SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE � PRESS RELEASES/ CHAIRMAN�S AND MEMBER�S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 02-MAR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED LISTING AGREEMENT

S.No.

ENTITY

PERSONS

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

241

KALINDEE RAIL NIRMAN ENGINEERS LTD.

DID NOT SUBMIT QUARTERLY COMPLIANCE REPORTS FOR QUARTERS ENDED MARCH 2006,JUNE 2006, SEPTEMBER 2006,DECEMBER 2006 AND MARCH 2007 TO NSE AS REQUIRED UNDER CLAUSE 49 OF LISTING AGREEMENT

IMPOSED PENALTY

20-JAN-2010

SAT: APPEAL FAILED AND DISMISSED. NO ORDER AS TO COSTS

242

KALYANI FINANCE LTD.

Click here to view complete history of this specific entity/person

ASHOK KUMAR JAIN

RAVISH KUMAR GUPTA

DID NOT ADHERE TO LISTING AGREEMENT

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004

17-DEC-1999

243

KAMAKSHI HOUSING FINANCE LTD.

D.HANUMANTHA RAJU

KOKA BALAKRISHNA RAO

DID NOT ADHERE TO LISTING AGREEMENT

244

KARUNA CABLES LTD.

AKSHAT SHAH

C.V.V.PRASAD

HASU M.SHAH

JASWANT C.SHAH

KIRTI C.SHAH

MAHENDRA C.SHAH

MIT SHAH

N.S.RANGNATH

PAVANKUMAR SANWARMAL

SANJAY B.SHAH

ALLOTTED SHARES TO BENAMI OR FICTITIOUS ENTITIES

FILED FAKE AND MISLEADING DISCLOSURES OF PROMOTER'S HOLDING TO STOCK EXCHANGE

CONVERTED PARTLY PAID SHARES TO FULLY PAID WITHOUT RECEIVING ALLOTMENT MONEY

MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS

ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND TO SELL THEIR OWN HOLDINGS AT AN ARTIFICIALLY INFLATED PRICE

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-NOV-2005 TILL FURTHER ORDERS

DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 29-NOV-2005 TILL FURTHER ORDERS

DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 29-NOV-2005 TILL FURTHER ORDERS

29-NOV-2005

CONFIRMED INTERIM ORDER DATED 29/11/2005

SAT: ALLOWED TO PLEDGE SHARES AND DIRECTED THAT MONEY RECEIVED SHALL BE PUT IN COMPANY'S A/C AND TO SUBMIT AUDITOR'S UTILISATION CERTIFICATE

RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF SIX MONTHS FROM THE DATE OF ORDER I.E.15/06/2009

245

KAUSAMBI VANIJYA LTD.

(PAN:AABCK1567G)

DID NOT SUBMIT CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING SECTION 21 OF SCRA, 1956 READ WITH CLAUSE 35 AND 49 OF LISTING AGREEMENT

IMPOSED PENALTY RS.7,00,000

20-DEC-2019

SEBI VIDE ITS NOTICE DATED 19/05/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

246

KAYESVEE EDUCATIONS LTD.

K.S.VARADHARAJAN

K.V.BHASKAR

K.V.CHANDRASEKHAR

DID NOT ADHERE TO LISTING AGREEMENT

COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-FEB-2000 TO 02-FEB-2005

03-FEB-2000

247

KELVIN FINCAP LTD.

(PAN:AAACD1881H)

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO BSE AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES VIOLATING CLAUSE 35 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956

IMPOSED PENALTY RS.15,00,000

30-MAY-2019

SEBI VIDE ITS NOTICE DATED 09/02/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

248

KELVIN FINCAP LTD.

(PAN:AAACD1881H)

DID NOT MAKE DISCLOSURE OF CHANGES IN DIRECTORATE AND CESSATION OF MANAGING DIRECTOR TO BSE VIOLATING CLAUSES 30(A) AND 30(B) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956

DID NOT SUBMIT CORRECT DISCLOSURE OF PREFERENTIAL ALLOTMENT TO BSE VIOLATING CLAUSES 35 AND 36(7) (I) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956

IMPOSED PENALTY RS.15,00,000

18-JUL-2019

SEBI VIDE ITS ORDER DATED 10/06/2022 DIRECTED ALL THE BANKS TO REMIT RS.21,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF KELVIN FINCAP LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS

SEBI VIDE ITS NOTICE DATED 10/11/2022 DIRECTED TO PAY RS.21,16,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS NOTICE DATED 12/12/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 18/01/2023 DIRECTED ALL THE BANKS TO REMIT RS.21,46,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF KELVIN FINCAP LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS

249

KELVIN FINCAP LTD.

