| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 261 |
|
KWALITY LTD.
(PAN:AABCK1289R)
|
|
|
|
ANKITA MEHROTRA KHATRI
PAN:BGFPM0978R
|
|
|
RATAN SAGAR KHANNA
PAN:ADRPK7506P
|
|
DID NOT EXERCISE DUE DILIGENCE AS MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PARA A[(1), (4)(E)(D), (11) AND (12)] OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KWALITY LTD.
|
IMPOSED PENALTY RS.7,00,000
31-JUL-2024
|
|
| 262 |
|
|
KWALITY LTD.
(PAN:AABCK1289R)
|
|
|
|
SANJAY DHINGRA
PAN:AAFPD9561J
|
|
|
SATISH KUMAR GUPTA
PAN:AEUPG2708P
|
|
|
SIDHANT GUPTA
PAN:AEVPG8722Q
|
|
MISREPRESENTED/MISSTATED FINANCIALS STATEMENTS VIOLATING SECTIONS 12A(A) TO 2A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF KWALITY LTD.
MISREPRESENTED/MISSTATED FINANCIALS STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E), 4(2)(F)(I)(2), 4(2)(F)(II)(2), 4(2)(F)(II)(6), 4(2)(F)(II)(7), 4(2)(F)(II)(8), 4(2)(F)(III)(1), 4(2)(F)(III)(2), 4(2)(F)(III)(3), 4(2)(F)(III)(6), 4(2)(F)(III)(12), 33(1)(A), 33(1)(C), 33(2)(A) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTIONS 27(1) AND 27(2) OF SEBI ACT, 1992 IN MATTER OF KWALITY LTD.
DID NOT EXERCISE DUE DILIGENCE AS MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PARA A[(1), (4)(E)(D), (11) AND (12)] OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KWALITY LTD.
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTIONS 27(1) AND 27(2) OF SEBI ACT, 1992 IN MATTER OF KWALITY LTD.
DID NOT ADHERE TO REGULATIONS 33(1)(A), 33(1)(C) AND 33(2)(A) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTIONS 27(1) AND 27(2) OF SEBI ACT, 1992 FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF KWALITY LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-JUN-2024 TO 27-JUN-2026
RESTRAINED FROM HOLDING ANY POSITION OF DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY OR ANY INTERMEDIARY REGISTERED WITH SEBI AND FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY OR PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 28-JUN-2024 TO 27-JUN-2026
IMPOSED PENALTY RS.3,75,00,000
28-JUN-2024
|
|
| 263 |
|
|
KYRA LANDSCAPES LTD.
(CIN:L45200MH1991PLC062984
PAN:AAACT4757E)
|
|
|
INDULGED IN DELIVERY OF THOSE SECURITIES FOR WHICH TRADING PERMISSION WAS NOT GRANTED BY BSE VIOLATING SECTION 23F OF SCRA ACT, 1956 IN MATTER OF KYRA LANDSCAPES LTD.
DID NOT MAKE CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO BSE VIOLATING CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATION 103(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KYRA LANDSCAPES LTD.
|
IMPOSED PENALTY RS.4,00,000
29-NOV-2019
|
SEBI VIDE ITS NOTICE DATED 27/04/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 02/06/2021 DIRECTED ALL THE BANKS TO REMIT RS.4,73,460.00 TO THE EXTENT LYING IN THE ACCOUNT OF KYRA LANDSCAPES LTD. BY WAY OF EFT/NEFT/RTGS
|
| 264 |
|
|
LANDMARC LEISURE CORP.LTD.
(CIN:L65990MH1991PLC060535
PAN:AAACL5117A)
|
|
|
|
ANAND PADMANABHA PALAYE
PAN:AADPP2479D
|
|
|
RUDRA NARAIN JHA
PAN:ACCPJ7011J
|
|
|
SAMSHER GARUD
PAN:AGZPG2591B
|
|
|
SWETAMBAR DHARI SINHA
PAN:AAAPS2966F
|
|
|
VIDHI VIKAS KASLIWAL
PAN:ANWPK6663Q
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF LANDMARC LEISURE CORP.LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF LANDMARC LEISURE CORP.LTD. VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LANDMARC LEISURE CORP.LTD.
