| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 261 |
|
BBN TRANSPORTATION PVT.LTD.
(PAN:AADCB0182E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF ORISSA SPONGE IRON & STEEL LTD.
|
IMPOSED PENALTY RS.4,50,000 ALONG WITH OTHER ENTITIES/PERSONS
18-JAN-2010
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 18/01/2010 SET ASIDE WITH NO ORDER AS TO COSTS
SAT: APPEAL FAILED AND IMPUGNED ORDER DATED 18/01/2010 SET ASIDE WITH NO ORDER AS TO COSTS
|
| 262 |
|
|
BEACHCRAFT INVESTMENT & TRADING CO.PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT WHICH WAS TO BE MADE WITHIN FOUR WORKING DAYS W.E.F.01.04.97
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2002
|
SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED
|
| 263 |
|
|
BENGAL BIHAR INVESTMENTS CO.PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.3,43,000 ALONG WITH OTHER ENTITIES/PERSONS
31-MAY-2002
|
SAT: IMPUGNED ORDER MODIFIED BY REDUCING PENALTY AMOUNT TO RS.1,02,000 FROM RS.3,43,000
|
| 264 |
|
|
BENGAL FINANCE & INVESTMENT PVT.LTD.
(PAN:AABCB7225Q)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
30-OCT-2012
|
|
| 265 |
|
|
BEST EASTERN HOTELS LTD.
(Along with : VAKHARIA ESTATE & INVESTMENT PVT.LTD.)
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-NOV-2004
|
SAT: IMPUGNED ORDER SET ASIDE WITH NO ORDER AS TO COSTS
|
| 266 |
|
|
BEST EASTERN HOTELS LTD.
(Along with : VAKHARIA ESTATE & INVESTMENT PVT.LTD.)
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-NOV-2004
|
SAT: IMPUGNED ORDER SET ASIDE WITH NO ORDER AS TO COSTS
|
| 267 |
|
|
BEST EASTERN HOTELS LTD.
(Along with : VAKHARIA ESTATE & INVESTMENT PVT.LTD.)
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-NOV-2004
|
SAT: IMPUGNED ORDER SET ASIDE WITH NO ORDER AS TO COSTS
|
| 268 |
|
|
BEST EASTERN HOTELS LTD.
(Along with : VAKHARIA ESTATE & INVESTMENT PVT.LTD.)
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-NOV-2004
|
SAT: IMPUGNED ORDER SET ASIDE WITH NO ORDER AS TO COSTS
|
| 269 |
|
|
BEST EASTERN HOTELS LTD.
(Along with : VAKHARIA ESTATE & INVESTMENT PVT.LTD.)
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-NOV-2004
|
SAT: IMPUGNED ORDER SET ASIDE WITH NO ORDER AS TO COSTS
|
| 270 |
|
|
BEST EASTERN HOTELS LTD.
(Along with : VAKHARIA ESTATE & INVESTMENT PVT.LTD.)
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
01-NOV-2004
|
SAT: IMPUGNED ORDER SET ASIDE WITH NO ORDER AS TO COSTS
|
| 271 |
|
|
BESTA VISION ELECTRONIC LTD.
(CIN:L32101DL1985PLC021653
PAN:AAACB1060A)
|
|
|
|
A.N.SEHGAL
|
|
|
C.K.HAZARI
|
|
|
INDERJIT SINGH
|
|
|
KAWALJIT SINGH
|
|
|
RAJA SINGH
|
|
|
S.R.VIJ
|
|
MANIPULATED PRICE IN SCRIP OF BESTAVISION ELECTRONICS LTD. BY CORNERING SHARES THROUGH ASSOCIATE CONCERNS
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF BESTAVISION ELECTRONICS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-NOV-2002 TO 28-NOV-2007
29-NOV-2002
|
|
| 272 |
|
|
BETA TRADING PVT.LTD.
(CIN:U52590MH2007PTC174176
PAN:AADCB2320G)
|
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BANK OF RAJASTHAN LTD.
|
IMPOSED PENALTY RS.8,00,000
14-FEB-2013
|
SAT: SAT VIDE ITS ORDER DATED 11/02/2014 UPHELD PENALTY IMPOSED UNDER SECTIONS 15HA , 15A (A) AND 15H(II) OF SEBI ACT.
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 23/03/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/08/2018 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 23/03/2017
SEBI VIDE ITS NOTICE DATED 18/05/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 23/03/2017
|
| 273 |
|
|
BETA TRADING PVT.LTD.
(CIN:U52590MH2007PTC174176
PAN:AADCB2320G)
|
|
|
ACTED IN CONCERT WITH PROMOTERS OF THE BANK OF RAJASTHAN LTD.FOR THE PURPOSE OF ACQUISITION OF SHARES/VOTING RIGHTS INDIRECTLY FOR PROMOTERS FOR THE PURPOSE OF CONCEALMENT OF THEIR ACQUISITION OF SHARES VIOLATING SEBI TAKEOVER CODE, 1997
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-MAR-2010 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-MAR-2010 TILL FURTHER ORDERS
DIRECTED NSDL AND CDSL TO FREEZE BENEFICIAL OWNER ACCOUNTS OF PERSONS/ENTITIES
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
08-MAR-2010
|
SEBI VIDE ITS ORDER DATED 26/03/2012 REVOKED THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 08/03/2010
|
| 274 |
|
|
BETA TRADING PVT.LTD.
