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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO PROVISION REGULATION OF SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
281
History of entity/person MAHESH KRISHNAN,M/S

(Member : BSE)  
Click here to view complete history of this specific entity/person MAHESH KRISHNAN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
282
History of entity/person MAHESH KUMAR GUPTA,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person MAHESH KUMAR GUPTA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 11-NOV-2004

11-NOV-2004 		 
283
History of entity/person MALLIKA SRINIVASAN,M/S

(Member : CMBSE)

(Along with : RAIN MAKER & CO.)  
Click here to view complete history of this specific entity/person MALLIKA SRINIVASAN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
284
History of entity/person MAMTA INVESTORS

(Member : UPSE)  
Click here to view complete history of this specific entity/person SANJEEV KUMAR TIWARI
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 14-JAN-2005

14-JAN-2005 		 
285
History of entity/person MANGAL FINANCE LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
286
History of entity/person MANGAL K.JAIN,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person MANGAL K.JAIN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 01-DEC-2004

01-DEC-2004 		 
287
History of entity/person MANGALA INVESTMENTS

(Member : MNGSE)  
Click here to view complete history of this specific entity/person MANOJ KUMAR ALVA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
288
History of entity/person MANISH ARVIND PARIKH,M/S

(Member : BSE/ASE)  
Click here to view complete history of this specific entity/person MANISH ARVIND PARIKH
  		INDULGED IN CARRYING OUT DECEPTIVE TRANSACTIONS BY NOT DISCLOSING DEVENDRA KANTILAL DALAL AS THE CLIENT AND ABETTED THE MARKET MANIPULATION IN SCRIP OF JYOTI RESINS & ADHESIVES LTD.

DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 20-JUN-2002

20-JUN-2002 		 
289
History of entity/person MANJITH SINGH,M/S

(Member : COCSE)  
Click here to view complete history of this specific entity/person MANJITH SINGH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
290
History of entity/person MANOJ BHARGAVA & CO.

(Member : JSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 31-JAN-2005

31-JAN-2005 		 
291
History of entity/person MANOJ MATHEW & CO.

(Member : COCSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 10-APR-2002

10-APR-2002 		 
292
History of entity/person MANSUKHLAL KOTHARI INVESTMENTS & FINANCIAL CONSULTANCY PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI

DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   		CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JAN-2008

23-JAN-2008 		 
293
History of entity/person MAPPAT SECURITIES

(Member : MNGSE)  
Click here to view complete history of this specific entity/person ALARKAN MAPPAT
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 16-JUL-2004

16-JUL-2004 		 
294
History of entity/person MARG SECURITIES LTD.

(Member : OTC)  
  DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 28-FEB-2005

28-FEB-2005 		SAT: APPLICANT ASKED TO APPROACH SEBI FOR RESTORATION OF MEMBERSHIP  
295
History of entity/person MASCOT SECURITIES LTD.

(Member : NSE)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   CANCELLED REGISTRATION AS STOCK BROKER FROM 24-APR-2015

24-APR-2015 		 
296
History of entity/person MATHEW KAVALAM & CO.

(Member : COCSE)  
Click here to view complete history of this specific entity/person MATHEW KAVALAM
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 16-FEB-2005

16-FEB-2005 		 
297
History of entity/person MAXGAIN FINLEASE PVT.LTD.

(Member : MNGSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 05-NOV-2002

05-NOV-2002 		 
298
History of entity/person MAXWELL SECURITIES PVT.LTD.

(Member : NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
299
History of entity/person MAYA KAMATH,M/S

(Member : MNGSE)  
Click here to view complete history of this specific entity/person MAYA KAMATH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 16-JUL-2004

16-JUL-2004 		 
300
History of entity/person MCCLIFF SECURITIES LTD.

(Member : NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 26-SEP-2003

26-SEP-2003 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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