| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 261 |
|
KARVY STOCK BROKING LTD.
(PAN:AABCK5190K)
|
|
|
|
BHUPENDRA T.JOSHI
|
|
|
COMANDUR PARTHASARATHY
PAN:AAFPC7617L
|
|
|
DUSHYANT NATWARLAL DALAL
PAN:AAAPD5859Q
|
|
|
GAUTAMBHAI KARSANBHAI PATEL
|
|
|
GITABEN UPENDRA SHAH
|
|
|
HEMLATABEN VINUBHAI PATEL
|
|
|
JAGDISHBHAI GOVINDLAL SHETH
|
|
|
K.SUJAL SHAH
|
|
|
KIRITBEN RAJESH PATEL
|
|
|
M.S.RAMAKRISHNA
|
|
|
M.YAGUANDHAR
|
|
|
MANHARLAL KANTALILAL KOTADIA
|
|
|
NILESH RAMANLAL SHAH
|
|
|
PULOMA DUSHYANT DALAL
PAN:AAEPD2909B
|
|
|
RAJESH KUMAR VITHABHAI PATEL
|
|
|
RAKESH SURESHCHANDRA SHAH
|
|
|
SOAYUBEN H.VORA
|
|
|
SUJAL UPENDRA SHAH
|
|
|
UPENDRABHAI HIMATLAL SHAH
|
|
|
VIPINCHANDRA GORDHANBHAI PATEL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 262 |
|
|
KASI RAM SOFTECH (INDIA) LTD.
(CIN:U27102DL1996PLC077097)
|
|
|
|
BHARAT SINGH BISHT
|
|
|
POOJA RASTOGI
DIN:00201858
|
|
|
SUDHISH KUMAR RASTOGI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.240216.00 TO SEBI
|
| 263 |
|
|
KASSA FINVEST PVT.LTD.
(CIN:U74899DL1994PTC060668
PAN:AAACK1206B)
|
|
|
|
ANJANA KUMAR
PAN:AHOPK6281C
|
|
|
ASHOK KUMAR
DIN:00405986
PAN:AAFPK7362N
|
|
|
NITIKA SHANKAR
PAN:AADPB9990K
|
|
|
SIDDHARTH SHANKAR
PAN:AAMPS8754R
|
|
|
UMASHANKAR SHARAN SHRIVASTAV
PAN:AGKPS7923C
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 264 |
|
|
KAVVERI TELECOM PRODUCTS LTD.
(PAN:AAACK7399F
CIN:L85110KA1996PLC019627)
|
|
|
|
B.S.SHANKARANARAYAN
|
|
|
C.SIVAKUMAR REDDY
PAN:AFKPS1146S
|
|
|
C.V.JAGDISH
|
|
|
L.NICHOLAS
PAN:ABCPN4794R
|
|
|
L.R.VENUGOPAL
|
|
|
R.H.KASTURI
PAN:ADDPK6263D
|
|
DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 265 |
|
|
KHUDA GAWAH INVESTMENTS PVT.LTD.
|
|
|
|
DILIP S.PENDSE
|
|
VIOLATED SECTION 13 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISCHARGED
|
| 266 |
|
|
KIRTI ELECTRO SYSTEM PVT.LTD.
(PAN:AACCK0083G)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 267 |
|
|
KISHOR CORP.
|
|
|
|
KISHORE VITTHALDAS THAKKAR
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED
|
| 268 |
|
|
KNP SECURITIES LTD.
|
|
|
|
KAUSHIK CHHOTALAL SHAH
DIN:00009510
|
|
|
KETAN VINAYCHANDRA PAREKH
DIN:00009468
PAN:AADPP1505A
|
|
|
KIRTIKUMAR NARBHERAM PAREKH
DIN:00009494
|
|
|
PARESH H.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
DISMISSED
|
| 269 |
|
|
KODIGANTI INVESTMENTS LTD.
|
|
|
|
K.C.KONDAIAH
|
|
|
K.MEENAKSHI
|
|
|
R.RANGANATHAN
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 270 |
|
|
KOLAR BIOTECH LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 271 |
|
|
KOLAR SHAREX PVT.LTD.
(PAN:AAACK6474D)
|
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
NITIN SAWANT
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
UMESH R.KHARIWALA
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 272 |
|
|
KOLAR SHAREX PVT.LTD.
(PAN:AAACK6474D)
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 273 |
|
|
KOLAR SHAREX PVT.LTD.
(PAN:AAACK6474D)
|
|
|
|
NITIN SAWANT
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 274 |
|
|
KOLKATA WEIR INDUSTRIES LTD.
|
|
|
|
AJAY KUMAR SRIVASTAB
|
|
|
CHANDAN CHOWDHURY
|
|
|
LAKSHMI KANTA GAYEN
|
|
|
LUKAMAN ANSARI
|
|
|
PRABIR HALDAR
|
|
|
RAM KRISHNA MONDAL
|
|
|
RATAN KUMAR
|
|
|
SAHAJAHAN KHAN
|
|
|
SAHAJAMAL KHAN
|
|
|
SAMSUL ALAM KHAN
|
|
|
SELIM LASKAR
|
|
APPROCHED 105809 INVESTORS TO MOBILIZE RS.47.90 CRORES THROUGH OFFER OF REDEEMABLE PREFERENCE SHARES ON PRIVATE PLACEMENT BASIS IN MATTER OF KOLKATA WEIR INDUSTRIES LTD.VIOLATING SECTION 67(3) OF COMPANIES ACT, 1956
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 275 |
|
|
KOSHA INVESTMENTS LTD.
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 276 |
|
|
KREBS BIOCHEMICALS LTD.
|
|
|
|
A.NARENDRA
|
|
|
R.T.RAVI
|
|
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.20,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR I MONTH
|
| 277 |
|
|
KRISHNA CAPSHARES PVT.LTD.
|
|
|
|
HIMANSHU PRAVINCHANDRA MEHTA
|
|
|
SHAILESH MULRAJ
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAMENT OF RS.8,87,992.00
|
| 278 |
|
|
KRN FINVEST & LEASING PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 279 |
|
|
KRP CONSULTANTS PVT.LTD.
|
|
|
|
GOPAL VIJAY
|
|
|
P.K.RAO
|
|
|
R.P.SHARMA
|
|
|
V.K.AGARWAL
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 280 |
|
|
KUNNAMKULAM PAPER MILLS LTD.
|
|
|
|
A.P.MOHAMMED ALI
|
|
|
C.P.MATHEW
|
|
|
C.U.BINOY
PAN:ACDPB8124D
|
|
|
K.C.RAJAN
|
|
|
KALLACHUMURI PAILY GEORGE
PAN:ADBPG1272A
|
|
|
KUTHUR CHUMMAR APPUNKUNJAN
PAN:AGEPA6226G
|
|
|
MANAMKANDATH MOHAMED ASHRAF
|
|
|
P.M.BENNY
|
|
|
PAVITTAPPURATH DAMODHARAN GOPALAN
PAN:ABZPG4572F
|
|
|
PUTHURUTHY MADHAVI PRABHAKARAN
|
|
|
SEBASTIAN CHOONDAL
|
|
|
T.A.MOAMMED ALI
|
|
VIOLATED SECTION 11 OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
SAT: SAT VIDE ITS ORDER DATED 23/11/2016 ALLOWED THE APPEALS TO BE WITHDRAWN WITH LIBERTY TO FILE FRESH APPEAL WITHIN FOUR WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 14 of 32
|