DID NOT ADHERE TO REGULATION 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF LANDMARC LEISURE CORP.LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 20-JAN-2022 TO 19-JUL-2022
IMPOSED PENALTY RS.8,25,000
20-JAN-2022
|
|
| 265 |
|
|
LANDMARC LEISURE CORP.LTD.
(CIN:L65990MH1991PLC060535
PAN:AAACL5117A)
|
|
|
|
MAHADEVAN RAMANATHAN KAVASSERY
PAN:AAHPK2129D
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF LANDMARC LEISURE CORP.LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF LANDMARC LEISURE CORP.LTD. VIOLATING REGULATIONS 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 20-JAN-2022 TO 19-JAN-2023
IMPOSED PENALTY RS.34,00,000
20-JAN-2022
|
SEBI VIDE ITS NOTICE DATED 29/04/2022 DIRECTED TO PAY RS.35,37,000.00 ALONG WITH FURTHER INTEREST, ALL COSTS, CHARGES AND EXPENSES WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 09/05/2022 ALLOWED THE APPEAL AND EXTENDED TIME TO DEPOSIT PRINCIPAL AMOUNT OF THE PENALTY TILL 31/05/2022
|
| 266 |
|
|
LCC INFOTECH LTD.
(PAN:AACCA2580J)
|
|
|
|
KAMALJIT SINGH
PAN:AHOPD6127G
|
|
|
KIRTY LAKHOTIA
PAN:AAWPL2735K
|
|
|
MAYUR P.SHAH
PAN:ARNPS1936P
|
|
|
PRATIK LAKHOTIA
PAN:ABWPL2224N
|
|
|
RAJAT SHARMA
PAN:AIGPS1209K
|
|
|
SIDHARTH LAKHOTIA
PAN:AAWPL2734J
|
|
MISREPRESENTED/ MISSTATED FINANCIALS STATEMENTS AND DID NOT ADHERE TO ACCOUNTING STANDARDS REGARDING LOANS, INVESTMENTS AND DEBTORS IN FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 4(2)(E), 33(1)(A), 33(1)(C), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LCC INFOTECH LTD.
|
IMPOSED PENALTY RS.6,00,000
12-NOV-2024
|
|
| 267 |
|
|
LCC INFOTECH LTD.
(PAN:AACCA2580J)
|
|
|
MADE INCORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATIONS 31(1) READ WITH 4(1)(E) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
04-JUL-2025
|
|
| 268 |
|
|
LEEL ELECTRICALS LTD.
(PAN:AAACL0484G)
|
|
|
|
ACHIN KUMAR ROY
PAN:AACPR6406K
|
|
|
ANITA KAKAR SHARMA
PAN:ARBPK3057B
|
|
|
BHARAT RAJ PUNJ
PAN:AAHPP4196K
|
|
|
GEETA TEKCHAND
PAN:AAAPT0907H
|
|
|
MUKAT BIHARI SHARMA
PAN:AIYPS6825M
|
|
|
NIPUN SINGHAL
PAN:AFFPG0064A
|
|
|
SURJIT KRISHAN SHARMA
PAN:AUQPS5234A
|
|
DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PART A OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LEEL ELECTRICAL LTD.
INDULGED IN DIVERSION OF FUNDS TO RELATED PARTIES AND MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISREPRESENTATION OF PROFITS FROM SALE OF CONSUMER DURABLE (CD) BUSINESS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF LEEL ELECTRICAL LTD.
INDULGED IN DIVERSION OF FUNDS TO RELATED PARTIES AND MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISREPRESENTATION OF PROFITS FROM SALE OF CONSUMER DURABLE (CD) BUSINESS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(F)(I)(2), 4(2)(F)(II)(2),(6)(7), 4(2)(F)(III)(7), 23(4) READ WITH 23(1) AND 33(2)(A) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LEEL ELECTRICAL LTD.
