| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 261 |
|
INDUS VALLEY ESTATES & FARMS LTD.
|
|
|
|
B.S.SARAO
|
|
|
G.S.GOSAL
|
|
|
GURBANS GOSAL
|
|
|
H.S.GOSAL
|
|
|
K.S.GOSAL
|
|
|
S.S.WALIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: APPEAL DISMISSED AS WITHDRAWN
COURT CONVICTED ACCUSED NO.1 COMPANY,2,3 AND 4 AND SENTENCED TO PAY A FINE OF RS.50000 EACH, IN DEFAULT 2 TO 4 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT ACCUSED NO.5,6 AND 8 WERE ACQUITTED BY THE COURT. PROCEEDINGS AGAINST ACCUSED NO.7 WAS ABATED ON ACCOUNT OF HIS DEATH
|
| 262 |
|
|
INTEGRATED AGRO FARMS & EXPORTS LTD.
|
|
|
|
ANUJ KUMAR SINGH
|
|
|
JAG MOHAN SINGH
|
|
|
KANTI DEVI JAISWAL
|
|
|
MADAN MOHAN GUPTA
|
|
|
MADHURI DEVI
|
|
|
MANOJ KUMAR SINGH
|
|
|
MUNNI DEVI
|
|
|
NEELAM PANDEY
|
|
|
RAMESH PANDEY
|
|
|
SANJEEV KUMAR PANDEY
|
|
|
UMA SHANKAR JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
15-NOV-2002
|
|
| 263 |
|
|
INTEGRATED AGRO FARMS & EXPORTS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
05-AUG-2002
|
|
| 264 |
|
|
ION EXCHANGE ENVIRO FARMS LTD.
|
|
|
|
M.A.SREERAM CHELLAPPA
|
|
|
P.S.GUPCHUP
|
|
|
RAJESH SHARMA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
27-NOV-2003
|
SAT: IMPUGNED ORDER UPHELD
SEBI VIDE ITS ORDER DATED 12/08/2016 DIRECTED ION EXCHANGE ENVIRO FARMA LTD. TO PAY I) RS.3 CRORES, AS COMMITTED, TO SEBI WITHIN ONE WEEK FROM THE DATE OF RECEIPT OF THIS ORDER II) 5 CRORES PER MONTH COMMENCING FROM 20/09/2016 ONWARDS TILL COMPLETION OF ENTIRE BALANCE DUES ALONG WITH ASSURED RETURNS, FURTHER INTEREST, COSTS, CHARGES AND TO SUBMIT ALL ORIGINAL TITLE DEEDS OF ALL THE PROPERTIES OWNED BY DEFAULTER AND/OR HELD BY THE DEFAULTER IN NAME OF ITS NOMINEES OR ANY OTHER PERSONS ALONG WITH AUTHORIZATION FROM SUCH NOMINEES/PERSONS TO DEPOSIT THE TITLE DEEDS WITH SEBI, PAN, ASSET STATEMENTS, ETC. WITHIN TWO WEEKS OF RECEIPT OF THIS ORDER
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 19/03/2021 DISMISSED THE REVIEW APPLICATION
|
| 265 |
|
|
JAI MATA DI AGRO PLANTATIONS LTD.
|
|
|
|
ARVIND KAPILA
|
|
|
ASHA KAPILA
|
|
|
ATUL KUMAR SINGH
|
|
|
DARSHAN SINGH
|
|
|
DEEPENDRA NATH
|
|
|
DIPENDRA NATH
|
|
|
NIRBHAY KUMAR
|
|
|
RITA RAI CHOUDHARY
|
|
|
SANGEETA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 3 AND SENTENCED TO PAY A FINE OF RS.6,00,000 ON EACH, IN DEFAULT, ACCUSED NO.3 SHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. ACCUSED NO.2 AND 4 WERE DECLARED AS PROCLAIMED OFFENDERS
|
| 266 |
|
|
JANARAKSHA GREEN FORESTS LTD.
|
|
|
|
AMARJIT KHANNA
|
|
|
GURDEV KAUR
|
|
|
HARISH KUMAR
|
|
|
HEM RAJ KAPOOR
|
|
|
KAMLESH KHANNA
|
|
|
NEELAM KAPOOR
|
|
|
ONKAR SINGH PARMAR
|
|
|
PREM RAJ DHAND
|
|
|
R.KPAOOR
|
|
|
SANJEEV KUMAR SHARMA
|
|
|
SANTOSH VERMA
|
|
|
SUDESH KUMARI
|
|
|
VARINDER DHAND
|
|
|
VINAY KUMAR MALHAN
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-MAR-2003 TO 24-MAR-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-MAR-2003 TO 24-MAR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
24-MAR-2003
|
|
| 267 |
|
|
JANARAKSHA GREEN FORESTS LTD.
