) TO PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES, IF HELD IN PHYSICAL AND DEMAT FORM C) PERMITTED TO SELL ASSETS OF THE COMPANY AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) PREVENTED FROM SELLING THEIR ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED AND DEPOSIT THE PROCEEDS IN AN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK E) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND F) FILE CERTIFICATE OF SUCH COMPLETION OF WITH SEBI CERTIFIED BY TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION G) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS

SEBI VIDE ITS NOTICE DATED 25/10/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 07/09/2023 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDERC) DIRECTED TO FURNISH THE COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL DOCUMENTS PERTAINING TO PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, EASTERN REGIONAL OFFICE, KOLKATAD) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION

302

RTC PROPERTIES INDIA LTD.

(PAN:AAECR6307C)

GOUTAM SARKAR

PAN:AUBPS6532N

KANCHAN DUTTA

PAN:APWPD1547G

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 14-JAN-2016 UNTIL FURTHER ORDERS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-JAN-2016 UNTIL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-JAN-2016 UNTIL FURTHER ORDERS

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-JAN-2016 UNTIL FURTHER ORDERS

14-JAN-2016

303

S.P.NATURAL ECO-GREEN PROJECTS (INDIA) LTD.

(CIN:U74900WB2011PLC165318)

BARNALI NATUYA

DIN:06401255
PAN:AQIPN8430D

BISHWAJIT NATUYA

DIN:03491395
PAN:AGXPN6610N

SUBAL NATUYA

DIN:03491438

MOBILIZED RS.59.52 LAC FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 649 INVESTORS VIOLATION OF SECTION 56, 60, 67(3) AND 73(1) TO 73(3) OF THE COMPANIES ACT, 1956 READ WITH SECTION 465(2) OF THE COMPANIES ACT, 2013 IN MATTER OF S.P.NATURAL ECO-GREEN PROJECTS (INDIA) LTD.

DIRECTED TO REFUND MONEY COLLECTED THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) INCLUDING APPLICATION MONEY ALONGWITH INTEREST @15% PER ANNUM

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 29-JUL-2024 TO 28-JUL-2026

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS

DIRECTED TO SUBMIT COMPLETION REPORT OF REPAYMENT TO SEBI CERTIFIED BY INDEPENDENT CHARTERED ACCOUNTANT

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 29-JUL-2024 TO 28-JUL-2026

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2024 TO 28-JUL-2026

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-JUL-2024 TO 28-JUL-2026

RESTRAINED FROM ASSOCIATED WITH ANY LISTED COMPANY AND ANY PUBLIC COMPANY AS DIRECTORS/PROMOTERS WHICH INTENDS TO RAISE MONEY FROM THE PUBLIC AND/OR ANY INTERMEDIARY WITH SEBI FROM 29-JUL-2024 TO 28-JUL-2026

29-JUL-2024

304

SAHARA HOUSING INVESTMENT CORP.LTD.

(PAN:AAJCS4101J)

ASHOK ROY CHOUDHARY

DIN:00180901
PAN:ACKPC9547L

RAVI SHANKAR DUBEY

SUBRATA ROY SAHARA

DIN:00431905
PAN:ARKPS3189F

VANDANA BHARRGAVA

PAN:AIHPB8701C

DID NOT FILE DRAFT OFFER DOCUMENT WITH SEBI AS REQUIRED BEFORE RAISING MONEY FROM PUBLIC

DID NOT MENTION RISK FACTORS AND DID NOT PROVIDE ADEQUATE DISCLOSURES IN PROSPECTUS TO ENABLE INVESTORS TO TAKE WELL INFORMED DECISION

DENIED EXIT OPPORTUNITY TO INVESTORS

DID NOT LOCK-IN MINIMUM PROMOTERS CONTRIBUTION

DID NOT OBTAIN IPO GRADING FOR THE ISSUE

DID NOT OPEN AND CLOSE ISSUE WITHIN STIPULATED TIME LIMIT

DID NOT OBTAIN CREDIT RATING FROM RECOGNIZED CREDIT RATING AGENCY

DID NOT APPOINT DEBENTURE TRUSTEE

DID NOT CREATE CHARGE ON ASSETS OF COMPANY

DID NOT CREATE DEBENTURE REDEMPTION RESERVE

PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 24-NOV-2010 TILL FURTHER ORDERS

RESTRAINED FROM MOBILIZING FUNDS FROM 24-NOV-2010 TILL FURTHER ORDERS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 24-NOV-2010 TILL FURTHER ORDERS

24-NOV-2010

SEBI VIDE PUBLIC NOTICE DATED 15/04/2011 INFORMED THAT HON�BLE HIGH COURT LUCKNOW ON 07/04/2011 HAS VACATED INTERIM STAY ORDER DATED 13/12/2010 PASSED AGAINST SEBI ORDER DATED 24/11/2010

SEBI VIDE ITS ORDER DATED 23/06/2011 DIRECTED THAT 1.TWO COMPANIES, SAHARA COMMODITY SERVICES CORPORATION LIMITED (EARLIER KNOWN AS SAHARA INDIA REAL ESTATE CORPORATION LIMITED)(SIRECL) AND SAHARA HOUSING INVESTMENT CORPORATION LIMITED (SHICL) AND ITS PROMOTERS, MR. SUBRATA ROY SAHARA, AND DIRECTORS OF SAID COMPANIES, MS. VANDANA BHARGAVA, MR. RAVI SHANKAR DUBEY AND MR. ASHOK ROY CHOUDHARY, JOINTLY AND SEVERALLY, SHALL FORTHWITH REFUND MONEY COLLECTED AS OPTIONALLY FULLY CONVERTIBLE DEBENTURES BY AFORESAID COMPANIES THROUGH RHP DATED MARCH 13, 2008 AND OCTOBER 6, 2009, WITH INTEREST OF 15% P.A.FROM DATE OF RECEIPT OF MONEY TILL DATE OF SUCH REPAYMENT THROUGH DD OR PAYORDER 2. SIRECL AND SHICL SHALL ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND WITHIN 15 DAYS OF THIS ORDER 3.SIRECL AND SHICL ARE RESTRAINED FROM ACCESSING SECURITIES MARKET FOR RASING FUNDS TILL THE TIME AFORESAID PAYMENTS ARE MADE TO SATISFACTION OF SEBI 4.MR. SUBRATA ROY SAHARA, MS. VANDANA BHARGAVA, MR. RAVI SHANKAR DUBEY AND MR. ASHOK ROY CHOUDHARY ARE RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, TILL SUCH TIME AFORESAID PAYMENTS ARE MADE TO SATISFACTION OF SEBI