INDULGED IN DIVERSION OF FUNDS TO RELATED PARTIES AND MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISREPRESENTATION OF PROFITS FROM SALE OF CONSUMER DURABLE (CD) BUSINESS VIOLATING CLAUSE 41(1)(A) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF LEEL ELECTRICAL LTD.
DID NOT ADHERE TO REGULATIONS 6(2)(A) TO 6(2)(C) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LEEL ELECTRICAL LTD.
|
RESTRAINED FROM ASSOCIATED WITH ANY OTHER LISTED COMPANY OR SEBI REGISTERED INTERMEDIARY IN ANY CAPACITY INCLUDING DIRECTOR OR KEY MANAGERIAL PERSON DIRECTLY OR INDIRECTLY FROM 18-APR-2024 TO 17-APR-2027
IMPOSED PENALTY RS.11,50,00,000
18-APR-2024
|
|
| 269 |
|
|
LEEL ELECTRICALS LTD.
(PAN:AAACL0484G)
|
|
|
|
ACHIN KUMAR ROY
PAN:AACPR6406K
|
|
|
ANITA KAKAR SHARMA
PAN:ARBPK3057B
|
|
|
BHARAT RAJ PUNJ
PAN:AAHPP4196K
|
|
|
MUKAT BIHARI SHARMA
PAN:AIYPS6825M
|
|
|
NIPUN SINGHAL
PAN:AFFPG0064A
|
|
INDULGED IN DIVERSION OF FUNDS TO RELATED PARTIES AND MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISREPRESENTATION OF PROFITS FROM SALE OF CONSUMER DURABLE (CD) BUSINESS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF LEEL ELECTRICAL LTD.
INDULGED IN DIVERSION OF FUNDS TO RELATED PARTIES AND MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISREPRESENTATION OF PROFITS FROM SALE OF CONSUMER DURABLE (CD) BUSINESS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(F)(I)(2), 4(2)(F)(II)(2),(6)(7), 4(2)(F)(III)(7), 23(4) READ WITH 23(1) AND 33(2)(A) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LEEL ELECTRICAL LTD.
INDULGED IN DIVERSION OF FUNDS TO RELATED PARTIES AND MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISREPRESENTATION OF PROFITS FROM SALE OF CONSUMER DURABLE (CD) BUSINESS VIOLATING CLAUSE 41(1)(A) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF LEEL ELECTRICAL LTD.
DID NOT ADHERE TO REGULATIONS 6(2)(A) TO 6(2)(C) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LEEL ELECTRICAL LTD.
DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PART A OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LEEL ELECTRICAL LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 18-APR-2024 TO 17-APR-2029
18-APR-2024
|
|
| 270 |
|
|
LINDE INDIA LTD.
