| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301 |
|
KRIEX GLOBAL PLANTATIONS LTD.
|
|
|
|
AVADESH SINGH
|
|
|
BABA SINGH
|
|
|
HARSH CHAND
|
|
|
KAMLESH KUMAR GUPTA
|
|
|
KRISHNA KANT VERMA
|
|
|
PREM CHAND
|
|
|
SHYAM NATH VERMA
|
|
|
TARA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
ALL ACCUSED PLEADED GUILTY AND CONVICTED AND SENTENCED TO FINE OF RS.10,000.00 EACH AND ON DEFAULT SIMPLE IMPRISONMENT (SI) FOR ONE MONTH. FURTHER, RS.1,98,000.00 (AMOUNT LYING UNPAID TO INVESTORS) TO BE DEPOSITED WITH THE COURT
|
| 302 |
|
|
KUBER PLANTERS LTD.
(PAN:AACCK8875E)
|
|
|
|
AJIT EDWIN
|
|
|
DEEP CHAND SHARMA
|
|
|
MUKESH MOHAN SHARMA
|
|
|
PRADYUMAN KUMAR SHARMA
|
|
|
RAJIV KUMAR SHIPSTONE
|
|
|
RENU SHARMA
|
|
|
ROWENA SHARMA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 03/06/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/03/2018 A. PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B. PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER. C. DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONGWITH COPY/ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI. D.DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 18/05/2020 DISPOSED OFF THE REPRESENTATION DATED 07/02/2020 AND REJECTED THE APPLICATION
SEBI VIDE ITS ORDER DATED 11/01/2022 REJECTED THE REPRESENTATION DATED 15/07/2021 AND CONTINUE TO PROHIBITORY ORDER DATED 09/03/2018
|
| 303 |
|
|
KUMAR GANGA GREEN FARMS LTD.
|
|
|
|
GANGA PRASAD
|
|
|
JITENDRA KUMAR
|
|
|
RAM CHANDRA CHOUDHARY
|
|
|
RAM PRAKASH
|
|
|
SUSHMA CHOUDHARY
|
|
|
URMILA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED CONVICTED AND SENTENCED ACCUSED NOS 2 TO 4 TO UNDERGO SIMPLE IMPRISONMENT FOR FOUR MONTHS AND WITH A FINE OF RS. 25,000 EACH , IN DEFAULT, ACCUSED NO.2 TO 4 SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. IN ADDITION, THE COURT SENTENCED ACCUSED NO.1 COMPANY TO PAY A FINE OF RS.25,000
|
| 304 |
|
|
LA MARK FARMS LTD.
|
|
|
|
ANIL BITLE
|
|
|
DHANARAJ SODHI
|
|
|
GULZAN SINGH CHEEMA
|
|
|
HIMANSHU SHIVAJI PATIL
|
|
|
JAYWANT BALA VICHARE
|
|
|
KARNIAL SINGH CHEEMA
|
|
|
LALIT PRAKASH GAKKHAR
|
|
|
MANISH GAKKHAR
|
|
|
PRABHA GAKKHAR
|
|
|
RAMESH AMRUT PATIL
|
|
|
SUKHMINDER SINGH SODHI
|
|
|
VAISHALI SHINGRE
|
|
|
VINOD SAVLARAM PAWAR
|
|
DID NOT REFUND MONEY COLLECTED UNDER CIS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-JAN-2004 TO 21-JAN-2009
22-JAN-2004
|
|
| 305 |
|
|
LAKSHMI NILAYA AGRO FARMS & EXPORTS PVT.LTD.
|
|
|
|
M.CHANDRAIAH
|
|
|
P.ASHOK
|
|
|
P.DAYAVATHI
|
|
|
P.SUBHASHINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 306 |
|
|
LALIMA AGRO & FARM DEVELOPERS LTD.
|
|
|
|
EJAJ AHMED KHAN
|
|
|
GANGA PRASAD
|
|
|
JITENDRA KUMAR
|
|
|
NABI AHMED KHAN
|
|
|
NATH DAS AGARWAL
|
|
|
RACHNA SRIVASTAVA
|
|
|
RAKESH CHANDRA SRIVASTAVA
|
|
|
RAM PRAKASH
|
|
|
SURENDRA KUMAR SRIVASTAVA
|
|
|
SURYADEV VIDHYARTHI
|
|
|
VIJAY KUMAR SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.3,60,000 BY THE ACCUSED TO SEBI
|
| 307 |
|
|
LAMVRLL PLANTATION LTD.
|
|
|
|
ANIL KUMAR
|
|
|
LALIT KUMAR
|
|
|
LAXMAN NARAYAN PRADHAN
|
|
|
LOKENDRA KUMAR
|
|
|
M.K.ACHARAYA
|
|
|
RANDHIR SINGH SHISHODIA
|
|
|
VIKAS ROY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED ACQUITTED AS THE COURT HELD THAT THE ACCUSED PERSONS HAD REPAID THE AMOUNT TO ITS INVESTORS AND ALSO INFORMED SEBI ABOUT IT LONG BEFORE THE REGULATIONS HAD COME INTO FORCE
|
| 308 |
|
|
LIFE CARE (INDIA) LTD.
