| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 2741 |
|
UTTAM GHOSH
(PAN:BBWPG4454J)
|
|
|
|
SUBHA COMMERCIAL SERVICES LTD.
PAN:AAQCS2617C
|
|
MOBILIZED RS.65.67 LACS FROM PUBLIC THROUGH ISSUANCE OF REDEEMABLE PREFERENCE SHARES (RPS) BY WAY OF PRIVATE PLACEMENT TO 850 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH SECTIONS 2(36) AND 73 OF THE COMPANIES ACT, 1956 AND ISSUE AND LISTING OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES REGULATIONS, 2013
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 22-MAR-2016 TO 21-MAR-2020
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-MAR-2016 TO 21-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-MAR-2016 TO 21-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 22-MAR-2016 TO 21-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 22-MAR-2016 TO 21-MAR-2020
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 22-MAR-2016 TO 21-MAR-2020
08-MAY-2015
|
SEBI VIDE ITS ORDER DATED 22/03/2016 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF PREFERENCE SHARES/ REDEEMABLE PREFERENCE SHARES (RPS) WITH INTEREST @ 15% P.A. COMPOUNDED AT HALF YEARLY INTERVALS FROM THE DATE WHEN REPAYMENTS BECAME DUE TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS INCLUDING INTEREST AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK C) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND D) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY AND ARE ALSO RESTRAINED FROM ASSOCIATING THEMSELVES WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
| 2742 |
|
|
UTTAM RAMCHANDRA NAIKNAVARE
(PAN:AKPPN7345E
DIN:03144279)
|
|
|
|
SITARAM MAHARAJ SAKHAR KARKHANA (KHARDI) LTD.
PAN:AAOCS0492B
CIN:U15424PN1999PLC013656
|
|
MOBILIZED RS.17.10 CRORES THROUGH ISSUANCE OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES (NCRPS) BY WAY OF PRIVATE PLACEMENT TO 5,696 INVESTORS VIOLATING SECTIONS 56, 60, 67 AND 73 OF COMPANIES ACT, 1956 AND SECTIONS 26, 33, 40 AND 42 OF COMPANIES ACT, 2013 AND REGULATIONS 4(2)(A), 4(2)(B), 4(2)(C), 4(2)(D), 4(5), 5 TO 9, 13, 15, 16, 16(B)(1) AND 22 OF SEBI (ISSUE AND LISTING OF NCRPS) REGULATIONS, 2013
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 30-NOV-2022 TO 29-NOV-2025
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 30-NOV-2022 TO 29-NOV-2025
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC EITHER THROUGH OFFER AND ALLOTMENTS OF PREFERENCE SHARES AND/OR ALLOTMENT OF DEBENTURES
DIRECTED TO FURNISH COMPLETE DETAILS, INFORMATION, DOCUMENTS, ETC. SOUGHT BY SEBI
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
PERMITTED TO SELL ASSETS OF COMPANY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN AN ESCROW ACCOUNT OPENED WITH NATIONALISED BANK
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 30-NOV-2022 TO 29-NOV-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-NOV-2022 TO 29-NOV-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-NOV-2022 TO 29-NOV-2025
RESTRAINED FROM ASSOCIATED WITH ANY LISTED COMPANY AND ANY PUBLIC COMPANY AS DIRECTORS/PROMOTERS WHICH INTENDS TO RAISE MONEY FROM THE PUBLIC AND/OR ANY INTERMEDIARY WITH SEBI FROM 30-NOV-2022 TO 29-NOV-2025
31-MAR-2021
|
SEBI VIDE ITS ORDER DATED 30/11/2022 DIRECTED TO A) REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES (NCRPS) WITH INTEREST @ 15% P.A. FROM DATE OF COLLECTION OF FUNDS, TILL DATE OF ACTUAL PAYMENT B) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES, BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES, IF HELD IN PHYSICAL AND DEMAT FORM C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE VERNACULAR DAILY WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND E) FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI CERTIFIED BY TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FROM DATE OF THIS ORDER TILL EXPIRY OF THREE YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS G) RESTRAINED FROM ASSOCIATING THEMSELVES WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM THE DATE OF THIS ORDER TILL EXPIRY OF THREE YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS FOR FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
| 2743 |
|
|
V.K.JATIA
|
|
|
COMMITTED IRREGULARITIES IN ALLOTMENT OF SHARES IN PUBLIC ISSUE OF INFOQUEST SOFTWARE EXPORTS LTD.