SAT: APPEAL DISMISSED AND IMPUGNED ORDER DATED 23/06/2011 UPHELD. FURTHER DIRECTED APPELLANT TO REPAY WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER. AMOUNT COLLECTED FROM THE INVESTORS ON THE TERMS AS SET OUT BY WHOLE TIME MEMBER IN THE IMPUGNED ORDER. PARTIES TO BEAR THEIR OWN COSTS

SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS

APPEAL DISMISSED WITH NO ORDER AS TO COSTS

SEBI VIDE ITS ORDER DATED 13/02/2013 DIRECTED 1. TO FREEZE ALL BANK ACCOUNTS/DEMAT ACCOUNTS OF MR.SUBRATA ROY SAHARA, MS.VANDANA BHARGAVA, MR.RAVI SHANKAR DUBEY AND MR.ASHOK ROY CHOUDHARY WITH IMMEDIATE EFFECT AND 2.TO ATTACH ALL MOVEABLE AND IMMOVEABLE PROPERTIES STANDING IN NAMES OF MR.SUBRATA ROY SAHARA, MS. VANDANA BHARGAVA, MR.RAVI SHANKAR DUBEY AND MR.ASHOK ROY CHOUDHARY WITH IMMEDIATE EFFECT

SEBI VIDE ITS ORDER DATED 26/03/2013 DIRECTED TO A) APPEAR IN PERSON ON 10/04/2013 AT 3 P.M.AT SEBI OFFICE FOR EXAMINATION IN PERSON. FURTHER DIRECTED TO SUBMIT BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL THEIR ASSETS AND DETAILS THEREOF (INCLUDING PROPERTIES, MONIES, BANK ACCOUNTS, ETC, ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI), SITUATED IN INDIA OR OUTSIDE INDIA, INCLUDING ANY CHARGE, ENCUMBRANCE CREATED OVER THEM B) TO PRODUCE ON AFORESAID DATE, IN ORIGINAL, ALL TITLE DEEDS OF THEIR ASSETS, (INCLUDING ASSETS ENUMERATED IN THE ATTACHMENT ORDERS DATED 13.02.2013 PASS BY SEBI) AND DETAILS OF THEIR BANK ACCOUNTS, SITUATED IN INDIA, ALONG WITH THEIR INCOME TAX RETURNS AND WEALTH TAX RETURNS FILED FROM FY 2007-2008 ONWARDS AND ASSESSSMENT ORDERS, WHEREVER PASSED); AND FURTHER DIRECTED TO (II) A) ASCERTAIN DETAILS OF ASSETS AND INVESTMENT OF SIRECL AND SHICL, TO FACILITATE SETTLING OF TERMS OF PROCLAMATION OF SALE OF IMMOVABLE ASSETS DETAILED IN THE ATTACHMENT ORDERS, IN COMPLIANCE WITH THE DIRECTIONS OF THE HON�BLE SUPREME COURT VIDE ITS ORDERS DATED 31.08.2012 AND 5.12.2012 AND TO SUBMIT BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL ASSETS OF SIRECL AND SHICL AND DETAILS TEREOF (INCLUDING PROPERTIES, MONIES, BANK ACCOUNTS, ETC, ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI) SITUATED IN INDIA OR OUTSIDE INDIA, INCLUDING ANY CHARGE, ENCUMBRANCE CREATED OVER THEM B) PRODUCE ON AFORESAID DATE, IN ORIGINAL, ALL TITLE DEEDS OF ASSETS AND INVESTMENTS OF THESE TWO COMPANIES (INCLUDING ASSETS ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI) AND DETAILS OF THEIR BANK ACCOUNTS ALONG WITH INCOME TAX RETURNS AND WEALTH TAX RETURNS FILED BY THESE COMPANIES FROM FINANCIAL YEAR 2007-2008 ONWARDS AND ASSESSMENT ORDERS, WHEREVER PASSED (III) MR. ASHOK ROY CHOUDHARY, MR. RAVI SHANKAR DUBEY, SMT. VANDANA BHARGAVA, AND MR.SUBRATA ROY SAHARA, SIRECL AND SHICL, SHALL ALSO FURNISH BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL HOLDING COMPANIES, SUBSIDIARIES, ASSOCIATE COMPANIES, PARTNERSHIPS, SPECIAL PURPOSE VEHICLES, CO-OPERATIVE SOCIETIES, ETC CONSTITUTING SAHARA GROUP, INCLUDING THEIR REGISTERED ADDRESSES, NAME OF DIRECTORS/PARTNERS ALONG WITH PAN NUMBER, SHAREHOLDINGS, CROSS-HOLDINGS AND PARTNERSHIP SHARE. IN CASE OF FAILURE THE TERMS OF PROCLAMATION OF SALE SHALL BE SETTLED EX-PARTE WITHOUT PREJUDICE TO ANY OTHER ACTION THAT MAY BE INITIATED AGAINST THEM