(PAN:AAACD1881H)

BHAVIK SATISH BADANI

PAN:ALRPB9295L

BIPIN BHIKHABHAI PATEL

PAN:AIDPP3653M

SUREKHABEN K.SHAH

PAN:BORPS0804Q

VISHAL KUMAR SHAH

PAN:AYBPS0534J

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH MATCHED TRANSACTIONS IN SCRIP OF KELVIN FINCAP LTD.

DID NOT MAKE DISCLOSURE OF SHAREHOLDING PATTERN TO BSE VIOLATING SECTION 21 OF SCRA, 1956 READ WITH CLAUSE 35 OF LISTING AGREEMENT

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-AUG-2014 TO 13-JUL-2021

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-AUG-2014 TO 13-JUL-2021

PROHIBITED FROM RAISING ANY FURTHER CAPITAL IN ANY MANNER, DIRECTLY OR INDIRECTLY FROM 14-AUG-2014 TO 13-JUL-2021

PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 14-AUG-2014 TO 13-JUL-2021

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

14-AUG-2014

SEBI VIDE ITS ORDER DATED 31/03/2015 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 14/08/2014

SEBI VIDE ITS ORDER DATED 31/08/2020 DIRECTED A) NOT TO ACCESS SECURITIES MARKET, DIRECTLY OR INDIRECTLY, BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM THE PUBLIC FOR 3 YEARS B) RESTRAINED AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER, FOR 7 YEARS

250

KESAR GREENFIELD INTERNATIONAL LTD.

DUSHYANT K.BHATT

DID NOT ADHERE TO LISTING AGREEMENT

251

KESAR PETROPRODUCTS LTD.

(CIN:L23209PN1990PLC054829)

DID NOT TAKE PRIOR APPROVAL FOR ADOPTION OF METHOD OTHER THAN THE METHODS PRESCRIBED IN SEBI REGULATION VIOLATING RULE 19(2) (B) AND 19A OF SCR RULES AND CLAUSE 40A OF LISTING AGREEMENT READ WITH READ WITH REGULATION 38 OF LODR REGULATION READ WITH VARIOUS SEBI CIRCULARS

DELAY IN COMPLIANCE OF MINIMUM PUBLIC SHAREHOLDING DIRECTIVES/INSTRUCTIONS/GUIDELINES VIOLATING CLAUSE 40A OF LISTING AGREEMENT READ WITH RULE 19(2) (B) AND 19A OF SCR RULES READ WITH REGULATION 38 OF LODR REGULATIONS READ WITH SECTION 21 OF SCRA, 1956

DID NOT TAKE PRIOR APPROVAL FROM STOCK EXCHANGE TO RE-CLASSIFIED MR.RAJ KUMAR FROM PROMOTER CATEGORY TO PUBLIC SHAREHOLDER CATEGORY VIOLATING REGULATION 31A(2) OF SEBI (LODR) REGULATIONS, 2015

IMPOSED PENALTY RS.3,00,000

30-JAN-2020

SAT: SAT VIDE ITS ORDER DATED 03/01/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.3 LAC FROM RS.9.50 LAC TO BE PAID WITHIN FOUR WEEKS FROM DATE OF THIS ORDER

252

KIRLOSKAR ELECTRIC CO.LTD.

(PAN:AABCK2721Q)

ALLEGED DELAY IN COMPLIANCE OF CLAUSE 41(I) (E) (II) OF LISTING AGREEMENT

REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,22,500 VIDE CONSENT ORDER)

30-JAN-2018

253

KIRLOSKAR INDUSTRIES LTD.

(PAN:AAACP3590P)

DID NOT MAKE DISCLOSURE OF PRICE SENSITIVE INFORMATION I.E. TO ACQUIRE SHARES OF KIRLOSKAR BROTHERS LTD. FROM PROMOTER OF KIRLOSKAR BROTHERS LTD., TO STOCK EXCHANGE VIOLATING CLAUSE 36 OF EQUITY LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956

IMPOSED PENALTY RS.5,00,000

20-OCT-2020

SAT: SAT VIDE ITS ORDER DATED 24/12/2020 2020 STAYED THE EFFECT AND OPERATION OF IMPUGNED ORDER UPON DEPOSIT THE PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER

254

KLG SYSTEL LTD.

(CIN:L74899HR1985PLC034348)

S.P.BATHLA

DID NOT ADHERE TO LISTING AGREEMENT

IMPOSED PENALTY RS.10,000

28-DEC-2004

255

KOME-ON COMMUNICATION LTD.

