| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 281 |
|
BHARAT BHUSHAN AGGARWAL (HUF)
(PAN:AAAHB6828H)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PIONEER AGRO EXTRACTS LTD.
|
IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-MAR-2015
|
|
| 282 |
|
|
BHARAT EQUITY SERVICES LTD.
(PAN:AAACB7732M)
(Along with : EXCELLENT ESTATE DEVELOPERS PVT.LTD.,
LIBERTY CONSTRUCTION & LEASING PVT.LTD.,
ARIES HOTELS PVT.LTD.)
|
|
|
|
ABBAS A.SHAIKH
PAN:AGGPS2273K
|
|
|
ABDUL RAZAK DHANANI
PAN:ABWPD8290J
|
|
|
AKITABANU MD.ISMAIL MEMON
|
|
|
AKSHAY S.UDAR
|
|
|
ANISHA DHANANI
PAN:ACTPD3111C
|
|
|
GULSHAN I.MEMON
|
|
|
HABIBUNISHA DHANANI
PAN:ACTPD3112B
|
|
|
KAYUM DHANANI
PAN:ABWPD8293M
|
|
|
MANSOOR I.MEMON
PAN:ARCPM9798A
|
|
|
MUNAWAR GARBADAWALA
PAN:ABLPG0578R
|
|
|
NASIM R.DHANANI
PAN:AQFPD5293R
|
|
|
NOORMOHMAD VOHRA
|
|
|
PRADEEP B.MENON
|
|
|
RABIA RAZAK DHANANI
|
|
|
RAJESH C.MODI
|
|
|
REKHA R.PANDIT
|
|
|
ROHINI S.UDAR
PAN:ABUPU9156E
|
|
|
SADIKA MD.I.MEMON
PAN:BKAPS4142Q
|
|
|
SHAJI NAIR
|
|
|
SHAMIM DHANANI
PAN:AWFPS9591P
|
|
|
SHIRIN H.MEMON
|
|
|
SHYAMLAL BHASKAR PANDIT
|
|
|
SUBHASH PANDIT
PAN:AAZPP2160K
|
|
|
SUCHITRA DHANANI
PAN:ACTPD1159Q
|
|
|
UDAY DHANANI
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11(1) AND 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SAYAJI HOTELS LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SAYAJI HOTELS LTD.
|
IMPOSED PENALTY RS.3,10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-MAR-2018
|
SAT: SAT VIDE ITS ORDER DATED 20/10/2019 SEBI GRANTED APPROVAL IN TERMS OF REGULATION 24(2) OF SETTLEMENT REGULATIONS. NO COSTS
|
| 283 |
|
|
BHARAT FERTILIZER INDUSTRIES LTD.
(Along with : WADA ALUMS & ACIDS PVT.LTD.)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHARES OF BHARAT FERTILISER INDUSTRIES LTD.
|
IMPOSED PENALTY RS.40,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2007
|
|
| 284 |
|
|
BHARAT FERTILIZER INDUSTRIES LTD.
(Along with : WADA ALUMS & ACIDS PVT.LTD.)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHARES OF BHARAT FERTILISER INDUSTRIES LTD.
|
IMPOSED PENALTY RS.40,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2007
|
|
| 285 |
|
|
BHARAT FERTILIZER INDUSTRIES LTD.
(Along with : WADA ALUMS & ACIDS PVT.LTD.)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHARES OF BHARAT FERTILISER INDUSTRIES LTD.
|
IMPOSED PENALTY RS.40,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2007
|
|
| 286 |
|
|
BHARAT FERTILIZER INDUSTRIES LTD.
(Along with : WADA ALUMS & ACIDS PVT.LTD.)
|
|
|
|
ANJNI Y.PATEL
|
|
|
YOGENDRA D.PATEL
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHARES OF BHARAT FERTILISER INDUSTRIES LTD.
|
IMPOSED PENALTY RS.40,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2007
|
|
| 287 |
|
|
BHARAT FERTILIZER INDUSTRIES LTD.
