| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301 |
|
LALIMA AGRO & FARM DEVELOPERS LTD.
|
|
|
|
EJAJ AHMED KHAN
|
|
|
GANGA PRASAD
|
|
|
JITENDRA KUMAR
|
|
|
NABI AHMED KHAN
|
|
|
NATH DAS AGARWAL
|
|
|
RACHNA SRIVASTAVA
|
|
|
RAKESH CHANDRA SRIVASTAVA
|
|
|
RAM PRAKASH
|
|
|
SURENDRA KUMAR SRIVASTAVA
|
|
|
SURYADEV VIDHYARTHI
|
|
|
VIJAY KUMAR SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.3,60,000 BY THE ACCUSED TO SEBI
|
| 302 |
|
|
LAMVRLL PLANTATION LTD.
|
|
|
|
ANIL KUMAR
|
|
|
LALIT KUMAR
|
|
|
LAXMAN NARAYAN PRADHAN
|
|
|
LOKENDRA KUMAR
|
|
|
M.K.ACHARAYA
|
|
|
RANDHIR SINGH SHISHODIA
|
|
|
VIKAS ROY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED ACQUITTED AS THE COURT HELD THAT THE ACCUSED PERSONS HAD REPAID THE AMOUNT TO ITS INVESTORS AND ALSO INFORMED SEBI ABOUT IT LONG BEFORE THE REGULATIONS HAD COME INTO FORCE
|
| 303 |
|
|
LIFE CARE (INDIA) LTD.
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
29-MAY-2003
|
|
| 304 |
|
|
LIFE CARE (INDIA) LTD.
|
|
|
|
BASANTA KUMAR BISWAL
|
|
|
BIBHUTI BHUSAN ACHARYA
|
|
|
DEBENDRA KUMAR SWAIN
|
|
|
DHANANJAYA SUTUR
|
|
|
FAKIR CHARAN MAHARANA
|
|
|
GOPAL CHARAN DAS
|
|
|
MANINDRA KUMAR DAS
|
|
|
MD.FAYAZ
|
|
|
PRADEEP KUMAR DAS
|
|
|
RABINDRA KUMAR BARIK
|
|
|
RAGHUNATH DAS
|
|
|
RAMESH CHANDRA LENKA
|
|
|
SUKUMAR SAMAL
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 12-SEP-2003 TO 12-SEP-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-SEP-2003 TO 12-SEP-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
12-SEP-2003
|
|
| 305 |
|
|
LIFE GUARD FORESTRY PVT.LTD.
|
|
|
|
K.B.SINGH
|
|
|
P.N.MISHRA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
RAVINDER KUMAR SRIVASTAVA
|
|
|
VIJAY NATH MISHRA
|
|
|
Y.N.PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
COMPLAINT DISMISSED AND ALL THE 5 ACCUSED HAVE BEEN ACQUITTED
|
| 306 |
|
|
LIFE GUARD PLANTATIONS LTD.
|
|
|
|
ASHWINI TILAGANJI
|
|
|
B.B.PONNAPPA
|
|
|
B.P.SWATHI
|
|
|
BASAVARAJ TILAGANJI
|
|
|
RAVINDER KUMAR SRIVASTAVA
|
|
|
SHIVANAND PATIL
|
|
|
SUBHANGI S.CHOWGLE
|
|
|
SUBHASH TILAGANJI
|
|
|
VIJAY NATH MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 307 |
|
|
LIGHT AGRO FARMS LTD.
|
|
|
|
D.RANGA DEVI
|
|
|
D.V.S.ADI SEKHAR RAO
|
|
|
G.RANGADAS
|
|
|
M.BANFARA RAJU
|
|
|
V.S.PRAKASA RAO
|
|
|
V.SATYA NARAYANA MURTHY
|
|
|
VIJAYA LAKSHMI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 308 |
|
|
LOKPRIYA HORTICULTURE & PLANTATIONS LTD.