SAT: SAT VIDE ITS ORDER DATED 22/01/2014 DISPOSED OFF ALL THE FOUR APPEALS BY DIRECTING REGISTRY TO REMOVE THESE APPEALS

SAT: SAT VIDE ITS ORDER DATED 22/04/2013 ADJOURNED THE CASE TO 04/05/2013

SAT: SAT VIDE ITS ORDER DATED 04/02/2014 DISPOSED OFF THE APPEAL AS IT WAS NOT MAINTAINABLE IN VIEW OF APEX COURT'S ORDER DATED 17/07/2013. NO COSTS

305

SAHARA INDIA

(PAN:AAMFS0216L)

SUBRATA ROY SAHARA

DIN:00431905
PAN:ARKPS3189F

ACTED AS ARRANGER WITHOUT REGISTRATION WITH SEBI VIOLATING SECTION 12 OF SEBI ACT, 1992 READ WITH SEBI (MERCHANT BANKERS) REGULATIONS, 1992 READ WITH CLAUSE 5.4.1 OF DIP DIRECTIVES/INSTRUCTIONS/GUIDELINES READ WITH ICDR REGULATIONS, 2008

306

SAHARA INDIA COMMERCIAL CORP.LTD.

(CIN:U70109WB1992PLC053999
PAN:AADCS6118F)

A.N.MUKHERJEE

PAN:AATPM0220H

A.S.RAO

PAN:AAWPR5550N
DIN:00248189

ASAD AHMAD

PAN:AALPA0819Q

C.B.THAPA

PAN:ABNPT2137K

ISHTIAQUE AHMAD

PAN:ACPPA7639A

JOY BROTO ROY

DIN:00432043
PAN:ACQPR6786C

OM PRAKASH SRIVASTAVA

DIN:00144000
PAN:AKHPS7919K

ONKAR PRASAD DIXIT

PAN:ADDPD1207A

RANOJ DAS GUPTA

PAN:AAPPD4448N
DIN:00216165

SUBRATA ROY SAHARA

DIN:00431905
PAN:ARKPS3189F

MOBILIZED RS.14,106 CRORES FROM PUBLIC THROUGH ISSUANCE OF OPTIONALLY FULLY CONVERTIBLE DEBENTURES (OFCDS) BY WAY OF PRIVATE PLACEMENT TO 1,98,39,939 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 62, 73(1) TO 73(3) AND 117C OF THE COMPANIES ACT, 1956 AND DIP DIRECTIVES/INSTRUCTIONS/GUIDELINES READ WITH ICDR REGULATIONS, 2008

DIRECTED TO REFUND MONEY TO THE INVESTORS

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 31-OCT-2018 TO 30-OCT-2022

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-OCT-2018 TO 30-OCT-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-OCT-2018 TO 30-OCT-2022

31-OCT-2018

SAT: SAT VIDE ITS ORDER DATED 22/04/2021 ADJOURNED THE MATTERS FOR THE DAY AND DIRECTED APPELLANTS TO SERVE LIST OF DATES AND WRITTEN SUBMISSIONS TO THE LEARNED SENIOR COUNSELS FOR THE RESPONDENT WITHIN THREE DAYS FROM DATE OF THIS ORDER. MATTER OF FOR HEARING ON 07/05/2021

SEBI VIDE ITS NOTICE DATED 21/10/2021 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SAT: SAT VIDE ITS ORDER DATED 27/10/2021 DIRECTED RESPONDENTS TO FILE REPLY WITHIN A WEEK FROM DATE OF THIS ORDER AND APPELLANTS TO FILE REJOINDER WITHIN A WEEK THEREAFTER

SAT: SAT VIDE ITS ORDER DATED 18/11/2021 DEPOSIT SUM OF RS.2,000 CRORE BEFORE SEBI WITHIN FOUR WEEKS FROM DATE OF THIS ORDER. UPON DEPOSIT OF AMOUNT, ATTACHMENT ORDER WOULD BE LIFTED FORTHWITH. DIRECTED APPELLANTS TO PROVIDE FULL INVENTORY OF ALL THE ASSETS AND PROPERTIES AND DETAILS OF ALL THE BANK ACCOUNT IN INDIA AND ABROAD, DEMAT ACCOUNTS AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES (IN PHYSICAL OR IN DEMAT FORM) TO SEBI WITHIN FOUR WEEKS FROM DATE OF THIS ORDER

SEBI VIDE ITS NOTICE DATED 22/11/2021 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 21/10/2021

SEBI VIDE ITS NOTICE DATED 02/07/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS. 1,40,85,00,00,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG

SAT: SAT VIDE ITS ORDER DATED 09/03/2026 DISMISSED THE APPEAL. NO COSTS

307

SAHARA INDIA REAL ESTATE CORP.LTD.

(CIN:U45201UP2005PLC030918
PAN:AAJCS7265F)

ASHOK ROY CHOUDHARY

DIN:00180901
PAN:ACKPC9547L

RAVI SHANKAR DUBEY

SUBRATA ROY SAHARA

DIN:00431905
PAN:ARKPS3189F

VANDANA BHARRGAVA

PAN:AIHPB8701C

SEBI VIDE PUBLIC NOTICE DATED 15/04/2011 INFORMED THAT HON�BLE HIGH COURT LUCKNOW ON 07/04/2011 HAS VACATED INTERIM STAY ORDER DATED 13/12/2010 PASSED AGAINST SEBI ORDER DATED 24/11/2010

