SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

S.No.

PERSON

ENTITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

241

SANJAY KUMAR PATHAK

(PAN:AMIPP8453C)

(Along with : RAJNEESH KUMAR,

DEEPIKA SHARMA,

ROMIKA,

SANTOSH SINGH KARKI,

SHRAWAN,

ANITA KARKI)

Click here to view complete history of this specific entity/person

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

PAN:AACCB7383E

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

SPIRE MARKETING PVT.LTD.

PAN:AAJCS5228G

SPLENDID HOTELS RESORTS PVT.LTD.

PAN:AASCS5684F

AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.

DIRECTED TO DISGORGE RS.8,16,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.8.16 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

242

SANJAY KUMAR PATHAK

(PAN:AMIPP8453C)

(Along with : RAJNEESH KUMAR,

SANTOSH SINGH KARKI,

SHRAWAN,

ANITA KARKI)

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

DIRECTED TO DISGORGE RS.20,39,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

243

SANJAY KUMAR PATHAK

(PAN:AMIPP8453C)

(Along with : RAJNEESH KUMAR,

SHRAWAN,

ANITA KARKI)

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

DIRECTED TO DISGORGE RS.45,30,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.45.30 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

SEBI VIDE ITS NOTICE DATED 13/11/2024 DIRECTED TO PAY RS.48,48,100.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS ORDER DATED 14/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

244

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

PAN:AACCB7383E

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

DIRECTED TO DISGORGE RS.3,72,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.3.72 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

245

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

ASHISH PANALAL SHAH,

KIRTIDAN K.GADHAVI)

DIRECTED TO DISGORGE RS.2,77,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK JOINTLY OR SEVERALLY AND DEPOSIT IMPOUNDED AMOUNT

DIRECTED BANKS TO ENSURE THAT NO DEBITS ARE MADE IN BANK ACCOUNTS HELD JOINTLY OR SEVERALLY

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 22-MAY-2024 TO 21-MAY-2029

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-MAY-2024 TO 21-MAY-2029

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-MAY-2024 TO 21-MAY-2029

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 24/08/2023 MODIFIED ITS DIRECTIONS ISSUED VIDE INTERIM ORDER DATED 25/01/2023 BY DEFREEZING BANK ACCOUNT OF MR.SANTOSH KUMAR KARKI

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FIVE YEARS FROM DATE OF THIS ORDER B) DISGORGE RS.2.77 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

SEBI VIDE ITS NOTICE DATED 09/12/2024 DIRECTED TO PAY RS.3,88,800.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS ORDER DATED 01/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

246

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

DEEPIKA SHARMA,

ROMIKA,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

PAN:AACCB7383E

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

SPLENDID HOTELS RESORTS PVT.LTD.

PAN:AASCS5684F

DIRECTED TO DISGORGE RS.47,38,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.47.38 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

247

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

DIRECTED TO DISGORGE RS.1,61,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.1.61 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

248

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

DEEPIKA SHARMA,

ROMIKA,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

PAN:AACCB7383E

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

DIRECTED TO DISGORGE RS.2,24,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.24 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

249

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

DEEPIKA SHARMA,

ROMIKA,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

PAN:AACCB7383E

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

ORION RETAIL PVT.LTD.

PAN:AABCO2314B

SPIRE MARKETING PVT.LTD.

PAN:AAJCS5228G

SPLENDID HOTELS RESORTS PVT.LTD.

PAN:AASCS5684F

DIRECTED TO DISGORGE RS.37,37,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.37.37 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

250

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

ASHISH KUMAR SINGH,

DEEPIKA SHARMA,

ROMIKA,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

PAN:AACCB7383E

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

ORION RETAIL PVT.LTD.

PAN:AABCO2314B

SPIRE MARKETING PVT.LTD.

PAN:AAJCS5228G

SPLENDID HOTELS RESORTS PVT.LTD.

PAN:AASCS5684F

DIRECTED TO DISGORGE RS.6,74,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.6.74 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

251

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

DIRECTED TO DISGORGE RS.20,39,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.20.39 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

SEBI VIDE ITS NOTICE DATED 13/11/2024 DIRECTED TO PAY RS.21,82,730.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS ORDER DATED 03/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

252

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

ROMIKA,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

PAN:AACCB7383E

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

DIRECTED TO DISGORGE RS.2,14,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.14 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

253

SANTOSH SINGH KARKI

(PAN:AHMPK4222D)

(Along with : RAJNEESH KUMAR,

DEEPIKA SHARMA,

ROMIKA,

SANJAY KUMAR PATHAK,

SHRAWAN,

ANITA KARKI)

ANCIENT EDUCATION PVT.LTD.

PAN:AALCA2837R

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

BALLEY BUILDERS & DEVELOPERS PVT.LTD.

PAN:AACCB7383E

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

SPIRE MARKETING PVT.LTD.

PAN:AAJCS5228G

SPLENDID HOTELS RESORTS PVT.LTD.

PAN:AASCS5684F

DIRECTED TO DISGORGE RS.8,16,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

254

SATYANARAYANA MURTHY KARUTURI

(PAN:ACRPK5406D)

TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 4(1) READ WITH 4(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF APEX FROZEN FOODS LTD.

COMMUNICATED UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(E) OF SEBI ACT, 1992 AND REGULATION 3(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF APEX FROZEN FOODS LTD.

DID NOT OBTAIN PRE-CLEARANCE OF TRADES FROM COMPANY VIOLATING CLAUSE 6 OF MINIMUM STANDARDS FOR CODE OF CONDUCT TO REGULATE, MONITOR AND REPORT TRADING BY INSIDERS AS SPECIFIED IN SCHEDULE B READ WITH REGULATION 9(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF APEX FROZEN FOODS LTD.