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
27-DEC-2002
|
|
| 268 |
|
|
JANASOWBHAGYA SHEEP FARMS PVT.LTD.
|
|
|
|
AMBATI MURALI KRISHNA
|
|
|
APURI RAMA RAO
|
|
|
BANDI SIVARAMA PRASAD
|
|
|
MEKALA RAMA RAO
|
|
|
SETLEM VENKATA RAMGAIAH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 269 |
|
|
JASSOWAL FORESTS & INVESTMENTS LTD.
|
|
|
|
BINDER PAL SINGH
|
|
|
MALKIAT SINGH
|
|
|
MANOJ RANI SIDHU
|
|
|
PREM SINGH BHATOA
|
|
|
RAJINDER KAUR
|
|
|
SANTOSH
|
|
|
TARSEM KAUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NOS.1 TO 3 CONVICTED AND SENTENCED TO FINE OF RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH. AWARD OF RS.5,000 TO SEBI. FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI. ACCUSED NO.4 DECLARED AS PROCLAIMED OFFENDER AND KEPT IN DORMANT FILE
|
| 270 |
|
|
JBR FORESTRY LTD.
|
|
|
|
MANOJ KUMAR SHARMA
|
|
|
PRADEEP KUMAR
|
|
|
RAVINDER KAUR
|
|
|
RENU SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.2,3 AND 4 PLEADED GUILTY AND CONVICTED AND SENTENCED TO PAY FINE OF RS.1000 EACH IN DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. ACCUSED NO.5 WAS DECLARED AS PROCLAIMED OFFENDER AND KEPT IN DORMANT FILE
|
| 271 |
|
|
JEEVANJYOTI PLANTATIONS LTD.
|
|
|
|
ABHAY KUMAR DUBEY
|
|
|
AMARJIT SINGH
|
|
|
ARVIND TRIVEDI
|
|
|
ASHOK KUMAR VERMA
|
|
|
ASWANI KUMAR DUBEY
|
|
|
LALITA DEVI
|
|
|
MAJNAR ALAM
|
|
|
MUKESH KUMAR GUPTA
|
|
|
RAJESH KUMARI
|
|
|
RAJNI BHARDWAJ
|
|
|
RUBY DEVI
|
|
|
TEJ NARAYAN PRASAD
|
|
|
UPENDRA KUMAR
|
|
|
VINOD KUMAR BHARDWAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED MOBILIZED RS.28.3 LAKH. ACCUSED NO.4 AND 6 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR ONE YEAR EACH AND FINE OF RS.5 LAKH. EACH AND ON DEFAULT OF PAYMENT OF FINE, SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER OF THE AMOUNT OF FINE REALIZED A SUM OF RS.20000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION,APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2,3 AND 5 DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 272 |
|
|
JEHLUM AGRO FORESTS LTD.
|
|
|
|
BASHIR AHMAD SHAH
|
|
|
IRFAN MAJID
|
|
|
MOHD.ABBAR MIR
|
|
|
MOHD.AMIN ITOO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
PROCLAIMED OFFENDERS
|
| 273 |
|
|
JEWEL PLANTATIONS LTD.
|
|
|
|
ARVINDBHAI C.PATEL
|
|
|
GOPAL KHATRI
|
|
|
HOZEEA S.MORBIWALA
|
|
|
REHANA S.MORBIWALA
|
|
|
RENU G.KHATRI
|
|
|
SATISH C.KHATRI
|
|
|
SHABIRA G.MORBIWALA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 274 |
|
|
JIBANBIKASH PLANTATIONS LTD.
|
|
|
|
GURUDAS BANERJEE
|
|
|
MADAN MOHAN MOHANTY
|
|
|
MOUSUMI BANERJEE
|
|
|
RABINDRA KUMAR MOHANTY
|
|
|
RUPASHREE MOHANTY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 275 |
|
|
JSM PLANTATIONS & DAIRY FARMING LTD.