SEBI VIDE ITS ORDER DATED 23/06/2011 DIRECTED THAT 1.TWO COMPANIES, SAHARA COMMODITY SERVICES CORPORATION LIMITED (EARLIER KNOWN AS SAHARA INDIA REAL ESTATE CORPORATION LIMITED)(SIRECL) AND SAHARA HOUSING INVESTMENT CORPORATION LIMITED (SHICL) AND ITS PROMOTERS, MR. SUBRATA ROY SAHARA, AND DIRECTORS OF SAID COMPANIES, MS. VANDANA BHARGAVA, MR. RAVI SHANKAR DUBEY AND MR. ASHOK ROY CHOUDHARY, JOINTLY AND SEVERALLY, SHALL FORTHWITH REFUND MONEY COLLECTED AS OPTIONALLY FULLY CONVERTIBLE DEBENTURES BY AFORESAID COMPANIES THROUGH RHP DATED MARCH 13, 2008 AND OCTOBER 6, 2009, WITH INTEREST OF 15% P.A.FROM DATE OF RECEIPT OF MONEY TILL DATE OF SUCH REPAYMENT THROUGH DD OR PAYORDER 2. SIRECL AND SHICL SHALL ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND WITHIN 15 DAYS OF THIS ORDER 3.SIRECL AND SHICL ARE RESTRAINED FROM ACCESSING SECURITIES MARKET FOR RASING FUNDS TILL THE TIME AFORESAID PAYMENTS ARE MADE TO SATISFACTION OF SEBI 4.MR. SUBRATA ROY SAHARA, MS. VANDANA BHARGAVA, MR. RAVI SHANKAR DUBEY AND MR. ASHOK ROY CHOUDHARY ARE RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, TILL SUCH TIME AFORESAID PAYMENTS ARE MADE TO SATISFACTION OF SEBI

SAT: APPEAL DISMISSED AND IMPUGNED ORDER DATED 23/06/2011 UPHELD. FURTHER DIRECTED APPELLANT TO REPAY WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER. AMOUNT COLLECTED FROM THE INVESTORS ON THE TERMS AS SET OUT BY WHOLE TIME MEMBER IN THE IMPUGNED ORDER. PARTIES TO BEAR THEIR OWN COSTS

SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS

SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS

SEBI VIDE ITS ORDER DATED 13/02/2013 DIRECTED 1. TO FREEZE ALL BANK ACCOUNTS/DEMAT ACCOUNTS OF MR.SUBRATA ROY SAHARA, MS.VANDANA BHARGAVA, MR.RAVI SHANKAR DUBEY AND MR.ASHOK ROY CHOUDHARY WITH IMMEDIATE EFFECT AND 2.TO ATTACH ALL MOVEABLE AND IMMOVEABLE PROPERTIES STANDING IN NAMES OF MR.SUBRATA ROY SAHARA, MS. VANDANA BHARGAVA, MR.RAVI SHANKAR DUBEY AND MR.ASHOK ROY CHOUDHARY WITH IMMEDIATE EFFECT

SEBI VIDE ITS ORDER DATED 26/03/2013 DIRECTED TO A) APPEAR IN PERSON ON 10/04/2013 AT 3 P.M.AT SEBI OFFICE FOR EXAMINATION IN PERSON. FURTHER DIRECTED TO SUBMIT BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL THEIR ASSETS AND DETAILS THEREOF (INCLUDING PROPERTIES, MONIES, BANK ACCOUNTS, ETC, ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI), SITUATED IN INDIA OR OUTSIDE INDIA, INCLUDING ANY CHARGE, ENCUMBRANCE CREATED OVER THEM B) TO PRODUCE ON AFORESAID DATE, IN ORIGINAL, ALL TITLE DEEDS OF THEIR ASSETS, (INCLUDING ASSETS ENUMERATED IN THE ATTACHMENT ORDERS DATED 13.02.2013 PASS BY SEBI) AND DETAILS OF THEIR BANK ACCOUNTS, SITUATED IN INDIA, ALONG WITH THEIR INCOME TAX RETURNS AND WEALTH TAX RETURNS FILED FROM FY 2007-2008 ONWARDS AND ASSESSSMENT ORDERS, WHEREVER PASSED); AND FURTHER DIRECTED TO (II) A) ASCERTAIN DETAILS OF ASSETS AND INVESTMENT OF SIRECL AND SHICL, TO FACILITATE SETTLING OF TERMS OF PROCLAMATION OF SALE OF IMMOVABLE ASSETS DETAILED IN THE ATTACHMENT ORDERS, IN COMPLIANCE WITH THE DIRECTIONS OF THE HON�BLE SUPREME COURT VIDE ITS ORDERS DATED 31.08.2012 AND 5.12.2012 AND TO SUBMIT BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL ASSETS OF SIRECL AND SHICL AND DETAILS TEREOF (INCLUDING PROPERTIES, MONIES, BANK ACCOUNTS, ETC, ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI) SITUATED IN INDIA OR OUTSIDE INDIA, INCLUDING ANY CHARGE, ENCUMBRANCE CREATED OVER THEM B) PRODUCE ON AFORESAID DATE, IN ORIGINAL, ALL TITLE DEEDS OF ASSETS AND INVESTMENTS OF THESE TWO COMPANIES (INCLUDING ASSETS ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI) AND DETAILS OF THEIR BANK ACCOUNTS ALONG WITH INCOME TAX RETURNS AND WEALTH TAX RETURNS FILED BY THESE COMPANIES FROM FINANCIAL YEAR 2007-2008 ONWARDS AND ASSESSMENT ORDERS, WHEREVER PASSED (III) MR. ASHOK ROY CHOUDHARY, MR. RAVI SHANKAR DUBEY, SMT. VANDANA BHARGAVA, AND MR.SUBRATA ROY SAHARA, SIRECL AND SHICL, SHALL ALSO FURNISH BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL HOLDING COMPANIES, SUBSIDIARIES, ASSOCIATE COMPANIES, PARTNERSHIPS, SPECIAL PURPOSE VEHICLES, CO-OPERATIVE SOCIETIES, ETC CONSTITUTING SAHARA GROUP, INCLUDING THEIR REGISTERED ADDRESSES, NAME OF DIRECTORS/PARTNERS ALONG WITH PAN NUMBER, SHAREHOLDINGS, CROSS-HOLDINGS AND PARTNERSHIP SHARE. IN CASE OF FAILURE THE TERMS OF PROCLAMATION OF SALE SHALL BE SETTLED EX-PARTE WITHOUT PREJUDICE TO ANY OTHER ACTION THAT MAY BE INITIATED AGAINST THEM

