| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 261 |
|
KANUGANTI TEAK PLANTATION PVT.LTD.
|
|
|
|
K.NITISH KUMAR
|
|
|
K.PUSHPA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 02-JUL-2001 TO 02-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 262 |
|
|
KARAMBHUMI FORESTS (INDIA) LTD.
|
|
|
|
CHANDER KANTA
|
|
|
CHANDER SHARMA
|
|
|
KAMAL KANT SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.10.5 LAKH. ACCUSED NO.1 AND 4 CONVICTED AND SENTENCED
TO FINE OF RS.5000 EACH, ON DEFAULT SIMPLE IMPRISONMENT FOR FOUR MONTHS. ACCUSED NO.2 AND 3 DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 263 |
|
|
KBR FOREST LTD.
|
|
|
|
ANIL KUMAR
|
|
|
NEELAM SHARMA
|
|
|
RAKESH KUMAR
|
|
|
RAVINDER GUPTA
|
|
|
SANTOSH
|
|
|
SURESH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2 LAKH. ACCUSED NO.1, 2, 5, 6 AND 8 PLEADED GUILTY AND CONVICTED AND SENTENCED TO FINE OF RS.10000 EACH AND ON DEFAULT OF PAYMENT OF FINE, SIMPLE IMPRISONMENT (SI) FOR SIX MONTHS. ACCUSED NO.3 AND 4 WERE DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE. ACCUSED NO.7 IS DEAD
|
| 264 |
|
|
KDK AGRO PVT.LTD.
|
|
|
|
DIMPLE GOYAL
|
|
|
KIRAN CHAND GOYAL
|
|
|
MUKESH GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE CASE RESULTED IN CONVICTION. COPY OF ORDER AWAITED
|
| 265 |
|
|
KDK FINVEST LTD.
|
|
|
|
DIMPLE GOYAL
|
|
|
KIRAN CHAND GOYAL
|
|
|
MUKESH GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 266 |
|
|
KHANDELWAL CEMENTS LTD.
(Along with : N.P.AGRO (INDIA) LTD.)
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
|
| 267 |
|
|
KIRAN KRISHNA AGRO TECH LTD.
(CIN:U01119TG1996PLC026045)
|
|
|
|
ANAND BABU
|
|
|
V.KIRANMAYI
|
|
|
V.KRISHNA PRASAD
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
DISMISSED
|
| 268 |
|
|
KIRTI AGROCOM LTD.
|
|
|
|
ABUL HASSAN
|
|
|
AJAY KUMAR AGARWAL
|
|
|
AJIT KUMAR AGARWAL
|
|
|
ALOCK KUMAR AGARWAL
|
|
|
BINOD KUMAR SHRIVASTAVA
|
|
|
LILY UPADHYAY
|
|
|
PREM PRAKASH
|
|
|
USHA MISHRA
|
|
|
VIJAY KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 269 |
|
|
KISHLAY AGRO & PLANTATION PVT.LTD.
(CIN:U00003BR1997PTC007950)
|
|
|
|
AHILYA SHARMA
|
|
|
KRISHNA KANT SHARMA
|
|
|
SHASHI KANT SHARMA
|
|
|
SHASHI REKHA KUMARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 270 |
|
|
KISLAY PLANTATION LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
B.N.CHOUDHARY
|
|
|
DEO NATH PRASAD KUSHAWAHA
|
|
|
DUDH NATH PRASAD
|
|
|
JAGDEV MANDAL
|
|
|
MOHAMMAD ABDUL KALAM
|
|
|
N.K.JAIN
|
|
|
PREM LATA
|
|
|
S.P.RAI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 271 |
|
|
KONARK FORESTRY & RESORT LTD.
(CIN:U00003BR1997PLC007961)
|
|
|
|
AMAR NATH MISHRA
|
|
|
JAI SHANKAR MISHRA
|
|
|
P.P.SHARMA
|
|
|
R.P.SAHU
|
|
|
UDAYAN MISHRA
|
|
|
UPMA MISHRA
|
|
|
VIMAL KUMAR DUBEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 272 |
|
|
KONKAN ADVENTURE PVT.LTD.
|
|
|
|
AJIT R.BAGWE
|
|
|
AKSHAY A.WARANG
|
|
|
JAYPRAKASH R.PARAB
|
|
|
SANIANA S.PARAB
|
|
|
SUREKHA S.WARANG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 273 |
|
|
KONKAN FRUIT PRODUCTS LTD.
|
|
|
|
BABUBHAI R.BOTHARE
|
|
|
BALKRISHNA L.BHUVAD
|
|
|
CHANDRAKANT B.MENE
|
|
|
DATTATRAY D.CHIVILKAR
|
|
|
DAULATRAO P.POSTUREI
|
|
|
KISHOR R.THUL
|
|
|
MANOJ B.GHAGRUM
|
|
|
RAMACHANDRA D.SHINDE
|
|
|
SURESH K.KANAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.2 MR.RAMCHANDRA D.SHINDE, ACCUSED NO.4 MR.SURESH K.KANAL, ACCUSED NO.5 KISHOR R.THUL, ACCUSED NO.6 CHANDRAKANT B.MENE, ACCUSED NO.7 BALKRISHNA L.BHUVAD, ACCUSED NO.8 DAULATRAO P.POSTUREI, ACCUSED NO.9 BABUBHAI R.BOTHARE AND ACCUSED NO.10 MANOJ B.GHAGRUM FOR THEMSELVES INDIVIDUALLY BEING PROMOTERS AND JOINTLY FOR ACCUSED NO.1 COMPANY KOKAN FRUIT PRODUCTS LTD. ARE CONVICTED. ACC 2, 4 TO 10 SHALL PAY FINE OF RS.3,000.00. IN DEFAULT THEREOF, EVERY ACCUSED SHALL UNDERGO SIMPLE IMPRISONMENT FOR 1 (ONE ) MONTH
|
| 274 |
|
|
KRIEX GLOBAL PLANTATIONS LTD.