|
|
|
|
BASANTA KUMAR BISWAL
|
|
|
BIBHUTI BHUSAN ACHARYA
|
|
|
DEBENDRA KUMAR SWAIN
|
|
|
DHANANJAYA SUTUR
|
|
|
FAKIR CHARAN MAHARANA
|
|
|
GOPAL CHARAN DAS
|
|
|
MANINDRA KUMAR DAS
|
|
|
MD.FAYAZ
|
|
|
PRADEEP KUMAR DAS
|
|
|
RABINDRA KUMAR BARIK
|
|
|
RAGHUNATH DAS
|
|
|
RAMESH CHANDRA LENKA
|
|
|
SUKUMAR SAMAL
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 12-SEP-2003 TO 12-SEP-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-SEP-2003 TO 12-SEP-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
12-SEP-2003
|
|
| 309 |
|
|
LIFE GUARD FORESTRY PVT.LTD.
|
|
|
|
K.B.SINGH
|
|
|
P.N.MISHRA
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
RAVINDER KUMAR SRIVASTAVA
|
|
|
VIJAY NATH MISHRA
|
|
|
Y.N.PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
COMPLAINT DISMISSED AND ALL THE 5 ACCUSED HAVE BEEN ACQUITTED
|
| 310 |
|
|
LIFE GUARD PLANTATIONS LTD.
|
|
|
|
ASHWINI TILAGANJI
|
|
|
B.B.PONNAPPA
|
|
|
B.P.SWATHI
|
|
|
BASAVARAJ TILAGANJI
|
|
|
RAVINDER KUMAR SRIVASTAVA
|
|
|
SHIVANAND PATIL
|
|
|
SUBHANGI S.CHOWGLE
|
|
|
SUBHASH TILAGANJI
|
|
|
VIJAY NATH MISHRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 311 |
|
|
LIGHT AGRO FARMS LTD.
|
|
|
|
D.RANGA DEVI
|
|
|
D.V.S.ADI SEKHAR RAO
|
|
|
G.RANGADAS
|
|
|
M.BANFARA RAJU
|
|
|
V.S.PRAKASA RAO
|
|
|
V.SATYA NARAYANA MURTHY
|
|
|
VIJAYA LAKSHMI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 312 |
|
|
LOKPRIYA HORTICULTURE & PLANTATIONS LTD.
|
|
|
|
ARUN KUMAR SINGH
|
|
|
BINOD KUMAR SINHA
|
|
|
JAI PRAKASH SINGH
|
|
|
KAMESHWER PRASAD SINGH
|
|
|
LAXMI PRASAD GUPTA
|
|
|
MANIKANT
|
|
|
SANJAY KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 313 |
|
|
MABEL FARMS PVT.LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 314 |
|
|
MACRE ENTERSEC LTD.
|
|
|
|
NARENDRA KUMAR SHRIVASTAVA
|
|
|
PRADIP KUMAR SHRIVASTAVA
|
|
|
PRAKASH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 315 |
|
|
MADHUBAN GREEN FORESTS LTD.
|
|
|
|
ANSHU DEVI
|
|
|
ARUN KUMAR
|
|
|
AWADESH KUMAR
|
|
|
DINESH JHA
|
|
|
DINESH KUMAR SINGH
|
|
|
HARINDER PANDEY
|
|
|
JAI BIR MISHRA
|
|
|
R.K.SINGH
|
|
|
RAKESH KUMAR SRIVASTAVA
|
|
|
RAMAKANT SAH
|
|
|
SHASHI BALA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 316 |
|
|
MAHABHAIRAV PLANTATION & FINANCE LTD.
|
|
|
|
ALKESH JAISWAL
|
|
|
BRIJESHWAR JAISWAL
|
|
|
INDUSEN SINGH
|
|
|
RAJESHWAR JAISWAL
|
|
|
RITU JAISWAL
|
|
|
SUMAN JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 317 |
|
|
MAHAKAUSHAL AGROTECH LTD.
|
|
|
|
DEEPAK MAHAJAN
|
|
|
P.K.BHATTACHARYA
|
|
|
VIRENDRA CHOUKSEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 318 |
|
|
MAHAKAUSHAL PLANTATION LTD.
|
|
|
|
A.K.SINHA
|
|
|
ANOOP UPADHAYAY
|
|
|
DEEPAK MAHAJAN
|
|
|
M.A.H.KHAN
|
|
|
P.K.BHATTACHARYA
|
|
|
Q.HUDA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 319 |
|
|
MAHAMAYA PLANTATION PVT.LTD.
|
|
|
|
AMASO SINHAI
|
|
|
MANORAMA SINHA
|
|
|
N.N.BARIYAR
|
|
|
SHYAMDAS GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 320 |
|
|
MAHANADI PLANTATIONS LTD.
|
|
|
|
A.B.MOHANTY
|
|
|
A.K.DAS
|
|
|
K.NAGARAJAN
|
|
|
K.P.DAVID
|
|
|
P.T.THOMAS
|
|
|
PRITI MOHAPATRA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 16 of 33
|