SAT: SAT VIDE ITS ORDER DATED 22/04/2013 ADJOURNED THE CASE TO 04/05/2013

SAT: SAT VIDE ITS ORDER DATED 22/01/2014 DISPOSED OFF ALL THE FOUR APPEALS BY DIRECTING REGISTRY TO REMOVE THESE APPEALS

SAT: SAT VIDE ITS ORDER DATED 04/02/2014 DISPOSED OFF THE APPEAL AS IT WAS NOT MAINTAINABLE IN VIEW OF APEX COURT'S ORDER DATED 17/07/2013. NO COSTS

308

SAMPRITI PROJECTS LTD.

(CIN:U70101WB2007PLC117557
PAN:AALCS5520M)

KAUSHIK DHAR

PAN:AILPD7952R

MANAS BISWAS

PAN:AJDPB9583B

MD.OBAY DUL ISLAM

PAN:AANPI7704G

NAZRUL ISLAM GAZI

PAN:ARCPG5694H

RAJIB KUMAR SAHA

DIN:01534716

SHEIKH ALAMGIR KABIR

PAN:AHRPK5233D

SHYAMAL KUMAR MITRA

PAN:AQDPM7488B

SONALI ISLAM

PAN:AANPI7705H

MOBILIZED RS.7.30 CRORES FROM PUBLIC THROUGH ISSUANCE OF 7,30,507 REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 6,979 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956 READ WITH SECTION 465 OF THE COMPANIES ACT, 2013 AND THE DIP DIRECTIVES/INSTRUCTIONS/GUIDELINES READ WITH ICDR REGULATIONS, 2009

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 02-MAR-2016 TO 01-MAR-2020

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 02-MAR-2016 TO 01-MAR-2020

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-MAR-2016 TO 01-MAR-2020

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 02-MAR-2016 TO 01-MAR-2020

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 02-MAR-2016 TO 01-MAR-2020

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

28-NOV-2014

SEBI VIDE ITS ORDER DATED 02/03/2016 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) WITH INTEREST @ 15% P.A. COMPOUNDED AT HALF YEARLY INTERVALS FROM THE DATE WHEN REPAYMENTS BECAME DUE TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS INCLUDING INTEREST AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK C) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND D) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND IS FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS

SEBI VIDE ITS NOTICE DATED 07/01/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 13/04/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.7,69,62,500.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEES TO SEBI BY WAY OF EFT/NEFT/RTGS

309

SANDHYA PROJECTS LTD.

(CIN:U45400WB2008PLC124935)

DILIP SAHA

DIN:01944168

RAJIB KUMAR SAHA

DIN:01534716

SUBINDU PRAMANIK

DIN:01925354

MOBILIZED RS.20.58 LAC FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 221 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 READ WITH 2(36), 67(3), 73(1), 73(2) AND 7(3) OF COMPANIES ACT, 1956 READ WITH SECTION 465(2) OF COMPANIES ACT, 2013

DIRECTED TO REFUND MONEY COLLECTED THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) INCLUDING APPLICATION MONEY ALONGWITH INTEREST @15% PER ANNUM

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 27-FEB-2024 TO 26-FEB-2025

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO SUBMIT REPAYMENT REPORT TO SEBI CERTIFIED BY TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 27-FEB-2024 TO 26-FEB-2025

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-FEB-2024 TO 26-FEB-2025

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-FEB-2024 TO 26-FEB-2025

27-FEB-2024

310

SANKALP PROJECTS LTD.

(PAN:AAOCS4472M)

ANIRUDHHA BHATTACHARYA

PAN:ATFPB1416M
DIN:02680693

KSHITISH CHANDRA MANDAL

DIN:03181032
PAN:AJUPM2448K

RAKESH CHANDRA MONDAL

DIN:07045496
PAN:BHIPM6479H

SAUGATA GANGULY

DIN:02680692
PAN:AHIPG2705M

TAPAN MONDAL

DIN:03165701
PAN:BFCPM9024G

TOOFAN CHANDRA DEY

DIN:02854328
PAN:AGCPD2335D

TRIVENI PRASAD BARANWAL

DIN:03191209
PAN:ANIPB3402G

MOBILIZED RS.10.52 LACS FROM PUBLIC THROUGH ISSUANCE OF NON-CONVERTIBLE DEBENTURES (NCDS) BY WAY OF PRIVATE PLACEMENT TO 133 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH SECTIONS 2(36) AND 73 OF THE COMPANIES ACT, 1956

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 28-APR-2016 TO 27-APR-2020

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 28-APR-2016 TO 27-APR-2020

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-APR-2016 TO 27-APR-2020

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-APR-2016 TO 27-APR-2020

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 28-APR-2016 TO 27-APR-2020

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

24-APR-2015

SEBI VIDE ITS ORDER DATED 28/04/2016 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF NON-CONVERTIBLE DEBENTURES (NCDS) WITH INTEREST @ 15% P.A. COMPOUNDED AT HALF YEARLY INTERVALS FROM THE DATE WHEN REPAYMENTS BECAME DUE TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS INCLUDING INTEREST AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK C) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY (BENGALI) WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND D) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND IS FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS

SEBI VIDE ITS ORDER DATED 15/07/2022 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, EASTERN REGIONAL OFFICE, KOLKATA D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION

311

SANKET INVESTMENTS & MARKETING LTD.