(Along with : WADA ALUMS & ACIDS PVT.LTD.)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHARES OF BHARAT FERTILISER INDUSTRIES LTD.
|
IMPOSED PENALTY RS.40,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2007
|
|
| 288 |
|
|
BHARTI CONSUMER MARKETING PVT.LTD.
|
|
|
ALLEGED DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 14 (1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 19,53,234 SHARES OF ANIL PRODUCT LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
06-OCT-2010
|
|
| 289 |
|
|
BHOOMI INFRASTRUCTURES CORP.LTD.
(PAN:AAECB2799L)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 6(2),6(4),8(1) AND 8(3) OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 VIDE CONSENT ORDER)
18-JUL-2011
|
|
| 290 |
|
|
BHUSHAN CAPITAL & CREDIT SERVICES PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-MAY-2004
|
SAT: APPEAL ALLOWED
|
| 291 |
|
|
BHUSHAN ENERGY LTD.
(CIN:U40105DL2005PLC140748)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF ORISSA SPONGE IRON & STEEL LTD.
|
IMPOSED PENALTY RS.4,50,000 ALONG WITH OTHER ENTITIES/PERSONS
18-JAN-2010
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 18/01/2010 SET ASIDE WITH NO ORDER AS TO COSTS
SAT: APPEAL FAILED AND IMPUGNED ORDER DATED 18/01/2010 SET ASIDE WITH NO ORDER AS TO COSTS
|
| 292 |
|
|
BHUSHAN STEEL LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF ORISSA SPONGE IRON & STEEL LTD.
|
IMPOSED PENALTY RS.4,50,000 ALONG WITH OTHER ENTITIES/PERSONS
18-JAN-2010
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 18/01/2010 SET ASIDE WITH NO ORDER AS TO COSTS
SAT: APPEAL FAILED AND IMPUGNED ORDER DATED 18/01/2010 SET ASIDE WITH NO ORDER AS TO COSTS
|
| 293 |
|
|
BIG STAR FILMS LTD.
(CIN:L95910DL1989PLC035423)
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-JUN-2002
|
SAT: APPEAL ALLOWED BY WAY OF REMAND
|
| 294 |
|
|
BIHAR HOTELS LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.3,43,000 ALONG WITH OTHER ENTITIES/PERSONS
31-MAY-2002
|
SAT: IMPUGNED ORDER MODIFIED BY REDUCING PENALTY AMOUNT TO RS.1,02,000 FROM RS.3,43,000
|
| 295 |
|
|
BIHARIJI CONSTRUCTIONS (INDIA) LTD.
|
|
|
ALLEGED FAILURE IN MAKING OPEN OFFER AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF I G PETROCHEMICALS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.21,25,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
23-JUN-2015
|
|
| 296 |
|
|
BIHARIJI PROJECTS LTD.
|
|
|
ALLEGED FAILURE IN MAKING OPEN OFFER AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF I G PETROCHEMICALS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.21,25,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
23-JUN-2015
|
|
| 297 |
|
|
BINANI CEMENT LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
DIRECTED TO ENSURE TIMELY COMPLIANCE OF LISTING REQUIREMENTS/OTHER FILING REQUIREMENTS PROVIDED UNDER ANY OTHER LAW IN FORCE
02-NOV-2006
|
|
| 298 |
|
|
BINDAL SYNTHETICS PVT.LTD.
(PAN:AAACB0686Q)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BLUE BLENDS (INDIA) LTD.
|
IMPOSED PENALTY RS.4,00,000
31-JAN-2014
|
SAT: APPEAL DISMIISED. NO COSTS
|
| 299 |
|
|
BINOD HOLDINGS PVT.LTD.
|
|
|
|
C.MUTHUSAMY
|
|
|
T.PALANIVELU
|
|
VIOLATED SECTION 22 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 300 |
|
|
BIRLA HOLDINGS LTD.
(PAN:AABCG0768R)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DIGJAM LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(4A) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF DIGJAM LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.13,27,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
31-DEC-2013
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 15 of 114
|