(CIN:U52590MH2007PTC174176
PAN:AADCB2320G)
|
|
|
DID NOT DISCLOSE ACTUAL SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING SECTION 21 OF SCRA, 1956
ACTED IN CONCERT WITH PROMOTERS OF JAY BHARAT TEXTILE & REAL ESTATE LTD.FOR THE PURPOSE OF ACQUISITION OF SHARES/VOTING RIGHTS INDIRECTLY FOR PROMOTERS FOR THE PURPOSE OF CONCEALMENT OF THEIR ACQUISITION OF SHARES VIOLATING REGULATIONS 7 AND 8 SEBI TAKEOVER CODE, 1997
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10 AND 11 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF JAY BHARAT TEXTILE & REAL ESTATE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF JAY BHARAT TEXTILE & REAL ESTATE LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-MAR-2010 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 12-MAR-2010 TILL FURTHER ORDERS
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED REGISTRAR & TRANSFER AGENT NOT TO GIVE EFFECT TRANSFER OF SHARES FROM 12-MAR-2010 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES TO KEEP A WATCH AND REPORT SUSPICIOUS ACTIVITIES TO SEBI
12-MAR-2010
|
|
| 275 |
|
|
BHAGYANAGAR INDIA LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF RITESH PROPERTIES & INDUSTRIES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF RITESH PROPERTIES & INDUSTRIES LTD.
|
IMPOSED PENALTY RS.2,00,000
29-NOV-2010
|
|
| 276 |
|
|
BHAGYODAYA MARKETING CO.LTD.
|
|
|
|
KRISHNA KEJRIWAL
|
|
|
S.K.AGARWAL
|
|
|
SITARAM B.PARWAL
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BHAGYODAYA MARKETING CO.LTD.
|
IMPOSED PENALTY RS.50,000
20-DEC-2007
|
|
| 277 |
|
|
BHANOT CONSTRUCTION & HOUSING LTD.
(CIN:L45201DL1976PLC008294
PAN:AAACB0949A)
|
|
|
|
ADITI BHANOT
PAN:AOUPB4442H
|
|
|
ARUN SONI
PAN:AOGPS8166P
|
|
|
DUSHYANT SHARMA
PAN:BOHPS2623K
|
|
|
ESHAN BHANOT
|
|
|
PALAK BHANOT
|
|
|
POONAM BHANOT
|
|
|
PUNIT SONI
PAN:AATPS1307F
|
|
|
RAJEEV BHANOT
DIN:00032413
PAN:ACSPB5918J
|
|
|
REKHA BHANOT
PAN:ACTPB6692A
|
|
|
ROMA SONI
PAN:AQKPS9149Q
|
|
|
SHRUTI SHARMA
PAN:BOBPS9628J
|
|
|
SOMIA SHARMA
PAN:BYGPS3685E
|
|
|
TANIA BHANOT
PAN:AJNPB3948C
|
|
|
VIJAY SHARMA
PAN:ALZPS7243M
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
IMPOSED PENALTY RS.2,00,000
29-JAN-2018
|
SEBI VIDE ITS NOTICE DATED 04/09/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 17/04/2020 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 04/09/2019
|
| 278 |
|
|
BHANOT LEASING LTD.
|
|
|
|
ADITI BHANOT
PAN:AOUPB4442H
|
|
|
ARUN SONI
PAN:AOGPS8166P
|
|
|
DUSHYANT SHARMA
PAN:BOHPS2623K
|
|
|
ESHAN BHANOT
|
|
|
PALAK BHANOT
|
|
|
POONAM BHANOT
|
|
|
PUNIT SONI
PAN:AATPS1307F
|
|
|
RAJEEV BHANOT
DIN:00032413
PAN:ACSPB5918J
|
|
|
REKHA BHANOT
PAN:ACTPB6692A
|
|
|
ROMA SONI
PAN:AQKPS9149Q
|
|
|
SHRUTI SHARMA
PAN:BOBPS9628J
|
|
|
SOMIA SHARMA
PAN:BYGPS3685E
|
|
|
TANIA BHANOT
PAN:AJNPB3948C
|
|
|
VIJAY SHARMA
PAN:ALZPS7243M
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BHANOT CONSTRUCTION & HOUSING LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-JAN-2018
|
SEBI VIDE ITS NOTICE DATED 03/10/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 22/10/2018 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 03/10/2018
COMPANY AND RESPECTIVE PARTIES HAVE PAID THE PENALTIES AMOUNT TOWARDS SEBI ADJUDICATING ORDER DATED 29/01/2018
|
| 279 |
|
|
BHANOT LEASING LTD.
|
|
|
|
ADITI BHANOT
PAN:AOUPB4442H
|
|
|
ARUN SONI
PAN:AOGPS8166P
|
|
|
DUSHYANT SHARMA
PAN:BOHPS2623K
|
|
|
ESHAN BHANOT
|
|
|
PALAK BHANOT
|
|
|
POONAM BHANOT
|
|
|
PUNIT SONI
PAN:AATPS1307F
|
|
|
RAJEEV BHANOT
DIN:00032413
PAN:ACSPB5918J
|
|
|
REKHA BHANOT
PAN:ACTPB6692A
|
|
|
ROMA SONI
PAN:AQKPS9149Q
|
|
|
SHRUTI SHARMA
PAN:BOBPS9628J
|
|
|
SOMIA SHARMA
PAN:BYGPS3685E
|
|
|
TANIA BHANOT
PAN:AJNPB3948C
|
|
|
VIJAY SHARMA
PAN:ALZPS7243M
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF BHANOT CONSTRUCTION & HOUSING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
02-AUG-2018
|
|
| 280 |
|
|
BHARADWAJ HOLDINGS PVT.LTD.
|
|
|
|
SALAI KADHAMBA MANI
|
|
|
T.M.V.ZULFIKAR
|
|
VIOLATED SECTION 22 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 14 of 114
|