(CIN:U74899DL1990PLC039452
PAN:AAACS0029A)

NIBEDITA NATH

DIN:03576083
PAN:AHBPN9799H

PRASHANTA KUMAR DASH

DIN:00843963
PAN:AENPD6409F

PRAVAT KUMAR DASH

DIN:02031548
PAN:AEKPD7710E

MOBILIZED RS.5.81 CRORES FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 698 INVESTORS VIOLATING SECTIONS 56, 60 AND 73 OF THE COMPANIES ACT, 1956

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-APR-2018 TO 23-APR-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-APR-2018 TO 23-APR-2022

DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC EITHER THROUGH OFFER AND ALLOTMENTS OF PREFERENCE SHARES AND/OR ALLOTMENT OF DEBENTURES

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 24-APR-2018 TO 23-APR-2022

10-MAR-2017

SEBI VIDE ITS ORDER DATED 24/04/2018 DIRECTED TO A) REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. FROM EIGHTH DAY OF COLLECTION OF FUNDS TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) TO PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES, IF HELD IN PHYSICAL AND DEMAT FORM, OF THE COMPANY AND THEIR OWN C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI CERTIFIED BY TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER ANY MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS

SEBI VIDE ITS NOTICE DATED 22/08/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 31/03/2021 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND FIXED DEPOSIT ACCOUNT OF SANKET INVESTMENTS & MARKETING LTD., MR.PRASHANTA KUMAR DASH, MR.PRAVAT KUMAR DASH & MS.NIBEDITA NATH BY WAY OF EFT/NEFT/RTGS

SAT: SAT VIDE ITS ORDER DATED 06/05/2021 REJECTED REVIEW APPLICATION AND ADJOURNED THE MATTER AND DIRECTED REGISTRY TO LIST THIS APPEAL FOR ADMISSION AND FINAL DISPOSAL ON 17/06/2021

SAT: SAT VIDE ITS ORDER DATED 15/11/2021 DISMISSED THE APPEAL FOR WANT OF PROSECUTION

SAT: SAT VIDE ITS ORDER DATED 16/12/2021 REJECTED REVIEW APPLICATION

312

SARADA PLEASURE & ADVENTURE LTD.

(CIN:U01132BR2008PLC013364
PAN:AAMCS5786L)

NANDITA SENGUPTA

DIN:01864299
PAN:BKTPS9489M

RAKESH KUMAR SRIVASTAV

DIN:01863917
PAN:AJBPS9073R

SAVITA SRIVASTAVA

DIN:01681840
PAN:AUPPS3064B

SHUBHANKAR RAY

DIN:05260587
PAN:AKMPR3510N

SUKUMAR DEBNATH

DIN:03212480
PAN:APPPD3295N

MOBILIZED RS.22.20 CRORES THROUGH ISSUANCE OF 2220677 REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 8153 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36) AND 73 OF THE COMPANIES ACT, 1956

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 28-DEC-2015 TO 27-DEC-2019

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 28-DEC-2015 TO 27-DEC-2019

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-DEC-2015 TO 27-DEC-2019

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-DEC-2015 TO 27-DEC-2019

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 28-DEC-2015 TO 27-DEC-2019

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

02-FEB-2015

SEBI VIDE ITS ORDER DATED 28/12/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, FORTHWITH REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. COMPOUNDED AT HALF YEARLY FROM DATE OF REPAYMENTS BECAME DUE TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK C) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND D) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF THEIR ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECRUTIES, IF HELD IN PHYSICAL FORM F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS

SEBI VIDE ITS NOTICE DATED 26/11/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 18/05/2023 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL DOCUMENTS PERTAINING TO PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, EASTERN REGIONAL OFFICE, KOLKATA D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION

313

SARVODAY AGRO POWER LTD.

(CIN:U45400WB2007PLC116883
PAN:AAOCS8605G)

ANUP PRABHAKAR TOPPO

DIN:02679198

ASHOK KUMAR GOLDER

DIN:02917554
PAN:AJKPG4292P

BHOLA PRASAD VISHWAKARMA

PAN:AIDPV1638E
DIN:03039139

DULAL MAITY

PAN:BREPM7999E
DIN:01528919

HIRALAL RAVIDAS

DIN:03060521
PAN:AQQPR3441J

JITENDRA KUMAR CHOUDHARY

DIN:05209522
PAN:AIBPC6752C

KALIPAD RAJAK

DIN:03039162
PAN:ALVPR2003C

MANTOSH PATHAK

DIN:05306906
PAN:AYRPP2052Q

MRITUNJAY GORAI

DIN:01528944
PAN:AHEPG4179K

NILKANTH MAHATO

DIN:02683760
PAN:APDPM3207R

RANBIR SINGH

DIN:02280602
PAN:AYOPS7302R

SANJEEV KUMAR VISHWAKARMA

DIN:05291375
PAN:AIXPV3212C

SANTOSH KUMAR PATHAK

DIN:03049455
PAN:ATIPP1350K

TARUN CHATTERJEE

DIN:01528929
PAN:AFSPC0946C

MOBILIZED FUND OF RS.4.68 CRORE FROM PUBLIC THROUGH ISSUANCE OF 4,67,575 SECURED NON-CONVERTIBLE REDEEMABLE DEBENTURES (NCDS) BY WAY OF PRIVATE PLACEMENT TO 3,622 INVESTORS VIOLATING SECTIONS 56(1), 56(3), 60 READ WITH 2(36), 67(3) AND 73(1) TO 73(3) OF THE COMPANIES ACT, 1956 READ WITH SECTION 465(2) OF THE COMPANIES ACT, 2013 AND REGULATIONS 4(2)(A) TO 4(2)(D), 4(4), 5(2)(B), 6 TO 9, 12, 14, 15, 19 AND 26 OF SEBI (ILDS) REGULATIONS READ WITH 59 OF SEBI (ISSUE AND LISTING OF NON-CONVERTIBLE SECURITIES) REGULATIONS, 2021

DIRECTED TO REFUND MONEY COLLECTED THROUGH ISSUANCE OF NCDS INCLUDING APPLICATION MONEY ALONGWITH INTEREST @15% PER ANNUM

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 31-JUL-2025 TO 30-JUL-2029

DIRECTED TO DEPOSIT PROCEEDS IN AN ESCROW ACCOUNT WITH NATIONALISED BANK

DIRECTED TO SUBMIT COMPLETION REPORT OF REPAYMENT TO SEBI CERTIFIED BY INDEPENDENT CHARTERED ACCOUNTANT

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 31-JUL-2025 TO 30-JUL-2029

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JUL-2025 TO 30-JUL-2029

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JUL-2025 TO 30-JUL-2029

31-JUL-2025

314

SCL STEEL CORP.LTD.

