| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 281 |
|
GOODEARTH FINANCIAL SERVICES LTD.
(CIN:U99999MH1990PLC056850)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUL-2015 TILL RESOLVES ALL PENDING INVESTOR GRIEVANCES
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUL-2015 TILL RESOLVES ALL PENDING INVESTOR GRIEVANCES
17-JUL-2015
|
|
| 282 |
|
|
GOODEARTH SYNTHETICS LTD.
|
|
|
|
DINESH R.JAIN
|
|
|
RAMESH RAMANLAL JAIN
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 283 |
|
|
GOPI APPLIANCES LTD.
(PAN:AAACG4151H)
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.1,00,000
22-SEP-2014
|
|
| 284 |
|
|
GORDON HERBERT (INDIA) LTD.
(CIN:U72300UP1995PLC016146
PAN:AAACK7424R)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
24-FEB-2020
|
SEBI VIDE ITS NOTICE DATED 21/09/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 08/08/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF GORDON HERBERT (INDIA) LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
|
| 285 |
|
|
GOVIND RUBBER LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
IMPOSED PENALTY RS.2,00,000
06-FEB-2015
|
SAT: SAT VIDE ITS ORDER DATED 16/10/2015 APPEAL ALLOWED AND IMPUGNED ORDER DATED 06/02/2015 QUASHED AND SET ASIDED. NO COST
|
| 286 |
|
|
GPC TECHNOLOGY LTD.
(PAN:AACCG6748A)
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
07-AUG-2014
|
|
| 287 |
|
|
GRACE (INDIA) LTD.
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY RS.1,00,000
29-JUL-2019
|
|
| 288 |
|
|
GRAN HEAL PHARMA LTD.
|
|
|
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
IMPOSED PENALTY
29-JAN-2018
|
|
| 289 |
|
|
GRAUER & WEIL (INDIA) LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
IMPOSED PENALTY RS.3,00,000
04-FEB-2015
|
|
| 290 |
|
|
GROVALUE FINANCIAL SERVICES PVT.LTD.
(PAN:AAFCG8218G)
|
|
|
DID NOT SUBMIT RELEVANT DATA/INFORMATION FOR INSPECTION PERIOD
DID NOT MAKE DISCLOSURE OF CHANGE OF REGISTERED OFFICE ADDRESS TO SEBI
DID NOT PAY OF FEE WITH RESPECT TO RENEWAL OF CERTIFICATE
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
IMPOSED PENALTY RS.3,00,000
27-MAR-2024
|
SEBI VIDE ITS NOTICE DATED 16/07/2024 DIRECTED TO PAY RS.3,16,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 28/08/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 03/10/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.3,25,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 291 |
|
|
GROVALUE FINANCIAL SERVICES PVT.LTD.
(PAN:AAFCG8218G)
|
|
|
DID NOT SUBMIT RELEVANT DATA/INFORMATION FOR INSPECTION PERIOD
DID NOT MAKE DISCLOSURE OF CHANGE OF REGISTERED OFFICE ADDRESS TO SEBI
DID NOT PAY OF FEE WITH RESPECT TO RENEWAL OF CERTIFICATE
DID NOT REDRESS INVESTOR COMPLAINTS IN STIPULATED TIME
|
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 14-JUN-2024
14-JUN-2024
|
|
| 292 |
|
|
GUJARAT AQUA INDUSTRIES LTD.
(CIN:L11110GJ1993PLC019481
PAN:AABCR4816P)
|
|
|
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
IMPOSED PENALTY RS.10,000
09-OCT-2012
|
|
| 293 |
|
|
GUJARAT BONANZA AUTO & STEEL ROLLING LTD.
(CIN:L27109GJ1989PLC012377)
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT REGISTER FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JUN-2019 TILL THE RESOLVES INVESTOR GRIEVANCES PENDING
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUN-2019 TILL THE RESOLVES INVESTOR GRIEVANCES PENDING
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
28-JUN-2019
|
|
| 294 |
|
|
GUJARAT DEHYD FOODS LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DIRECTED TO REDRESS INVESTOR GRIEVANCES
14-MAY-2003
|
|
| 295 |
|
|
GUJARAT DEHYD FOODS LTD.
|
|
|
|
B.S.DHOLAKIA
|
|
|
H.S.MARU
|
|
|
K.I.BAKSHI
|
|
|
M.K.BAKSHI
|
|
|
R.T.ZALA
|
|
|
S.I.BAKSHI
|
|
|
T.N.ZALA
|
|
DID NOT TRANSFER SHARE CERTIFICATES WITHIN STIPULATED TIME
FAILED TO PAY DIVIDENDS TO SHAREHOLDERS
DID NOT REDRESS INVESTOR COMPLAINTS
|
LAUNCHED CRIMINAL PROSECUTION
27-SEP-2001
|
|
| 296 |
|
|
GUJARAT FILAMENTS LTD.
(PAN:AAACG7703K)
|
|
|
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
IMPOSED PENALTY RS.5,00,000
09-OCT-2012
|
SAT: SAT VIDE ITS ORDER DATED 17/06/2013 MODIFIED ITS ORDER DATED 09/10/2012 BY REDUCING PENALTY AMOUNT TO RS.1 LAC FROM RS.5 LACS. NO COSTS
|
| 297 |
|
|
GUJARAT FUN N WATER PARK LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
DIRECTED TO REDRESS INVESTOR GRIEVANCES
14-MAY-2003
|
|
| 298 |
|
|
GUJARAT FUN N WATER PARK LTD.
|
|
|
DID NOT REDRESS INVESTOR COMPLAINTS
|
IMPOSED PENALTY RS.1,00,000
25-MAR-2004
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 299 |
|
|
GUJARAT FUN N WATER PARK LTD.
|
|
|
DELAY IN REGISTRATION FOR SEBI COMPLAINTS REDRESSAL SYSTEM (SCORES)
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
IMPOSED PENALTY RS.12,00,000
31-MAR-2014
|
SEBI VIDE ITS NOTICE DATED 02/12/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 300 |
|
|
GUJARAT FUN N WATER PARK LTD.
|
|
|
|
DIPTIBEN SHAH
|
|
|
GIRISH SHAH
|
|
|
HEMLATA P.BAROT
|
|
|
NIRMALSINH D.RANA
|
|
|
RAJENDRASINH D.ZALA
|
|
DID NOT TRANSFER SHARE CERTIFICATES WITHIN STIPULATED TIME
FAILED TO PAY DIVIDENDS TO SHAREHOLDERS
DID NOT REDRESS INVESTOR COMPLAINTS
|
LAUNCHED CRIMINAL PROSECUTION
27-SEP-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 15 of 48
|