MANIPULATED PRICE IN SCRIP OF INFOQUEST SOFTWARE EXPORTS LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-JUL-2004 TO 08-JAN-2006
09-JUL-2004
|
|
| 2744 |
|
|
V.K.LODHA
|
|
|
|
SURAJ SECURITIES & FINANCE LTD.
|
|
MIS-STATEMENTS AND NON-DISCLOSURES OF MATERIAL INFORMATION IN PROSPECTUS WERE FRAUDULENT ACTS AS DEFINED UNDER REGULATION 2(C) OF SEBI (PFUTP) REGULATIONS, 1995
DID NOT EXERCISE DUE SKILL, DILIGENCE AND CARE IN PUBLIC ISSUE OF SURAJ SECURITIES & FINANCE LTD.
VIOLATED SEBI CODE OF CONDUCT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-SEP-2004 TO 05-SEP-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-SEP-2004 TO 05-SEP-2009
06-SEP-2004
|
|
| 2745 |
|
|
V.K.PRASADA RAO
|
|
|
|
TAKSHEEL SOLUTIONS LTD.
CIN:U72200TG1999PLC032556
PAN:AAACI7325P
|
|
DID NOT MAKE PROPER DISCLOSURE AND MADE MIS-STATEMENTS OF RELATED PARTIES IN PROSPECTUS
|
WARNED & CAUTIONS TO EXERCISE DUE CARE & DILIGENCE, IN FUTURE CONDUCT IN LISTED COMPANY OR REGISTERED SEBI INTERMEDIARY
15-NOV-2017
|
|
| 2746 |
|
|
V.K.PRASADA RAO
|
|
|
|
TAKSHEEL SOLUTIONS LTD.
CIN:U72200TG1999PLC032556
PAN:AAACI7325P
|
|
IPO PROCEED OF TAKSHEEL SOLUTIONS LTD. FOR RS.48.34 CRORE (APPROX.) UTILISED OTHER THAN DISCLOSED OBJECTS IN THE OFFER DOCUMENTS
|
IMPOSED PENALTY RS.2,00,00,000
30-JUN-2014
|
SAT: SAT VIDE ITS ORDER DATED 15/04/2016 SET ASIDED THE IMPUGNED ORDER DATED 30/06/2014 AND RESTORED THE MATTERS TO THE FILE OF AO FOR FRESH DECISION ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
|
| 2747 |
|
|
V.S.BORGAVE
(PAN:ABFPB8696M)
|
|
|
ALLEGED INDULGENCE IN RAISING OF RS.18.18 CRORE THROUGH ISSUANCE OF 18.19 LACS SHARES TO 4,892 INVESTORS UNDER PREFERENTIAL BASIS VIOLATING SECTIONS 56, 60 AND 73 OF THE COMPANIES ACT, 1956
ALLEGED INDULGENCE IN RAISING OF RS.601.12 CRORE THROUGH ISSUANCE OF SHARES TO 12,285 INVESTORS ON RIGHTS BASIS VIOLATING SECTIONS 56, 60 AND 73 OF THE COMPANIES ACT, 1956
ALLEGED INDULGENCE IN RAISING OF RS.18.18 CRORE THROUGH ISSUANCE OF 18.19 LACS SHARES TO 4,892 INVESTORS UNDER PREFERENTIAL BASIS VIOLATING CLAUSES 2.1.1, 2.1.4, 2.2, 4.11, 4.14, 5.3.1, 5.4.1, 5.6A, 5.6.2, 6 TO 6.15 AND 8.8.1 OF SEBI (DISCLOSURE & INVESTOR PROTECTION) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2000
ALLEGED INDULGENCE IN RAISING OF RS.601.12 CRORE THROUGH ISSUANCE OF SHARES TO 12,285 INVESTORS ON RIGHTS BASIS VIOLATING CLAUSES 2.1.1, 2.1.4, 2.2, 4.11, 4.14, 5.3.1, 5.4.1, 5.6A, 5.6.2, 6 TO 6.15 AND 8.8.1 OF SEBI (DISCLOSURE & INVESTOR PROTECTION) DIRECTIVES/INSTRUCTIONS/GUIDELINES, 2000
ALLEGED INDULGENCE IN RAISING OF RS.18.18 CRORE THROUGH ISSUANCE OF 18.19 LACS SHARES TO 4,892 INVESTORS UNDER PREFERENTIAL BASIS VIOLATING SEBI (ISSUE OF CAPITAL & DISCLOSURE REQUIREMENTS) REGULATIONS, 2009
