| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 281 |
|
KANAN DESAI
|
|
|
|
ABHILASHAA SECURITIES PVT.LTD.
PAN:AADCA8279K
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
PARTLY COMOUNDED FOR RS.100000
|
| 282 |
|
|
KANIKA SHARMA
|
|
|
|
SRG INFOTECH (INDIA) LTD.
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 283 |
|
|
KANNAPPAN VELAYUTHAM
(PAN:AABPV9743Q)
|
|
|
VIOLATED SECTIONS 12(A) TO (C) OF SEBI ACT. READ WITH REGULATIONS 3(B) TO 3(D) & 4(2)(C), 4(2)(F) AND 4(2)(K) OF PFUTP REGULATIONS, 2003 IN MATTER OF GDR ISSUES MAARS SOFTWARE INTERNATIONAL LTD.
|
WARNED/DIRECTED TO BE MORE CAREFUL WHILE DEALING WITH SECURITIES MARKET
05-SEP-2017
|
|
| 284 |
|
|
KANNURI NAUDI RAJESH
|
|
|
|
MIDFIELD INDUSTRIES LTD.
CIN:U27109AP1990PLC011353
PAN:AAACM9490M
|
|
VIOLATED SECTION 207 OF COMPANIES ACT, 1956
VIOLATED SECTION 127 OF COMPANIES ACT, 2013
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 24 (2) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 285 |
|
|
KANTA K.RATHI
|
|
|
|
JASOLMAA FINVEST LTD.
CIN:L67190MH1995PLC092284
|
|
|
JASOLMAA MARBLE & INDUSTRIES LTD.
|
|
|
JASOLMAA SECURITIES LTD.
CIN:U67120MH1995PTC094724
|
|
|
JASOLMAA SYNTHETICS LTD.
CIN:U17120MH1994PLC078235
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 286 |
|
|
KANTI BHAI PATEL
|
|
|
|
INCAP FINANCIAL SERVICES LTD.
CIN:U45400GJ1994PLC021722
PAN:AABCI0538B
|
|
VIOLATED SECTION 11 OF SEBI ACT, 1992
VIOLATED SECTION 11 A OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 287 |
|
|
KARNEL TRIPAT SINGH BHAN
|
|
|
|
JVG FINANCE LTD.
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 288 |
|
|
KARTHIK IYER PARASURAMAN
(DIN:00294035
PAN:AFTPK1261M)
|
|
|
|
DECCAN CHRONICLE HOLDINGS LTD.
CIN:L22122TG2002PLC040110
PAN:AABCD6737D
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 289 |
|
|
KARTIK KIRTIKUMAR PAREKH
(DIN:00009502)
|
|
|
|
CLASSIC CREDIT LTD.
PAN:AABCC4018N
|
|
|
NH SECURITIES LTD.
PAN:AAACS7140Q
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
PAN:AAACP3045P
|
|
|
PANTHER INVESTRADE LTD.
PAN:AAACP3259R
|
|
|
SAIMANGAL INVESTRADE LTD.
PAN:AABCS4255R
|
|
|
TRIUMPH SECURITIES LTD.
PAN:AAACT2152P
|
|
|
VN PAREKH SECURITIES PVT.LTD.
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 290 |
|
|
KARTIK KIRTIKUMAR PAREKH
(DIN:00009502)
|
|
|
|
ADANI AGRO PVT.LTD.
|
|
|
ADANI IMPEX PVT.LTD.
CIN:U51100GJ1998PTC034758
|
|
|
ADANI PROPERTIES PVT.LTD.
|
|
|
CLASSIC CREDIT LTD.
PAN:AABCC4018N
|
|
|
CLASSIC INFIN LTD.
|
|
|
CLASSIC SHARE & STOCK BROKING SERVICES LTD.
CIN:U67120WB1993PLC060799
(Member : BSE/NSE/CSE/OTC)
|
|
|
NH SECURITIES LTD.
PAN:AAACS7140Q
(Member : BSE/NSE)
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
PAN:AAACP3045P
|
|
|
PANTHER INVESTRADE LTD.
PAN:AAACP3259R
|
|
|
SAIMANGAL INVESTRADE LTD.
PAN:AABCS4255R
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
PAN:AAACE0308A
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISMISSED
ACCUSED NO.2 KARTIK KIRTIKUMAR PAREKH AND ACCUSED NO.5 KETAN VINAYCHANDRA PAREKH RESPECTIVELY ARE HEREBY HELD GUILTY ARE HEREBY SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR THREE YEARS AND SHALL FURTHER PAY A FINE OF RS.5,00,000.00 EACH ACCUSED NO.3 NAVINCHANDRA NARBHERAM PAREKH AND ACCUSED NO.4 KIRTIKUMAR NARBHERAM PAREKH ARE HEREBY ACQUITTED
|
| 291 |
|
|
KAUSHAL AGGARWAL
|
|
|
|
R.C.GUPTA & CO.PVT.LTD.