DEEPAK I.JOSHI

PANKAJ B.ADESHARA

RAMESH PRAKASH BHATNAGAR

DID NOT ADHERE TO LISTING AGREEMENT

256

KRISHNA ENGINEERING WORKS LTD.

(CIN:L29219PB1983PLC005454)

GURBACHAN JUNEJA

DIN:00410440

SATISH AHUJA

DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO NSE AS REQUIRED UNDER REGULATION 13(6) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992

DID NOT SUBMIT QUARTERLY COMPLIANCE REPORTS FOR QUARTERS ENDED MARCH 2006,JUNE 2006, SEPTEMBER 2006,DECEMBER 2006 AND MARCH 2007 TO NSE AS REQUIRED UNDER CLAUSE 49 OF LISTING AGREEMENT

IMPOSED PENALTY RS.2,00,000

14-DEC-2009

SAT: IMPUGNED ORDER DATED 14/12/2009 MODIFIED AND PENALTY AMOUNT REDUCED TO RS.1,00,000 FROM 2,00,000, VIDE ORDER DATED 05/04/2010. NO ORDER AS TO COSTS

INCLUDED IN SEBI LIST DATED 30/09/2010, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI

257

KSS LTD.

(PAN:AAACG5103D)

DELAY IN MAKING DISCLOSURE OF PLEDGED AND INVOCATION OF PLEDGED SHARES TO BSE AS REQUIRED UNDER REGULATION 8A(4) OF SAST (AMENDMENT) REGULATIONS, 2009

DID NOT DISSEMINATE DETAILS OF PLEDGED SHARES OF THE PROMOTERS TO BSE AS REQUIRED UNDER REGULATION 8A(4) OF SAST (AMENDMENT) REGULATIONS, 2009

DID NOT MAKE CORRECT DISCLOSURE OF PLEDGED SHARES OF PROMOTER TO NSE AS REQUIRED UNDER REGULATION 8A(4) OF SAST (AMENDMENT) REGULATIONS, 2009

DID NOT MAKE DISCLOSURE OF NON IMPLEMENTATION OF CORPORATE ANNOUNCEMENTS TO STOCK EXCHANGES VIOLATING REGULATION 12(2) READ WITH CLAUSE 2.1 OF SCHEDULE II OF SEBI (PIT) REGULATIONS, 1992

DID NOT MAKE DISCLOSURE OF NON IMPLEMENTATION OF CORPORATE ANNOUNCEMENTS TO STOCK EXCHANGES VIOLATING CLAUSE 36(7) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956

IMPOSED PENALTY RS.4,00,000

30-OCT-2019

SAT: SAT VIDE ITS ORDER DATED 22/06/2021 ALLOWED APPELLANT THREE WEEKS FURTHER TIME TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 09/08/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER

SAT: SAT VIDE ITS ORDER DATED 28/09/2021 PARTLY ALLOWED THE APPEAL AND AFFIRMED IMPUGNED ORDER DATED 30/10.2019 BY REDUCING PENALTY TO RS.4 LAC FROM RS.7 LAC

SAT: SAT VIDE ITS ORDER DATED 27/09/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER

SEBI VIDE ITS NOTICE DATED 12/04/2022 DIRECTED TO PAY RS.3,94,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS NOTICE DATED 28/04/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

SEBI VIDE ITS ORDER DATED 30/09/2022 DIRECTED ALL THE BANKS TO REMIT RS.4,38,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF KSS LTD. BY WAY OF EFT/NEFT/RTGS

258

LAKSHMI VISHNU INVESTMENT LTD.

(Along with : GHCL LTD.)

FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES

DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.

MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS

20-APR-2009

INTERIM DIRECTIONS ISSUED VIDE EX-PARTE AD-INTERIM ORDER DATED 20/04/2009 VACATED AS PER ORDER DATED 07/07/2009

259

LAKSHYA SECURITIES & CREDIT HOLDINGS LTD.

(PAN:AAACL7744D)

DID NOT ADHERE TO LISTING AGREEMENT

260

LCC INFOTECH LTD.

(PAN:AACCA2580J)

DID NOT ADHERE TO LISTING AGREEMENT

IMPOSED PENALTY RS.15,000

29-NOV-2004

PENALTY AMOUNT OF RS.15 LACS PAID BY COMPANY ON 03/10/2018 VIA NEFT FROM ICICI BANK LTD. (REFEENCE ID 189969706)

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.