ALLEGED INDULGENCE IN RAISING OF RS.601.12 CRORE THROUGH ISSUANCE OF SHARES TO 12,285 INVESTORS ON RIGHTS BASIS VIOLATING SEBI (ISSUE OF CAPITAL & DISCLOSURE REQUIREMENTS) REGULATIONS, 2009
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.47,60,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-MAY-2016
|
|
| 2748 |
|
|
VADAKKEN RAPHAEL
(PAN:ABRPV9567B
DIN:02028276)
|
|
|
|
CANNING INDUSTRIES COCHIN LTD.,THE
PAN:AAACC9788Q
CIN:U01122KL1947PLC000257
|
|
MOBILIZED RS.283.50 LACS FROM PUBLIC THROUGH ISSUANCE OF 1,13,400 FULLY CONVERTIBLE DEBENTURES (FCDS) BY WAY OF PRIVATE PLACEMENT TO 335 INVESTORS VIOLATING SECTION 42 OF THE COMPANIES ACT, 2013 READ WITH RULE 14(2) OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014 AND ICDR REGULATIONS, 2009
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 18-MAR-2019 TO 17-MAR-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 18-MAR-2019 TO 17-MAR-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 18-MAR-2019 TO 17-MAR-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 18-MAR-2019 TO 17-MAR-2023
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 18-MAR-2019 TO 17-MAR-2023
09-AUG-2017
|
SEBI VIDE ITS ORDER DATED 12/07/2018 REVOKED ITS DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 09/08/2017
SAT: SAT VIDE ITS ORDER DATED 18/12/2018 CONDONED THE DELAY OF 12 DAYS IN FILING OF APPEAL. COUNSEL FOR SEBI WILL TO RELOOK AT ENTIRE ISSUE AFRESH AND AFTER HEARING ALL THE CONCERNED PARTIES WILL PASS FRESH ORDER WITHIN THREE MONTHS FROM DATE OF THIS ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 18/03/2019 A) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS B) RESTRAINED FROM ASSOCIATING THEMSELVES WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FOR FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
| 2749 |
|
|
VAISHALI V.MEHTA
|
|
|
AIDED AND ABETTED ANIK SHIP BREAKING INDUSTRIES LTD.IN SECURING MINIMUM SUBSCRIPTION IN ITS PUBLIC ISSUE IN CONTRAVENTION OF PROVISIONS OF COMPANIES ACT.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-JUN-2003 TO 24-JUN-2008
25-JUN-2003
|
|
| 2750 |
|
|
VAMAN RAJ SAXENA
|
|
|
|
V.R.MATHUR MASS COMMUNICATIONS LTD.
|
|
MANIPULATED PUBLIC ISSUE OF V.R.MATHUR MASS COMMUNICATIONS LTD.
|
LAUNCHED CRIMINAL PROSECUTION
03-SEP-2001
|
COMPANY LAW BOARD VIDE ITS ORDER DATED 06/12/2005 CONFIRMED THAT OFFENCES UNDER SECTION 63 AND 68 OF THE COMPANIES ACT, 1956 HAVE BEEN COMPOUNDED AND COMPOUNDING FEE OF RS.45,000.00 HAS BEEN REMMITTED BY THE APPLICANTS ON 28/11/2005
|
| 2751 |
|
|
VANDANA BHARRGAVA
(PAN:AIHPB8701C)
|
|
|
|
SAHARA HOUSING INVESTMENT CORP.LTD.
PAN:AAJCS4101J
|
|
|
SAHARA INDIA REAL ESTATE CORP.LTD.