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 292 |
|
|
KAUSHIK CHHOTALAL SHAH
(DIN:00009510)
|
|
|
|
ACE INVESTMENTS
|
|
|
KNP SECURITIES LTD.
|
|
|
SAIMANGAL INVESTRADE LTD.
PAN:AABCS4255R
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
DISMISSED
|
| 293 |
|
|
KESHAR SINGH RATHORE
|
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 12 OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 15 OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 16 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 294 |
|
|
KETAN SHETH
|
|
|
VIOLATED SECTION 12 OF SEBI ACT, 1992
VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED REGULATION 2(C) OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 295 |
|
|
KETAN VINAYCHANDRA PAREKH
(DIN:00009468
PAN:AADPP1505A)
|
|
|
|
CLASSIC CREDIT LTD.
PAN:AABCC4018N
|
|
|
KNP SECURITIES LTD.
|
|
|
LUMINANT INVESTMENTS PVT.LTD.
PAN:AAACL0834A
|
|
|
NH SECURITIES LTD.
PAN:AAACS7140Q
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
PAN:AAACP3045P
|
|
|
PANTHER INVESTRADE LTD.
PAN:AAACP3259R
|
|
|
SAIMANGAL INVESTRADE LTD.
PAN:AABCS4255R
|
|
|
TRIUMPH SECURITIES LTD.
PAN:AAACT2152P
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
DISMISSED
|
| 296 |
|
|
KETAN VINAYCHANDRA PAREKH
(DIN:00009468
PAN:AADPP1505A)
|
|
|
|
ADANI AGRO PVT.LTD.
|
|
|
ADANI EXPORTS LTD.
|
|
|
ADANI IMPEX PVT.LTD.
CIN:U51100GJ1998PTC034758
|
|
|
ADANI PROPERTIES PVT.LTD.
|
|
|
CHITRAKUT COMPUTERS PVT.LTD.
PAN:AABCC1122B
|
|
|
CLASSIC CREDIT LTD.
PAN:AABCC4018N
|
|
|
CLASSIC INFIN LTD.
|
|
|
CLASSIC SHARE & STOCK BROKING SERVICES LTD.
CIN:U67120WB1993PLC060799
(Member : BSE/NSE/CSE/OTC)
|
|
|
LUMINANT INVESTMENTS PVT.LTD.
PAN:AAACL0834A
|
|
|
NH SECURITIES LTD.
PAN:AAACS7140Q
(Member : BSE/NSE)
|
|
|
PANTHER FINCAP & MANAGEMENT SERVICES LTD.
PAN:AAACP3045P
|
|
|
PANTHER INVESTRADE LTD.
PAN:AAACP3259R
|
|
|
SAIMANGAL INVESTRADE LTD.
PAN:AABCS4255R
|
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
PAN:AAACE0308A
|
|
VIOLATED SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISMISSED
ACCUSED NO.2 KARTIK KIRTIKUMAR PAREKH AND ACCUSED NO.5 KETAN VINAYCHANDRA PAREKH RESPECTIVELY ARE HEREBY HELD GUILTY ARE HEREBY SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR THREE YEARS AND SHALL FURTHER PAY A FINE OF RS.5,00,000.00 EACH ACCUSED NO.3 NAVINCHANDRA NARBHERAM PAREKH AND ACCUSED NO.4 KIRTIKUMAR NARBHERAM PAREKH ARE HEREBY ACQUITTED
|
| 297 |
|
|
KIMTI LAL JAIN
|
|
|
|
ARIHANT COTSYN LTD.
|
|
|
ARIHANT INDUSTRIES LTD.
PAN:AABCA4458Q
|
|
|
ARIHANT THREADS LTD.
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
FAILED TO PAY PENALTY
VIOLATED SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 298 |
|
|
KINAL ZAVERI
|
|
|
|
BONANZA BIOTECH LTD.
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 299 |
|
|
KIRAN ABHAY GANDHI
(PAN:AIIPG9722F)
|
|
|
ALLEGED INDULGENCE IN TRADING WHILE POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3(I) AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 READ WITH REGULATION 12 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 IN MATTER OF RANBAXY LABORATORIES LTD.
ALLEGED INDULGENCE IN TRADING WHILE POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 IN MATTER OF RANBAXY LABORATORIES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.35,06,250 VIDE CONSENT ORDER)
11-APR-2019
|
|
| 300 |
|
|
KIRAN JADHAV
(PAN:ACBPJ4456A)
|
|
|
ALLEGED PROVIDING NON-PUBLIC INFORMATION TO CERTAIN ENTITIES (PROFIT MAKERS) PRIOR TO BROADCASTING OF THEIR RECOMMENDATIONS
|
REACHED SETTLEMENT (DIRECTED TO DISGORGE) (SETTLEMENT CHARGES RS.7,41,29,648 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
16-JAN-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 15 of 39
|