(CIN:U27100MP2012PLC027659
PAN:AARCS1089F)

AVIJIT CHAKRABORTY

PAN:AMGPC5427P
DIN:03038041

CHATTA RANJAN CHAUDHURI

DIN:02780238
PAN:AEOPC1519G

JOYDEB BISWAS

DIN:03038041
PAN:AWLPB2553Q

MANAS KUMAR DAN

DIN:06575386
PAN:ACSPD7017Q

PRASANTA CHATTERJEE

DIN:06575389
PAN:ADQPC5674F

SATYA RANJAN CHAUDHARI

DIN:00739191
PAN:ACEPC5756F

SWAPNA CHAUDHURI

DIN:00739243
PAN:AEIPC6387B

MOBILIZED RS.10.77 CRORES FROM PUBLIC THROUGH ISSUANCE OF NON-CONVERTIBLE DEBENTURES (NCDS) BY WAY OF PRIVATE PLACEMENT TO 10,945 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH SECTIONS 2(36), 73, 117B AND 117C OF THE COMPANIES ACT, 1956 AND THE DEBT SECURITIES REGULATIONS

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-MAR-2018 TO 14-MAR-2022

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-MAR-2018 TO 14-MAR-2022

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-MAR-2018 TO 14-MAR-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-MAR-2018 TO 14-MAR-2022

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-MAR-2018 TO 14-MAR-2022

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

19-MAR-2015

SEBI VIDE ITS ORDER DATED 15/03/2018 DIRECTED TO A) REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF NCDS WITH INTEREST @ 15% P.A. FROM EIGHTH DAY OF COLLECTION OF FUNDS TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) TO PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES, IF HELD IN PHYSICAL AND DEMAT FORM, OF THE COMPANY AND THEIR OWN C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) PREVENTED FROM SELLING THEIR ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED AND DEPOSIT THE PROCEEDS IN AN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK E) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND F) FILE CERTIFICATE OF SUCH COMPLETION OF WITH SEBI CERTIFIED BY TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION G) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER ANY MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS

315

SEAGULL LEAFIN LTD.

(PAN:AAFCS3157A)

ISSUED DUPLICATE/UNLISTED SHARES ENABLING EXCESS DEMATERIALIZATION IN SCRIP OF SEAGULL LEAFIN LTD.

ISSUED DUPLICATE/UNLISTED SHARES TO ENABLE EXCESS DEMATERIALIZATION VIOLATING SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996 IN SCRIP OF SEAGULL LEAFIN LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-APR-2019 TO 25-APR-2024

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-APR-2019 TO 25-APR-2024

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 26-APR-2019 TO 25-APR-2024

15-OCT-2009

SEBI VIDE ITS ORDER DATED 26/04/2019 DIRECTED SEAGULL LEAFINN LTD. TO RESTRAIN FROM DIRECTLY OR INDIRECTLY, ACCESSING SECURITIES MARKET, BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR FIVE YEARS FROM DATE OF THIS ORDER

316

SEASHORE SECURITIES LTD.

(CIN:U22120OR2008PLC009969
PAN:AALCS9420L)

GOPAL CHANDRA SAHU

DIN:05240823
PAN:AXCPS5392Q

JYOTIRANI SARANGI

DIN:01321926
PAN:ATYPS3889C

MANOJ KUMAR NATH

PAN:ADEPN2533N

PRASHANTA KUMAR DASH

DIN:00843963
PAN:AENPD6409F

PRATIVA DASH

PAN:BCRPD1948Q

PRAVAT KUMAR DASH

DIN:02031548
PAN:AEKPD7710E

SAPNA JENA

DIN:03419332
PAN:AJBPJ8557H

SHANTIPRAVA DASH

PAN:BBDPD4591C

SUDHANSHU SHEKHAR PATI

DIN:00756296
PAN:AONPP6949L

SURATH DAS

PAN:ALVPD8157D

MOBILIZED RS.503.22 CRORES THROUGH ISSUANCE OF 50,32,28,060 CUMULATIVE REDEEMABLE PREFERENCE SHARES (CRPS) BY WAY OF PRIVATE PLACEMENT TO 76,758 INVESTORS VIOLATING SECTIONS 67,73(1) AND 73(2) OF COMPANIES ACT, 1956 IN MATTER OF SEASHORE SECURITIES LTD.