(PAN:AAACB2528H)
|
|
|
DID NOT OBTAIN PRIOR APPROVAL FROM SHAREHOLDERS ENTERED BY LINDE INDIA LTD. AND PRAXAIR INDIA PVT.LTD. FOR RELATED PARTY TRANSACTIONS VIOLATING REGULATIONS 23(1) AND 23(4) OF SEBI (LODR) REGULATIONS, 2015
|
DIRECTED TO TEST MATERIALITY OF FUTURE RELATED PARTY TRANSACTIONS AS PER REGULATION 23(1) OF SEBI (LODR) REGULATIONS, 2015 ON THE BASIS OF AGGREGATE VALUE OF TRANSACTIONS ENTERED INTO WITH ANY RELATED PARTY IN A FINANCIAL YEAR
DIRECTED TO OBTAIN APPROVALS AS MANDATED UNDER REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015 IN THE EVENT AGGREGATE VALUE OF RELATED PARTY TRANSACTIONS EXCEEDED MATERIALITY THRESHOLD PROVIDED UNDER REGULATION 23(1) OF SEBI (LODR) REGULATIONS, 2015
DIRECTED NSE TO APPOINT A REGISTERED VALUER TO CARRY OUT A VALUATION OF THE BUSINESS FOREGONE AND RECEIVED, INCLUDING BY WAY OF GEOGRAPHIC ALLOCATION
DIRECTED TO REIMBURSE THE EXPENSES INCURRED BY NSE IN RESPECT OF VALUATION TO BE CARRIED OUT AS PER DIRECTIONS
DIRECTED LINDE INDIA LTD., ITS MANAGEMENT AND THEIR STATUTORY AUDITORS TO EXTEND FULL COOPERATION AND PROVIDE NECESSARY ASSISTANCE TO VALUER APPOINTED BY NSE IN COMPLIANCE WITH THE DIRECTIONS CONTAINED IN THIS ORDER
DIRECTED TO PLACE VALUATION REPORT RECEIVED FROM THE VALUER APPOINTED IN COMPLIANCE WITH THE DIRECTIONS CONTAINED IN THIS ORDER WITH THE COMPANY AND SEBI
DIRECTED TO PLACE VALUATION REPORT WITHIN TWO WEEKS OF RECEIVING THE REPORT BEFORE AUDIT COMMITTEE AND SEBI
DIRECTED TO MAKE A DISCLOSURE ON STOCK EXCHANGES PROVIDING A SUMMARY OF THE KEY OBSERVATIONS IN THE VALUATION REPORT ALONG WITH MANAGEMENT COMMENTS ON THE SAME
29-APR-2024
|
SAT: SAT VIDE ITS ORDER DATED 22/05/2024 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 29/04/2024. DIRECTED SEBI TO GRANT INSPECTION AND SUPPLY DOCUMENTS IMMEDIATELY. NO COSTS
SEBI VIDE ITS ORDER DATED 24/07/2024 DIRECTED TO A) TEST MATERIALITY OF FUTURE RPTS AS PER THE THRESHOLD PROVIDED UNDER REGULATION 23(1) OF SEBI (LODR) REGULATIONS, 2015 ON THE BASIS OF AGGREGATE VALUE OF TRANSACTIONS ENTERED INTO WITH ANY RELATED PARTY IN A FINANCIAL YEAR IRRESPECTIVE OF NUMBER OF TRANSACTIONS OR CONTRACTS INVOLVED B) AGGREGATE VALUE OF THE RPTS CALCULATED AS PROVIDED IN CLAUSE (A) EXCEEDS MATERIALITY THRESHOLD PROVIDED UNDER REGULATION 23(1) SHALL OBTAIN APPROVALS AS MANDATED UNDER REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015 C) NSE TO APPOINT REGISTERED VALUER TO CARRY OUT VALUATION OF BUSINESS FOREGONE AND RECEIVED, INCLUDING BY WAY OF GEOGRAPHIC ALLOCATION IN TERMS OF ANNEXURE IV OF THE JV&SHA D) REIMBURSE EXPENSES INCURRED BY NSE IN RESPECT OF VALUATION TO BE CARRIED OUT AS PER DIRECTIONS AT PARAGRAPH 67 E) LINE INDIA LTD. AND ITS MANAGEMENT AND THEIR STATUTORY AUDITORS TO EXTEND FULL COOPERATION AND PROVIDE NECESSARY ASSISTANCE TO THE VALUER APPOINTED BY NSE IN COMPLIANCE WITH DIRECTIONS CONTAINED IN THIS ORDER F) NSE TO SHARE VALUATION REPORT RECEIVED FROM THE VALUER APPOINTED IN COMPLIANCE WITH DIRECTIONS CONTAINED IN THIS ORDER WITH COMPANY AND SEBI G) WITHIN TWO WEEKS OF RECEIVING VALUATION REPORT PLACE IT BEFORE AUDIT COMMITTEE AND BOARD H) MAKE DISCLOSURE TO STOCK EXCHANGES PROVIDING SUMMARY OF KEY OBSERVATIONS IN VALUATION REPORT ALONG WITH MANAGEMENT COMMENTS