|
|
|
|
AVADESH SINGH
|
|
|
BABA SINGH
|
|
|
HARSH CHAND
|
|
|
KAMLESH KUMAR GUPTA
|
|
|
KRISHNA KANT VERMA
|
|
|
PREM CHAND
|
|
|
SHYAM NATH VERMA
|
|
|
TARA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
21-OCT-2002
|
ALL ACCUSED PLEADED GUILTY AND CONVICTED AND SENTENCED TO FINE OF RS.10,000.00 EACH AND ON DEFAULT SIMPLE IMPRISONMENT (SI) FOR ONE MONTH. FURTHER, RS.1,98,000.00 (AMOUNT LYING UNPAID TO INVESTORS) TO BE DEPOSITED WITH THE COURT
|
| 275 |
|
|
KUBER PLANTERS LTD.
(PAN:AACCK8875E)
|
|
|
|
AJIT EDWIN
|
|
|
DEEP CHAND SHARMA
|
|
|
MUKESH MOHAN SHARMA
|
|
|
PRADYUMAN KUMAR SHARMA
|
|
|
RAJIV KUMAR SHIPSTONE
|
|
|
RENU SHARMA
|
|
|
ROWENA SHARMA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 03/06/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/03/2018 A. PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B. PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER. C. DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONGWITH COPY/ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI. D.DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 18/05/2020 DISPOSED OFF THE REPRESENTATION DATED 07/02/2020 AND REJECTED THE APPLICATION
SEBI VIDE ITS ORDER DATED 11/01/2022 REJECTED THE REPRESENTATION DATED 15/07/2021 AND CONTINUE TO PROHIBITORY ORDER DATED 09/03/2018
|
| 276 |
|
|
KUDRAT AGROTECH LTD.
|
|
|
|
MANOJ SAXENA
|
|
|
PAWAN KUMAR
|
|
|
R.S.DIXIT
|
|
|
SHYAM MOHAN PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 3 AND 4 – AND SENTENCED TO PAY A FINE OF RS.30000 ON EACH AND IN DEFAULT ACCUSED NO.3 & 4 SHALL UNDERGO THREE MONTH SIMPLE IMPRISONMENT. ACCUSED NO.2 AND 5 WERE DECLARED PROCLAIMED OFFENDER
|
| 277 |
|
|
KUMAR GANGA GREEN FARMS LTD.
|
|
|
|
GANGA PRASAD
|
|
|
JITENDRA KUMAR
|
|
|
RAM CHANDRA CHOUDHARY
|
|
|
RAM PRAKASH
|
|
|
SUSHMA CHOUDHARY
|
|
|
URMILA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED CONVICTED AND SENTENCED ACCUSED NOS 2 TO 4 TO UNDERGO SIMPLE IMPRISONMENT FOR FOUR MONTHS AND WITH A FINE OF RS. 25,000 EACH , IN DEFAULT, ACCUSED NO.2 TO 4 SHALL GO SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. IN ADDITION, THE COURT SENTENCED ACCUSED NO.1 COMPANY TO PAY A FINE OF RS.25,000
|
| 278 |
|
|
LAKSHMI NILAYA AGRO FARMS & EXPORTS PVT.LTD.
|
|
|
|
M.CHANDRAIAH
|
|
|
P.ASHOK
|
|
|
P.DAYAVATHI
|
|
|
P.SUBHASHINI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 279 |
|
|
LALIMA AGRO & FARM DEVELOPERS LTD.
|
|
|
|
EJAJ AHMED KHAN
|
|
|
GANGA PRASAD
|
|
|
JITENDRA KUMAR
|
|
|
NABI AHMED KHAN
|
|
|
NATH DAS AGARWAL
|
|
|
RACHNA SRIVASTAVA
|
|
|
RAKESH CHANDRA SRIVASTAVA
|
|
|
RAM PRAKASH
|
|
|
SURENDRA KUMAR SRIVASTAVA
|
|
|
SURYADEV VIDHYARTHI
|
|
|
VIJAY KUMAR SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.3,60,000 BY THE ACCUSED TO SEBI
|
| 280 |
|
|
LAMVRLL PLANTATION LTD.
|
|
|
|
ANIL KUMAR
|
|
|
LALIT KUMAR
|
|
|
LAXMAN NARAYAN PRADHAN
|
|
|
LOKENDRA KUMAR
|
|
|
M.K.ACHARAYA
|
|
|
RANDHIR SINGH SHISHODIA
|
|
|
VIKAS ROY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED ACQUITTED AS THE COURT HELD THAT THE ACCUSED PERSONS HAD REPAID THE AMOUNT TO ITS INVESTORS AND ALSO INFORMED SEBI ABOUT IT LONG BEFORE THE REGULATIONS HAD COME INTO FORCE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 14 of 29
|