|
|
|
|
ARUN KUMAR SINGH
|
|
|
BINOD KUMAR SINHA
|
|
|
JAI PRAKASH SINGH
|
|
|
KAMESHWER PRASAD SINGH
|
|
|
LAXMI PRASAD GUPTA
|
|
|
MANIKANT
|
|
|
SANJAY KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 309 |
|
|
LYRA AGRITECH LTD.
|
|
|
|
KANCHAN NARULA
|
|
|
RAJESH THUKRAL
|
|
|
RASHMI ARORA
|
|
|
RAVI SINGH THUKRAL
|
|
|
RAVINDRA KUMAR
|
|
|
RENU THUKRAL
|
|
|
SANJEEV KUMAR NARULA
|
|
|
SUBASH ARORA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.7 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.8000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH. AWARD OF RS.1000 FROM EACH CONVICT AND ON DEFAULT 15 DAYS SIMPLE IMPRISONMENT
|
| 310 |
|
|
MABEL FARMS PVT.LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 311 |
|
|
MACRE ENTERSEC LTD.
|
|
|
|
NARENDRA KUMAR SHRIVASTAVA
|
|
|
PRADIP KUMAR SHRIVASTAVA
|
|
|
PRAKASH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 312 |
|
|
MADHUBAN GREEN FORESTS LTD.
|
|
|
|
ANSHU DEVI
|
|
|
ARUN KUMAR
|
|
|
AWADESH KUMAR
|
|
|
DINESH JHA
|
|
|
DINESH KUMAR SINGH
|
|
|
HARINDER PANDEY
|
|
|
JAI BIR MISHRA
|
|
|
R.K.SINGH
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
RAMAKANT SAH
|
|
|
SHASHI BALA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 313 |
|
|
MAHABHAIRAV PLANTATION & FINANCE LTD.
|
|
|
|
ALKESH JAISWAL
|
|
|
BRIJESHWAR JAISWAL
|
|
|
INDUSEN SINGH
|
|
|
RAJESHWAR JAISWAL
|
|
|
RITU JAISWAL
|
|
|
SUMAN JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 314 |
|
|
MAHAKAUSHAL AGROTECH LTD.
|
|
|
|
DEEPAK MAHAJAN
|
|
|
P.K.BHATTACHARYA
|
|
|
VIRENDRA CHOUKSEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 315 |
|
|
MAHAKAUSHAL PLANTATION LTD.
|
|
|
|
A.K.SINHA
|
|
|
ANOOP UPADHAYAY
|
|
|
DEEPAK MAHAJAN
|
|
|
M.A.H.KHAN
|
|
|
P.K.BHATTACHARYA
|
|
|
Q.HUDA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 316 |
|
|
MAHAMAYA PLANTATION PVT.LTD.
|
|
|
|
AMASO SINHAI
|
|
|
MANORAMA SINHA
|
|
|
N.N.BARIYAR
|
|
|
SHYAMDAS GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 317 |
|
|
MAHANADI PLANTATIONS LTD.
|
|
|
|
A.B.MOHANTY
|
|
|
A.K.DAS
|
|
|
K.NAGARAJAN
|
|
|
K.P.DAVID
|
|
|
P.T.THOMAS
|
|
|
PRITI MOHAPATRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 318 |
|
|
MAHARASHTRA AGRITECH LTD.
|
|
|
|
MADHUKAR ATMARAM PATIL
|
|
|
SHOBHANA M PATIL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 319 |
|
|
MAHARISHI GREEN FOREST LTD.
|
|
|
|
DEEPAK SETHI
|
|
|
P.NIGAM
|
|
|
RAJIV RATAN CHOBEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 320 |
|
|
MAHISMATHI AGRO-FORESTRY PVT.LTD.
|
|
|
|
G.BALAJI
|
|
|
G.GOPIKRISHNA VERMA
|
|
|
G.SATYANARAYANA RAO
|
|
|
G.VIJAYALAKSHMI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 16 of 30
|