CIN:U45201UP2005PLC030918
PAN:AAJCS7265F
|
|
DID NOT FILE DRAFT OFFER DOCUMENT WITH SEBI AS REQUIRED BEFORE RAISING MONEY FROM PUBLIC
DID NOT MENTION RISK FACTORS AND DID NOT PROVIDE ADEQUATE DISCLOSURES IN PROSPECTUS TO ENABLE INVESTORS TO TAKE WELL INFORMED DECISION
DENIED EXIT OPPORTUNITY TO INVESTORS
DID NOT LOCK-IN MINIMUM PROMOTERS CONTRIBUTION
DID NOT OBTAIN IPO GRADING FOR THE ISSUE
DID NOT OPEN AND CLOSE ISSUE WITHIN STIPULATED TIME LIMIT
DID NOT OBTAIN CREDIT RATING FROM RECOGNIZED CREDIT RATING AGENCY
DID NOT APPOINT DEBENTURE TRUSTEE
DID NOT CREATE CHARGE ON ASSETS OF COMPANY
DID NOT CREATE DEBENTURE REDEMPTION RESERVE
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 24-NOV-2010 TILL FURTHER ORDERS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 24-NOV-2010 TILL FURTHER ORDERS
24-NOV-2010
|
SEBI VIDE PUBLIC NOTICE DATED 15/04/2011 INFORMED THAT HON’BLE HIGH COURT LUCKNOW ON 07/04/2011 HAS VACATED INTERIM STAY ORDER DATED 13/12/2010 PASSED AGAINST SEBI ORDER DATED 24/11/2010
SEBI VIDE ITS ORDER DATED 23/06/2011 DIRECTED THAT 1.TWO COMPANIES, SAHARA COMMODITY SERVICES CORPORATION LIMITED (EARLIER KNOWN AS SAHARA INDIA REAL ESTATE CORPORATION LIMITED)(SIRECL) AND SAHARA HOUSING INVESTMENT CORPORATION LIMITED (SHICL) AND ITS PROMOTERS, MR. SUBRATA ROY SAHARA, AND DIRECTORS OF SAID COMPANIES, MS. VANDANA BHARGAVA, MR. RAVI SHANKAR DUBEY AND MR. ASHOK ROY CHOUDHARY, JOINTLY AND SEVERALLY, SHALL FORTHWITH REFUND MONEY COLLECTED AS OPTIONALLY FULLY CONVERTIBLE DEBENTURES BY AFORESAID COMPANIES THROUGH RHP DATED MARCH 13, 2008 AND OCTOBER 6, 2009, WITH INTEREST OF 15% P.A.FROM DATE OF RECEIPT OF MONEY TILL DATE OF SUCH REPAYMENT THROUGH DD OR PAYORDER 2. SIRECL AND SHICL SHALL ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) WITH WIDE CIRCULATION, DETAILING MODALITIES FOR REFUND WITHIN 15 DAYS OF THIS ORDER 3.SIRECL AND SHICL ARE RESTRAINED FROM ACCESSING SECURITIES MARKET FOR RASING FUNDS TILL THE TIME AFORESAID PAYMENTS ARE MADE TO SATISFACTION OF SEBI 4.MR. SUBRATA ROY SAHARA, MS. VANDANA BHARGAVA, MR. RAVI SHANKAR DUBEY AND MR. ASHOK ROY CHOUDHARY ARE RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, TILL SUCH TIME AFORESAID PAYMENTS ARE MADE TO SATISFACTION OF SEBI
SAT: APPEAL DISMISSED AND IMPUGNED ORDER DATED 23/06/2011 UPHELD. FURTHER DIRECTED APPELLANT TO REPAY WITHIN SIX WEEKS FROM THE DATE OF THIS ORDER. AMOUNT COLLECTED FROM THE INVESTORS ON THE TERMS AS SET OUT BY WHOLE TIME MEMBER IN THE IMPUGNED ORDER. PARTIES TO BEAR THEIR OWN COSTS
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
SEBI VIDE ITS ORDER DATED 13/02/2013 DIRECTED 1. TO FREEZE ALL BANK ACCOUNTS/DEMAT ACCOUNTS OF MR.SUBRATA ROY SAHARA, MS.VANDANA BHARGAVA, MR.RAVI SHANKAR DUBEY AND MR.ASHOK ROY CHOUDHARY WITH IMMEDIATE EFFECT AND 2.TO ATTACH ALL MOVEABLE AND IMMOVEABLE PROPERTIES STANDING IN NAMES OF MR.SUBRATA ROY SAHARA, MS. VANDANA BHARGAVA, MR.RAVI SHANKAR DUBEY AND MR.ASHOK ROY CHOUDHARY WITH IMMEDIATE EFFECT
