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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
261
History of entity/person ALLIANCE SECURITIES & PORTFOLIO MANAGEMENT SERVICES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person MIRJI MALLAPPA RAMAPPA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2014 		 
262
History of entity/person ALLIANCE SHARES & SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
263
History of entity/person ALLIANZ BROKING

(Sub-Broker of RISHTI STOCK & SHARE PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-FEB-2012 		 
264
History of entity/person ALLIANZ BROKING

(Sub-Broker of RISHTI STOCK & SHARE PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-FEB-2012 		 
265
History of entity/person ALLIED SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person G.D.RAMESH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
266
History of entity/person ALLRIGHT SECURITIES PVT.LTD.

(Sub-Broker of ISE SECURITIES & SERVICES LTD., Member : NSE/BSE)  
  APPLIED FOR CANCELLATION OF SUB-BROKERSHIP   CANCELLED REGISTRATION AS SUB-BROKER FROM 19-NOV-2008

19-NOV-2008 		 
267
History of entity/person ALOK AJMERA,M/S

(Sub-Broker of STANDARD CHARTERED-STCI CAPITAL MARKETS LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ALOK AJMERA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 23-APR-2009

23-APR-2009 		 
268
History of entity/person ALOK DEEP KHULLAR,M/S

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ALOK DEEP KHULLAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

23-FEB-2012 		 
269
History of entity/person ALOK JHUNJHUNWALA,M/S

(Sub-Broker of TECHNO SHARES & STOCKS LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ALOK JHUNJHUNWALA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
270
History of entity/person ALOK KUMAR GUPTA,M/S

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ALOK KUMAR GUPTA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
271
History of entity/person ALOK KUMAR GUPTA,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ALOK KUMAR GUPTA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
272
History of entity/person ALOK KUMAR JALAN (HUF)

(PAN:AAEHA0051P)

(Sub-Broker of HSBC INVESTDIRECT SECURITIES (INDIA) LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ALOK KUMAR JALAN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 20-MAR-2012

20-MAR-2012 		 
273
History of entity/person ALOK MAZUMDAR,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ALOK MAZUMDAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
274
History of entity/person ALOK PUROHIT,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person ALOK PUROHIT
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

04-AUG-2012 		 
275
History of entity/person ALOK SANGANERIA,M/S

(Sub-Broker of ISE SECURITIES & SERVICES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ALOK SANGANERIA
  		APPLIED FOR CANCELLATION OF SUB-BROKERSHIP   CANCELLED REGISTRATION AS SUB-BROKER FROM 20-NOV-2008

20-NOV-2008 		 
276
History of entity/person ALOKE KUMAR DAS,M/S

(Sub-Broker of EDELWEISS STOCK BROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ALOKE KUMAR DAS
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

14-MAR-2012 		 
277
History of entity/person ALOKE SARKAR,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ALOKE SARKAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
278
History of entity/person ALP INVESTMENT

(Sub-Broker of JAS-ONE SECURITIES PVT.LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2013 		 
279
History of entity/person ALPA RITESH SHUKLA,M/S

(Sub-Broker of DANI SHARES & STOCKS PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ALPA RITESH SHUKLA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

18-MAR-2014 		 
280
History of entity/person ALPESH BHANJI GADA,M/S

(Sub-Broker of ANUGRAH STOCK & BROKING PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person ALPESH BHANJI GADA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

16-AUG-2013 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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