SAT: SAT VIDE ITS ORDER DATED 21/08/2024 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY. REJOINDER, IF ANY, WITHIN TWO WEEKS THEREAFTER. FURTHER, ALLOWED APPELLANT FOUR WEEKS TO FILE OBJECTION TO THE INTERVENTION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 13/09/2024 DISMISSED MISC.APPLICATION AND DIRECTED SEBI TO ISSUE NECESSARY ORDER/ CLARIFICATION THAT NSE AND VALUER APPOINTED BY NSE TO BE BOUND BY UPSI CONFIDENTIALITY NORMS
SEBI VIDE ITS ORDER DATED 23/09/2024 DIRECTED M.M.NISSIM & CO.LLP TO MAINTAIN STRICT CONFIDENTIALITY OF THE INFORMATION SHARED BY COMPANY, FOR THE VALUATION EXERCISE, AS DIRECTED BY SAT VIDE ITS ORDER DATED 13/09/2024
SAT: SAT VIDE ITS ORDER DATED 14/10/2024 PERMITTED TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/04/2025 DIRECTED APPELLANT TO PROVIDE ALL THE REQUIRED INFORMATION TO COMPLETE THE VALUATION WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 07/07/2025 PERMITTED SEBI TO FILE TWO PAGES NOTE WITH REGARD TO SUBMISSION OF SHRI DWARKADAS MADE, WITHIN ONE WEEK FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 05/12/2025 DISMISSED THE APPEAL. NO COSTS
|
| 271 |
|
|
LLOYDS ENTERPRISES LTD.
(PAN:AAACB2975J)
|
|
|
|
RAJESH RAJNARAYAN GUPTA
PAN:AKKPG7456N
|
|
|
VIRESH SHANKAR SOHONI
PAN:AMSPS0276L
|
|
ALLEGED FAILURE IN RECOGNITION OF EXPECTED CREDIT LOSSES ON OUTSTANDING ADVANCES OF RS.144.82 CRORE TO CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. VIOLATING IND-AS 109 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. AS RELATED PARTIES IN ANNUAL REPORTS VIOLATING REGULATIONS 4(1), 4(2)(E), 33(1)(A), 33(1)(C), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED MISUTILIZATION AND DIVERSION OF RS.144.82 CRORE TO CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. FOR BENEFIT OF PROMOTERS/RELATED ENTITIES BY LENDING FUNDS AT NIL RATE OF INTEREST AND WITHOUT ANY AGREEMENT VIOLATING REGULATIONS 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF LLOYDS ENTERPRISES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,28,00,000 VIDE CONSENT ORDER)
29-SEP-2026
|
|
| 272 |
|
|
LOTUS CHOCOLATE CO.LTD.
(PAN:AAACL1891R)
|
|
|
ALLEGED FAILURE TO INCLUDE 1000 EQUITY SHARES IN PHYSICAL FORM ACQUIRED BY PROMOTER MR.ANANTH P.PAI, IN PROMOTER/PROMOTER GROUP SHAREHOLDING DISSEMINATED ON STOCK EXCHANGE PLATFORM VIOLATING REGULATIONS 31(4) READ WITH 31(1) OF SEBI (LODR) REGULATIONS, 2015 AND CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015 AND CLAUSE 35 OF ERSTWHILE LISTING AGREEMENT
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,14,400 VIDE CONSENT ORDER)
29-FEB-2024
|
|
| 273 |
|
|
LYPSA GEMS & JEWELLERY LTD.