SEBI VIDE ITS ORDER DATED 26/03/2013 DIRECTED TO A) APPEAR IN PERSON ON 10/04/2013 AT 3 P.M.AT SEBI OFFICE FOR EXAMINATION IN PERSON. FURTHER DIRECTED TO SUBMIT BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL THEIR ASSETS AND DETAILS THEREOF (INCLUDING PROPERTIES, MONIES, BANK ACCOUNTS, ETC, ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI), SITUATED IN INDIA OR OUTSIDE INDIA, INCLUDING ANY CHARGE, ENCUMBRANCE CREATED OVER THEM B) TO PRODUCE ON AFORESAID DATE, IN ORIGINAL, ALL TITLE DEEDS OF THEIR ASSETS, (INCLUDING ASSETS ENUMERATED IN THE ATTACHMENT ORDERS DATED 13.02.2013 PASS BY SEBI) AND DETAILS OF THEIR BANK ACCOUNTS, SITUATED IN INDIA, ALONG WITH THEIR INCOME TAX RETURNS AND WEALTH TAX RETURNS FILED FROM FY 2007-2008 ONWARDS AND ASSESSSMENT ORDERS, WHEREVER PASSED); AND FURTHER DIRECTED TO (II) A) ASCERTAIN DETAILS OF ASSETS AND INVESTMENT OF SIRECL AND SHICL, TO FACILITATE SETTLING OF TERMS OF PROCLAMATION OF SALE OF IMMOVABLE ASSETS DETAILED IN THE ATTACHMENT ORDERS, IN COMPLIANCE WITH THE DIRECTIONS OF THE HON’BLE SUPREME COURT VIDE ITS ORDERS DATED 31.08.2012 AND 5.12.2012 AND TO SUBMIT BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL ASSETS OF SIRECL AND SHICL AND DETAILS TEREOF (INCLUDING PROPERTIES, MONIES, BANK ACCOUNTS, ETC, ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI) SITUATED IN INDIA OR OUTSIDE INDIA, INCLUDING ANY CHARGE, ENCUMBRANCE CREATED OVER THEM B) PRODUCE ON AFORESAID DATE, IN ORIGINAL, ALL TITLE DEEDS OF ASSETS AND INVESTMENTS OF THESE TWO COMPANIES (INCLUDING ASSETS ENUMERATED IN ATTACHMENT ORDERS DATED 13.02.2013 PASSED BY SEBI) AND DETAILS OF THEIR BANK ACCOUNTS ALONG WITH INCOME TAX RETURNS AND WEALTH TAX RETURNS FILED BY THESE COMPANIES FROM FINANCIAL YEAR 2007-2008 ONWARDS AND ASSESSMENT ORDERS, WHEREVER PASSED (III) MR. ASHOK ROY CHOUDHARY, MR. RAVI SHANKAR DUBEY, SMT. VANDANA BHARGAVA, AND MR.SUBRATA ROY SAHARA, SIRECL AND SHICL, SHALL ALSO FURNISH BY WAY OF AN AFFIDAVIT ON OR BEFORE 08.04.2013, A LIST OF ALL HOLDING COMPANIES, SUBSIDIARIES, ASSOCIATE COMPANIES, PARTNERSHIPS, SPECIAL PURPOSE VEHICLES, CO-OPERATIVE SOCIETIES, ETC CONSTITUTING SAHARA GROUP, INCLUDING THEIR REGISTERED ADDRESSES, NAME OF DIRECTORS/PARTNERS ALONG WITH PAN NUMBER, SHAREHOLDINGS, CROSS-HOLDINGS AND PARTNERSHIP SHARE. IN CASE OF FAILURE THE TERMS OF PROCLAMATION OF SALE SHALL BE SETTLED EX-PARTE WITHOUT PREJUDICE TO ANY OTHER ACTION THAT MAY BE INITIATED AGAINST THEM
SAT: SAT VIDE ITS ORDER DATED 22/01/2014 DISPOSED OFF ALL THE FOUR APPEALS BY DIRECTING REGISTRY TO REMOVE THESE APPEALS
SAT: SAT VIDE ITS ORDER DATED 04/02/2014 DISPOSED OFF THE APPEAL AS IT WAS NOT MAINTAINABLE IN VIEW OF APEX COURT'S ORDER DATED 17/07/2013. NO COSTS
|
| 2752 |
|
|
VANDANA SAHA
(DIN:03586527
PAN:DFDPS3198A)
|
|
|
|
ACTIVE RURAL DEVELOPMENT INDIA LTD.