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 24-SEP-2018 TO 23-SEP-2022

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 24-SEP-2018 TO 23-SEP-2022

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 24-SEP-2018 TO 23-SEP-2022

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-SEP-2018 TO 23-SEP-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-SEP-2018 TO 23-SEP-2022

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

23-JUL-2014

SEBI VIDE ITS ORDER DATED 18/03/2015 CONFIRMED ALL THE DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 23/07/2014 AND DIRECTED NOTICEES TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF THEIR ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, IF HELD IN PHYSICAL FORM

SAT: SAT VIDE ITS ORDER DATED 25/11/2016 QUASHED AND SET ASIDED CONFIRMATORY ORDER DATED 18/03/2015. DIRECTED SEBI TO GIVE AN OPPORTUNITY OF HEARING TO APPELLANTS AND THEREAFTER PASS APPROPRIATE ORDER THEREON AS EXPEDITIOUSLY AS POSSIBLE. APPELLANTS SHALL DISCLOSE LIST OF ASSETS AS SOUGHT BY SEBI WITHIN FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS

SEBI VIDE ITS ORDER DATED 24/09/2018 DIRECTED TO A) REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. FROM EIGHTH DAY OF COLLECTION OF FUNDS, TILL DATE OF ACTUAL PAYMENT B) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES, IF HELD IN PHYSICAL AND DEMAT FORM, OF COMPANY AND THEIR OWN C) PERMITTED TO SELL ASSETS OF COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND E) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI CERTIFIED BY TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS

SEBI VIDE ITS NOTICE DATED 10/06/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SAT: SAT VIDE ITS ORDER DATED 19/05/2021 DISMISSED THE APPEAL. NO

SEBI VIDE ITS ORDER DATED 13/04/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.5,03,22,80,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEES TO SEBI BY WAY OF EFT/NEFT/RTGS

317

SEBA REAL ESTATE LTD.

(CIN:U70101AS2006PLC008185
PAN:AAKCS2718Q)

KANAK RANJAN NATH

PAN:ADFPN9130J

SANJOY NAG

DIN:01042623
PAN:AEOPN7091L

SIDDHARTHA NAG

DIN:01560128
PAN:AEOPN7092K

SUBHASH CHANDRA SAHA

PAN:AYCPS4451M

MOBILIZED RS.25.34 CRORES FROM PUBLIC THROUGH OFFER OF PREFERENCE SHARES BY WAY OF PRIVATE PLACEMENT TO 41,298 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 READ WITH SECTION 465 OF COMPANIES ACT, 2013, THE DIP DIRECTIVES/INSTRUCTIONS/GUIDELINES READ WITH ICDR REGULATIONS

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-JAN-2016 TO 14-JAN-2020

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-JAN-2016 TO 14-JAN-2020

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JAN-2016 TO 14-JAN-2020

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-JAN-2016 TO 14-JAN-2020

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-JAN-2016 TO 14-JAN-2020

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

10-SEP-2014

SEBI VIDE ITS ORDER DATED 15/01/2016 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF RPS WITH INTEREST @ 15% P.A. COMPOUNDED AT HALF YEARLY FROM DATE OF REPAYMENTS BECAME DUE TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUND AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK C) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY (BENGALI) WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND D) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) NOT TO ACCESS CAPITAL MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS

SEBI VIDE ITS NOTICE DATED 07/02/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 13/04/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.25,34,76,640.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEES TO SEBI BY WAY OF EFT/NEFT/RTGS

318

SEBA REAL ESTATE LTD.

(CIN:U70101AS2006PLC008185
PAN:AAKCS2718Q)

ASHIS DHAR

DIN:01042604

MRINAL CHANDRA NANDI

PAN:ACZPN6252A

SANTANU DAS

PAN:AJJPD4880B

SATYENDRA KUMAR DEY

PAN:AJLPD1430D

SHIBENDU DAS

PAN:AGDPD7440A

SUJIT KUMAR ROY

PAN:AIYPR3451L

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 15-JAN-2015 TO 14-JAN-2020

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JAN-2015 TO 14-JAN-2020

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-JAN-2015 TO 14-JAN-2020

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 15-JAN-2015 TO 14-JAN-2020

10-SEP-2014

319

SECUNDERABAD HEALTH CARE LTD.

(CIN:L33100TG1991PLC013380
PAN:AACCS8246B)

ISSUED WARRANTS/SHARES ON BASIS OF PREFERENTIAL ALLOTMENT WITHOUT RECEIPT OF FULL CONSIDERATION VIOLATING SECTION 12A (A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 30-APR-2021 TO 29-APR-2023

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-APR-2021 TO 29-APR-2023

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-APR-2021 TO 29-APR-2023

DIRECTED TO COLLECT BALANCE CONSIDERATION FROM NOTICEES NO.2 TO 8 AND 10

DIRECTED TO FURNISH CERTIFICATE FROM PEER REVIEWED CHARTERED ACCOUNTANTS ALONGWITH NECESSARY DOCUMENTARY EVIDENCES TO SEBI

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

30-APR-2021

SEBI VIDE ITS ORDER DATED 20/10/2022 DISPOSED OFF SCN DATED 19/07/2019 WITHOUT ANY DIRECTION

320

SHAH GROUP BUILDERS LTD.

(PAN:AAJCS8586M)

NALIN VIRJI SHAH

DIN:00194184
PAN:ABRPS7271H

NEELAM NALIN SHAH

DIN:00194214
PAN:AGPPS8206D

NIRAV NALIN SHAH

DIN:00194239
PAN:AGVPS8000R

MOBILIZED RS.22.50 CRORES FROM PUBLIC THROUGH ISSUANCE OF 5,89,59,970 EQUITY SHARES BY WAY OF PRIVATE PLACEMENT TO 1,522 INVESTORS VIOLATING SECTIONS 60B(2), 60B(9) READ WITH SECTIONS 2(36), 56(1), 56(3) AND 73 OF THE COMPANIES ACT, 1956 AND THE DIP DIRECTIVES/INSTRUCTIONS/GUIDELINES READ WITH ICDR REGULATIONS, 2009

DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 12-FEB-2015 TO 11-AUG-2016

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 12-FEB-2015 TO 11-AUG-2016

DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 12-FEB-2015 TO 11-AUG-2016

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-FEB-2015 TO 11-AUG-2016

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-FEB-2015 TO 11-AUG-2016

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER

DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY

DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS

12-FEB-2015