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 28-MAR-2023 TO 27-MAR-2025

DIRECTED TO DISGORGE RS.14,62,875

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

28-MAR-2023

SAT: SAT VIDE ITS ORDER DATED 05/10/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 29/11/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 15/12/2025 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 28/03/2023. NO COSTS

255

SAURABH MADHUSUDAN PATEL

(PAN:AOSPP0609Q)

PLANTED FALSE AND MISLEADING INFORMATION THROUGH YOUTUBE VIDEOS AND ALSO RECOMMENDED TO BUY SHARES OF PRESSURE SENSITIVE SYSTEMS (INDIA) LTD. VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT. 1992 READ WITH REGULATIONS 3(A) TO 3(D) AND 4(1), 4(2)(A), 4(2)(D), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003

DIRECTED TO DISGORGE RS.18,56,113 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 31-JAN-2025 TO 30-JAN-2026

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 31-JAN-2025 TO 30-JAN-2026

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS

31-JAN-2025

SEBI VIDE ITS NOTICE DATED 30/05/2025 DIRECTED TO PAY RS.19,31,358.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SAT: SAT VIDE ITS ORDER DATED 04/08/2025 DIRECTED SEBI TO ALLOW DEBIT OF 3,65,944 CONVERTIBLE WARRANTS AND CREDIT OF EQUITY SHARES INTO APPELLANTS DEMAT ACCOUNT IN RESPECT OF OMEGA INTERACTIVE TECHNOLOGIES LTD.

256

SEJAL P.PATEL

(PAN:AOAPP8217N)

(Along with : PURAV BHARATBHAI PATEL)

DIRECTED TO DISGORGE RS.1,71,199 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 31-JAN-2025 TO 30-JAN-2029

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 31-JAN-2025 TO 30-JAN-2029

ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF MAKING REFUNDS TO CLIENTS/INVESTORS/COMPLAINANTS

31-JAN-2025

SEBI VIDE ITS NOTICE DATED 30/05/2025 DIRECTED TO PAY RS.1,79,047.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SAT: SAT VIDE ITS ORDER DATED 04/08/2025 DIRECTED SEBI TO ALLOW DEBIT OF 3,65,944 CONVERTIBLE WARRANTS AND CREDIT OF EQUITY SHARES INTO APPELLANTS DEMAT ACCOUNT IN RESPECT OF OMEGA INTERACTIVE TECHNOLOGIES LTD.VV

257

SHAILESH SOMABHAI PATEL

(PAN:ABCPP2114M)

(Along with : MALAY SHAILESHBHAI PATEL)

INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA BY PROVIDING STOCK RECOMMENDATIONS

258

SHIKHA GUPTA

(PAN:ABWPG3108Q)

SUPREME TEX MART LTD.

INDULGED IN SENDING BULK SMS WITH BUY RECOMMENDATIONS WITH ULTIMATE GOAL OF OFFLOADING SHAREHOLDING OF PROMOTERS/DIRECTORS IN MATTER OF SUPREME TEX MART LTD.

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-NOV-2017 TO 31-OCT-2023

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-NOV-2017 TO 31-OCT-2023

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

DIRECTED TO CEASE & DESIST FROM DISSEMINATING NEWS OR MESSAGES IN ANY FORM RELATED TO SECURITIES MARKET, BY ANY MEANS WHATSOEVER FROM 01-NOV-2017 TO 31-OCT-2023

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI EXCEPT FOR THE PURPOSE OF TRANSFER OF FUNDS TO ESCROW ACCOUNT

DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

01-NOV-2017

DIRECTED TO DISGORGE RS.80,21,831

05-MAR-2019

259

SHILA DEVI

(PAN:DLAPD7961K)

AIDED AND ABETTED MR.ROHIT MANKOTIA IN FRONT RUNNING VIOLATING SECTIONS 12A(A) TO 12A(C) AND 12A(E) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1) AND 4(2)(Q) OF SEBI (PFUTP) REGULATIONS, 2003

DIRECTED TO DISGORGE RS.38,78,616 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 26-MAR-2024 TO 25-MAR-2027

26-MAR-2024

SAT: SAT VIDE ITS ORDER DATED 16/05/2024 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND APPELLANTS TO FILE REJOINDER FOUR WEEKS THEREAFTER. IN THE MEANWHILE, STAYED IMPUGNED ORDER SUBJECT TO DEPOSIT RS.20 LAC WITHIN FOUR WEEKS FROM DATE OF THIS ORDER TO SEBI

SAT: SAT VIDE ITS ORDER DATED 21/05/2024 IN THE MEANWHILE MODIFIED ORDER DATED 16/05/2024 BY DIRECTING APPELLANT TO DEBARRED FROM CARRYING ON TRADING UNTIL FURTHER ORDERS

SAT: SAT VIDE ITS ORDER DATED 08/08/2024 CONDONED THE DELAY IN FILING OF REPLY AND GRANTED FOUR WEEKS TO FILE REJOINDER

260

SHRAWAN

(PAN:KVSPS2783B)

(Along with : RAJNEESH KUMAR,

ANITA KARKI)

ASHWORTH CONSTRUCTIONS PVT.LTD.

PAN:AALCA3008J

JITNEY INVESTMENTS PVT.LTD.

PAN:AADCJ0092M

DIRECTED TO DISGORGE RS.7,20,000 ALONG WITH OTHER ENTITIES/PERSONS

DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)

25-JAN-2023

SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.7.20 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.