CIN:U45200MP2011PLC026581
PAN:AAJCA8863D
|
|
MOBILIZED RS.1.36 CRORES THROUGH ISSUANCE OF SECURED NON-CONVERTIBLE REDEEMABLE DEBENTURES (NCDS) BY WAY OF PRIVATE PLACEMENT TO 2500 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 73 AND 117B-C OF THE COMPANIES ACT, 1956 AND THE DEBT SECURITIES REGULATIONS
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 04-JAN-2018 TO 03-JAN-2022
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JAN-2018 TO 03-JAN-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JAN-2018 TO 03-JAN-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 04-JAN-2018 TO 03-JAN-2022
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 04-JAN-2018 TO 03-JAN-2022
25-JUN-2015
|
SEBI VIDE ITS ORDER DATED 04/01/2018 DIRECTED TO A) REFUND THE MONEY COLLECTED THROUGH ISSUANCE OF NCDS WITH INTEREST @ 15% P.A. FROM EIGHTH DAY OF COLLECTION OF FUNDS TO INVESTORS TILL DATE OF ACTUAL PAYMENT THROUGH BANK DEMAND DRAFT OR PAY ORDER B) TO PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES AND DETAILS OF ALL BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES, IF HELD IN PHYSICAL AND DEMAT FORM C) PREVENTED FROM SELLING THEIR ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED AND DEPOSIT THE PROCEEDS IN AN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES (ONE ENGLISH AND ONE HINDI) AND IN ONE LOCAL DAILY WITH WIDE CIRCULATION, DETAILING THE MODALITIES FOR REFUND E) FILE CERTIFICATE OF SUCH COMPLETION OF WITH SEBI CERTIFIED BY TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION F) NOT TO, DIRECTLY OR INDIRECTLY, ACCESS SECURITIES MARKET BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS G) RESTRAINED FROM ASSOCIATING THEMSELVES WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, OR ANY INTERMEDIARY REGISTERED WITH SEBI FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
| 2753 |
|
|
VANRAJ SINGH KAHOR
(PAN:AGDPK4812F)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF TIJARIA POLYPIPES LTD.
UTILIZED IPO PROCEEDS TO MAKE GOOD LOSSES OF ENTITIES WHO SUPPORTED THE PRICE OF FUND CLIENTS WHO INCURRED LOSSES WHILE TRANSACTED IN SCRIP OF TIJARIA POLYPIPES LTD.
FUNDED PERSONS/ENTITIES WHO PROVIDED EXIT ROUTE TO QIBS AND/OR RETAIL ALLOTTEES AT A PREMIUM TO THE ISSUE PRICE
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-DEC-2011 TILL FURTHER ORDERS
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
28-DEC-2011
|
|
| 2754 |
|
|
VARSHA CHANDRAKANT GOLE
(DIN:00180538
PAN:00180538)
|
|
|
|
SHREE RAMKRISHNA ELECTRO CONTROLS LTD.
PAN:AAACS5963M
|
|
MOBILIZED RS.5.74 CRORE FROM PUBLIC THROUGH ISSUANCE OF 5,74,365 REDEEMABLE CUMULATIVE PREFERENCE SHARES (RCPS) BY WAY OF PRIVATE PLACEMENT TO 801 INVESTORS VIOLATING SECTIONS 56, 60 AND 73 OF THE COMPANIES ACT, 1956 AND THE DIP DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SHREE RAMKRISHNA ELECTRO CONTROLS LTD.