(PAN:AABCM0649K)
|
|
|
|
DIPAN BABULAL PATWA
PAN:ADSPP9952D
|
|
|
JEEYAN DIPAN PATWA
PAN:ASGPP0154L
|
|
|
MANISH JAYSUKHLAL JANANI
PAN:AACPJ9992L
|
|
|
SONAL DEEPAN PATWA
PAN:AFEPP2421H
|
|
PUBLISHED MISREPRESENTED/MANIPULATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(2)(F), 4(2)(K), 4(2)(R) READ WITH 2(1)(B) AND 2(1)(C) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF LYPSA GEMS JEWELLERY LTD.
PUBLISHED MISREPRESENTED/MANIPULATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(C), 4(1)(D), 4(1)(E) AND 4(1)(G) TO 4(1)(J) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LYPSA GEMS JEWELLERY LTD.
INDULGED IN MISREPRESENTATION AND MISSTATEMENT OF FINANCIAL STATEMENTS IN ANNUAL RESULT AND ANNUAL REPORTS VIOLATING OF REGULATIONS 4(1)(A), 4(1)(B), 4(2)(E)(I), 33(3)(D), 34(2)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LYPSA GEMS JEWELLERY LTD.
DID NOT INCLUDE STATUTORY AUDITOR’S REPORT AND DID NOT MAKE DISCLOSURE OF AOC-1 IN FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A), 4(1)(C) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I) AND 34(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LYPSA GEMS JEWELLERY LTD.
DID NOT PROVIDE CERTIFICATE OF NON-DISQUALIFICATION OF DIRECTORS IN FINANCIAL STATEMENTS AND ANNUAL REPORTS VIOLATING REGULATIONS 4(1)(A), 4(1)(C) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I) AND 34(3) READ WITH SCHEDULE V PARA C CLAUSE 10(I) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LYPSA GEMS JEWELLERY LTD.
|
IMPOSED PENALTY RS.12,00,000
16-APR-2026
|
|
| 274 |
|
|
M3M INDIA PVT.LTD.
(PAN:AACCT7082Q)
|
|
|
ALLEGED FAILURE TO SUBMIT HALF YEAR FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,28,575 VIDE CONSENT ORDER)
24-JUN-2021
|
|
| 275 |
|
|
MACROFIL INVESTMENTS LTD.
(PAN:AAACM9372Q)
|
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 276 |
|
|
MADHAV COPPER LTD.
(PAN:AAICM2859A)
|
|
|
DELAY IN MAKING DISCLOSURE OF SEARCH CONDUCTED BY GST AUTHORITIES VIOLATING CLAUSE 8 OF PARA B OF PART A OF SCHEDULE III READ WITH REGULATIONS 30(3), 30(4) AND 30(6) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE OF PROVISIONAL ATTACHMENT OF LAND, BUILDING, MACHINERY, INVENTORY AND BANK ACCOUNT BY GST DEPARTMENT VIOLATING CLAUSE 8 OF PARA B OF PART A OF SCHEDULE III READ WITH REGULATIONS 30(3), 30(4) AND 30(6) OF SEBI (LODR) REGULATIONS, 2015
DID NOT PROVIDE ANY EXPLANATION FOR DELAY IN MAKING DISCLOSURE OF SEARCH CONDUCTED BY GST AUTHORITIES VIOLATING REGULATION 30(6) OF SEBI (LODR) REGULATIONS, 2015
DID NOT PROVIDE UPDATE WITH RESPECT TO GST SEARCH VIOLATING REGULATION 30(7) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF CANCELLATION OF GST REGISTRATION BY GST AUTHORITIES VIOLATING CLAUSE 12 OF PARA B OF PART A OF SCHEDULE III READ WITH REGULATIONS 30(3), 30(4) AND 30(6) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.10,00,000
28-JUL-2026
|
|
| 277 |
|
|
MAGNUM VENTURES LTD.