|
|
|
|
DHARMENDRA PRATAP SINGH
|
|
|
MANOJ KUMAR SARAF
|
|
|
MITHLESH KUMARI
|
|
|
PRADEEP KUMAR SARAF
|
|
|
SANJEEV KUMAR SARAF
|
|
|
SIYARAM SARAF
|
|
|
SONIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED CONVICTED AND SENTENCED TO PAY A FINE OF RS.50000 EACH AND ON DEFAULT, ACCUSED NO.2 TO 5 SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTH. ACCUSED DIRECTED TO FILE WRR WITH SEBI WITHIN 2 MONTHS FURTHER, OUT OF THE AMOUNT OF FINE
REALIZED A SUM OF RS.30000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT
|
| 276 |
|
|
KALP VARKSHA PLANTATION LTD.
|
|
|
|
ALKA RANI
|
|
|
ANAND PRAKASH
|
|
|
KRISHNA SHARMA
|
|
|
POONAM VASHISHTH
|
|
|
PRAMILA KANTA
|
|
|
RAVINDRA NATH VASHISHT
|
|
|
VIKAS SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO
|
| 277 |
|
|
KALPTARU AGRO (INDIA) LTD.
(CIN:U65923UP1995PLC019165)
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
10-FEB-2003
|
|
| 278 |
|
|
KALPTARU AGRO (INDIA) LTD.
(CIN:U65923UP1995PLC019165)
|
|
|
|
A.K.AHUJA
|
|
|
AJAY KUMAR SHARMA
|
|
|
ANAND PAL SINGH
|
|
|
ANIL AHUJA
|
|
|
B.M.SINGH
|
|
|
BEENA SINGH
|
|
|
BHANU PRATAP SINGH
|
|
|
BHASKAR SAWANT
|
|
|
BHIKAM SINGH
|
|
|
D.P.SINGH
|
|
|
DEEPAK KUMAR
|
|
|
G.N.WALAVALEKEY
|
|
|
JAI KRISHNA SINGH RANA
|
|
|
K.B.THAPA
|
|
|
K.N.PANDRY
|
|
|
KAVITA GAUTAM
|
|
|
LALIT KUMAR MISHRA
|
|
|
M.M.RANE
|
|
|
MANGESH SAWANT
|
|
|
MEENA SHARMA
|
|
|
MITHILESH SINGH
|
|
|
NAVNEET KULSHRESHTHA
|
|
|
PRABHU
|
|
|
PRADEEP GARG
|
|
|
RAJ KISHORE RAJPUT
|
|
|
RAJ KUMAR LUTHRA
|
|
|
RAJ KUMAR SHARMA
|
|
|
RAJESH VERMA
|
|
|
RAMESH CHANDRA SHARMA
|
|
|
S.I.KHATIB
|
|
|
S.P.SINGH
|
|
|
SANJAY SHARMA
|
|
|
SANT RAM SHARMA
|
|
|
SUKHDEV SINGH
|
|
|
V.P.SHARMA
|
|
|
VISHAL RANA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-APR-2003 TO 10-APR-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-APR-2003 TO 10-APR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
10-APR-2003
|
SAT: APPEAL FAILED AND DISMISSED
ACCUSED NOS.2,6,7,8, AND 9 ARE HELD GUILTY FOR VIOLATION OF SECTION 12 (1B) OF SEBI ACT, 1992 AND REGULATIONS 5(1), 68 (1), 73 AND 74 OF SEBI (CIS) REGULATIONS, 1999 AND ACCUSED NOS.3, 4, 5 AND 10 ARE ACQUITTED
|
| 279 |
|
|
KALRAYAN TEAK PLANTATIONS PVT.LTD.
|
|
|
|
A.R.VAITHIANATHAN
|
|
|
S.SWAMINATHAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 280 |
|
|
KANAK BHUMI FORESTS (INDIA) LTD.
|
|
|
|
ADESH KUMAR
|
|
|
K.M.S.BHARDWAJ
|
|
|
MANDHIR KAUSHIK
|
|
|
PAWAN GUPTA
|
|
|
RANI
|
|
|
SHIV KUMAR
|
|
|
SUSHMA DEVI
|
|
|
YOG RAJ KAUSHIK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS 1.2 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 14 of 30
|