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 13-DEC-2021 TO 12-DEC-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-DEC-2021 TO 12-DEC-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-DEC-2021 TO 12-DEC-2025
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 13-DEC-2021 TO 12-DEC-2025
13-DEC-2021
|
|
| 2755 |
|
|
VASANT L.PATEL
|
|
|
|
DHANLAXMI LEASE FINANCE LTD.
CIN:U67120GJ1995PLC024788
PAN:AABCD6189R
|
|
COMMITTED IRREGULARITIES IN PUBLIC ISSUE OF DHANLAXMI LEASE FINANCE LTD. (MULTIPLE AND BENAMI APPLICATIONS, INCOMPLETE APPLICATIONS, APPLICATIONS ACCEPTED AFTER CLOSURE OF THE ISSUE ETC.)
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-MAR-2008 TO 03-MAY-2008
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-MAR-2008 TO 03-MAY-2008
04-MAR-2008
|
|
| 2756 |
|
|
VASANT NARAYAN PINJAN
(PAN:ARNPP9853A
DIN:07583533)
|
|
|
|
VAISHNO DEVI DAIRY PRODUCTS LTD.
|
|
MOBILIZED RS.25.00 CRORE FROM PUBLIC THROUGH ISSUANCE OF NCDS BY WAY OF PRIVATE PLACEMENT TO 185 INVESTORS VIOLATING SECTIONS 56, 60 READ WITH 2(36), 67(3), 73 AND 117C OF COMPANIES ACT, 1956 READ WITH SECTIONS 25(2) AND 465(2) OF THE COMPANIES ACT, 2013 READ WITH SEBI (ILDS) REGULATIONS, 2008
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 25-SEP-2024 TO 24-DEC-2024
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-SEP-2024 TO 24-DEC-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-SEP-2024 TO 24-DEC-2024
RESTRAINED FROM ASSOCIATED WITH ANY LISTED COMPANY AND ANY PUBLIC COMPANY AS DIRECTORS/PROMOTERS WHICH INTENDS TO RAISE MONEY FROM THE PUBLIC AND/OR ANY INTERMEDIARY WITH SEBI FROM 25-SEP-2024 TO 24-DEC-2024
25-SEP-2024
|
|
| 2757 |
|
|
VASUDEVAN BALAJI
(DIN:06860167)
|
|
|
|
MADURAI RURAL DEVELOPMENT BENEFIT FUND (INDIA) LTD.
|
|
|
MADURAI RURAL DEVELOPMENT TRANSFORMATION INDIA LTD.
CIN:U65192TN2009PLC070583
|
|
MOBILIZED RS.4.99 CRORES FROM PUBLIC THROUGH ISSUANCE OF EQUITY SHARES BY WAY OF PRIVATE PLACEMENT TO 1,464 INVESTORS VIOLATING SECTIONS 56 (1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29,33 (1) AND 40 OF COMPANIES ACT, 2013 AND REGULATIONS 4,5,6,7,8,9,25,26,32,36,37,46,47,49,57,58,59 AND 63 OF ICDR REGULATIONS
MOBILIZED RS.33.12 LACS FROM PUBLIC THROUGH ISSUANCE OF EQUITY SHARES BY WAY OF PRIVATE PLACEMENT TO 1,104 INVESTORS VIOLATING SECTIONS 56 (1), 56(3), 60 AND 73 OF THE COMPANIES ACT, 1956, SECTIONS 29,33 (1) AND 40 OF THE COMPANIES ACT, 2013 AND REGULATIONS 4,5,6,7,8,9,25,26,32,36,37,46,47,49, 57,58,59 AND 63 OF ICDR REGULATIONS
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 17-JUL-2015 TO 16-JUL-2018
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 17-JUL-2015 TO 16-JUL-2018
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 17-JUL-2015 TO 16-JUL-2018
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-JUL-2015 TO 16-JUL-2018
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-JUL-2015 TO 16-JUL-2018
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 17-JUL-2015 TO 16-JUL-2018
27-OCT-2014
|