(PAN:AAACM6054H)
|
|
|
|
ABHAY JAIN
PAN:AAEPJ3124C
|
|
|
NEHA GUPTA
PAN:BQQPG0530C
|
|
|
PARDEEP KUMAR JAIN
PAN:AAEPJ3120G
|
|
|
PARMOD KUMAR JAIN
PAN:ADVPJ3524E
|
|
|
PARV JAIN
PAN:AHLPJ7813J
|
|
|
PARVEEN KUMAR JAIN
PAN:AAEPJ1285C
|
|
|
RAKESH GARG
PAN:AAKPG3880A
|
|
|
SHIV PRAVESH CHATURVEDI
PAN:AFNPC4837R
|
|
|
SUBASH OSWAL
PAN:AAEPO2210L
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF MAGNUM VENTURES LTD.VIOLATING REGULATIONS 4(1), 4(2)(E), 33(1)(A), 33(1)(C), 33(3)(C)(II), 33(3)(D), 33(3)(I), 34(2), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF MAGNUM VENTURES LTD. VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF MAGNUM VENTURES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-MAY-2023 TO 30-MAY-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-MAY-2023 TO 30-MAY-2024
DIRECTED TO FILE STATEMENTS ON IMPACT OF AUDIT QUALIFICATIONS IN PRESCRIBED FORMAT TO STOCK EXCHANGES WITHIN TWO WEEKS FROM DATE OF ORDER
IMPOSED PENALTY RS.12,00,000
31-MAY-2023
|
SAT: SAT VIDE ITS ORDER DATED 13/07/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER TO BE FILED THREE WEEKS THEREAFTER.IN THE MEANWHILE, STAYED THE ORDER OF RESTRAINED FROM ACCESSING SECURITIES MARKET
SAT: SAT VIDE ITS ORDER DATED 22/09/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 01/11/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 14/12/2023 GRANTED APPELLANTS THREE WEEKS TO FILE REJOINDER
|
| 278 |
|
|
MAHARASHTRA PATBANDHARE VITTIYA CO.LTD.
(PAN:AAACH2639D)
|
|
|
DELAY IN SUBMISSION OF HALF YEARLY FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 52(1), 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.4,00,000
29-JAN-2021
|
|
| 279 |
|
|
MAJESTIC AUTO LTD.
(PAN:AABCM2162M)
|
|
|
DID NOT COMPLY WITH ADVICE OF SEBI COMMUNICATED VIDE LETTER DATED 05/05/2021 WITH REGARD TO FOLLOWING DUE PROCESS FOR APPOINTMENT OF IDS BY PLACING PROPOSALS BEFORE NRC AND BOD FOR THEIR RECOMMENDATION AND OPINION RESPECTIVELY PRIOR TO PLACING SUCH PROPOSAL BEFORE SHAREHOLDERS FOR APPROVAL VIOLATING SEBI (LODR) REGULATIONS, 2015
|
DIRECTED TO ENSURE APPOINTMENT OF MR.ANIL THAPAR, MR.SANJEEV KRISHNA SHARMA AND MR.YOGENDRA KUMAR GUPTA AS INDEPENDENT DIRECTORS ON THE BOARD OF COMPANY PURSUANT TO EGM DATED 08/05/2021 NOT TO BE FURTHER ACTED UPON AND TO BE KEPT IN ABEYANCE
DIRECTED TO CONTINUE WITH COMPOSITION OF BOARD OF COMPANY AS IT WAS IN EXISTENCE PRIOR TO EGM DATED 08/05/2021
11-JUN-2021
|
SEBI VIDE ITS ORDER DATED 15/07/2021 DISPOSED OFF THE PROCEEDINGS AND DIRECTIONS ISSUED VIDE INTERIM ORDER DATED 11/06/2021 WITH IMMEDIATE EFFECT
|
| 280 |
|
|
MAJESTIC AUTO LTD.
(PAN:AABCM2162M)
|
|
|
DID NOT OBTAIN PRIOR APPROVAL FROM AUDIT COMMITTEE AND SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS VIZ., EMIRATES TECHNOLOGIES PVT.LTD. VIOLATING REGULATIONS 23(2) AND 23(4) READ WITH 23(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.7,00,000
07-JUN-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 14 of 28
|