SEBI VIDE ITS ORDER DATED 17/07/2015 DIRECTED TO A) JOINTLY AND SEVERALLY, REFUND RS.5,32,34,400 COLLECTED THROUGH ALLOTMENT OF SHARES (I.E.RS.4,99,22,400 COLLECTED BY MRDT AND RS.33,12,000 COLLECTED BY MRDF) ALONG WITH INTEREST @ 15% P.A. FROM DATE OF RECEIPT OF MONEY TILL THE DATE OF SUCH REFUND, WITHIN TIME B) PRODUCE DOCUMENTARY EVIDENCE TO SHOW THAT ONLY RS.1,99,24,200 ARE PAYBLE TO PUBLIC AND BALANCE RS.2,99,98,200 (I.E.RS.4,99,22,400 – RS.1,99,24,200) RAISED BY MRDT FROM ISSUANCE OF EQUITY SHARES TO PUBLIC HAVE BEEN REFUNDED/REPAID BY PROMOTERS OF MRDT. C) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION D) RESTRAINED FROM, DIRECTLY OR INDIRECTLY, ACCESSING CAPITAL MARKET BY ISSUING PROSPECTUS, ANY OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND ARE FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, IN WHATSOEVER MANNER FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SEBI VIDE ITS ORDER DATED 17/07/2015 DIRECTED TO RESTRAINED FROM ASSOCIATING THEMSELVES, WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC, FOR A PERIOD OF THREE YEARS OR TILL THE DATE OF REFUND OF MONEY TO ALLOTTEES
SAT: SAT VIDE ITS ORDER DATED 03/08/2016 DISMISSED THE APPEAL FOR WANT OF PROSECUTION. NO COSTS
|
| 2758 |
|
|
VEENABEN Y.THAKKAR
|
|
|
FACILITATED IN MANIPULATING IPO OF YES BANK LTD. BY PROVIDING FUNDS TO PURCHASE SHARES MEANT FOR RETAIL APPLICANTS AND LATER ON SELL THEM IN MARKET AT HIGHER PRICE FOR UNJUST ENRICHMENT
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-DEC-2005 TILL FURTHER ORDERS
DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 15-DEC-2005 TILL FURTHER ORDERS
15-DEC-2005
|
|
| 2759 |
|
|
VENKATA RAMANA NADIMPALLI
(PAN:ACJPN2798K)
|
|
|
|
TAKSHEEL SOLUTIONS LTD.
CIN:U72200TG1999PLC032556
PAN:AAACI7325P
|
|
DID NOT MAKE PROPER DISCLOSURE AND MADE MIS-STATEMENTS OF RELATED PARTIES IN PROSPECTUS
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-DEC-2011 TILL FURTHER ORDERS
DIRECTED BSE, NSE, NSDL AND CDSL TO ENSURE THAT DIRECTIONS ISSUED VIDE ORDER ARE STRICTLY ENFORCE
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
28-DEC-2011
|
SEBI VIDE ITS ORDER DATED 25/10/2013 REVOKED ITS DIRECTIONS ISSUED VIDE ITS AD-INTERIM EX-PARTE ORDER DATED 23/12/2011
|
| 2760 |
|
|
VERINDER BHANOT
|
|
|
MOBILIZED RS.7.05 LACS THROUGH ISSUANCE OF COMPULSORILY CONVERTIBLE PREFERENCE SHARES (CCPS) BY WAY OF PRIVATE PLACEMENT TO 1988 INVESTORS VIOLATING SECTIONS 56, 60 AND 73 OF THE COMPANIES ACT, 1956 AND THE ICDR REGULATIONS, 2009
|
DIRECTED NOT TO MOBILIZE FUNDS FROM PUBLIC AND/OR INVITE SUBSCRIPTION, IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 20-MAY-2015 UNTIL FURTHER ORDERS
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 20-MAY-2015 UNTIL FURTHER ORDERS
DIRECTED NOT TO DISPOSE OF PROPERTIES/ASSETS OWNED OR ACQUIRED WITHOUT PRIOR PERMISSION OF SEBI FROM 20-MAY-2015 UNTIL FURTHER ORDERS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 20-MAY-2015 UNTIL FURTHER ORDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-MAY-2015 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-MAY-2015 UNTIL FURTHER ORDERS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
20-MAY-2015
|
SEBI VIDE ITS ORDER DATED 30/03/2017 VACATED THE DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 20/05/2015
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 138 of 142
|
