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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: CANCELLED REGISTRATION AS INVESTMENT ADVISOR

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
241
History of entity/person TANYA GUPTA  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
242
History of entity/person TARUN CHANDANI

(PAN:BBDPC8554N)  
Click here to view complete history of this specific entity/person FLANKING RESEARCH & INVESTMENT ADVISOR

PAN:BBDPC8554N
  		DID NOT CO-OPERATE AND NOT SUBMITTED DOCUMENTS DURING INSPECTION

DID NOT INTIMATE SEBI ABOUT MATERIAL CHANGE IN INFORMATION

DID NOT REDRESS INVESTOR COMPLAINTS

PROVIDED ADVICE WITHOUT PROPER RATIONALE TO RISK PROFILE OF CLIENTS

CHARGED UNREASONABLE, ARBITRARILY AND INCONSISTENT FEE

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

NOT A FIT & PROPER PERSON TO ACT AS AN INVESTMENT ADVISOR   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 19-DEC-2022

19-DEC-2022 		 
243
History of entity/person TARUN KUMAR SAPRA

(PAN:ARTPS2981C)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-JUL-2025

25-JUL-2025 		 
244
History of entity/person TRAYEETANU SINGH  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 14-AUG-2026

14-AUG-2026 		 
245
History of entity/person TUHINANSHU JAIN

(PAN:AIRPJ7778H)  
Click here to view complete history of this specific entity/person EQUITY RESEARCH LAB

PAN:AIRPJ7778H
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
246
History of entity/person UDAY BANSAL

(PAN:AJOPB8353Q)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
247
History of entity/person UTTAM KUMAR K.

(PAN:DUQPK6284M)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
248
History of entity/person VAIBHAV SHARMA

(PAN:EHVPS8595A)  
Click here to view complete history of this specific entity/person STOCKEY INVESTMENT ADVISORS

PAN:EHVPS8595A
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
249
History of entity/person VAISHALI UMESH KALE  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 10-SEP-2026

10-SEP-2026 		 
250
History of entity/person VARDHAN KOSHAL

(PAN:AVGPK9584N)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
251
History of entity/person VARUN JALAN

(PAN:AFJPJ1156L)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-JUL-2025

25-JUL-2025 		 
252
History of entity/person VARUN RUIA

(PAN:ARWPR3399G)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
253
History of entity/person VEENA SHARMA

(PAN:CCCPS4149A)  
Click here to view complete history of this specific entity/person RESEARCH GURU

PAN:CCCPS4149A
  		DID NOT HAVE QUALIFICATION TO CONTINUE TO ACT AS REGISTERED INVESTMENT ADVISER

DID NOT PROVIDE MATERIAL INFORMATION TO SEBI

DID NOT CARRY OUT RISK PROFILING AND SUITABILITY ASSESSMENT OF CLIENTS

DID NOT MAINTAIN RECORDS PERTAINING TO RISK PROFILING AND RISK ASSESSMENT OF CLIENTS

RECEIVED FEES IN BANK ACCOUNTS OF OTHER ENTITIES THAN OWN BANK ACCOUNT   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR

30-OCT-2026 		 
254
History of entity/person VEER BHARTIYA

(PAN:ALEPB7617F)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
255
History of entity/person VEERENDRA KUMAR GUPTA

(PAN:BEDPG9199C)  
Click here to view complete history of this specific entity/person NIVESHICON INVESTMENT ADVISORY

PAN:BEDPG9199C
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
256
History of entity/person VENKATA RAO

(PAN:AIJPR0766P)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-JUL-2026

21-JUL-2026 		 
257
History of entity/person VENKATESH PUTHIGE

(PAN:AFIPP9828A)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
258
History of entity/person VICKY KAMARIYA

(PAN:AWDPK4671L)  
Click here to view complete history of this specific entity/person MONEY MARKET MANTHAN FINANCIAL SERVICES

PAN:AWDPK4671L
  		DID NOT PROVIDE INFORMATION TO SEBI

DIVULGED SENSITIVE/CONFIDENTIAL CLIENT INFORMATION TO THIRD PARTY

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

SOLD ADVISORY SERVICES/PRODUCTS TO CLIENTS HAVING DIFFERENT NAMES BUT SAME FEATURE

DID NOT HAVE REQUISITE NISM CERTIFICATES AT ALL TIMES TO PROVIDE INVESTMENT ADVICE

DID NOT MAINTAIN RECORDS OF COMMUNICATION WITH CLIENTS DURING RISK PROFILING AND SUITABILITY ASSESSMENT OF ADVICE/SELECTION OF ADVISORY PRODUCT/SERVICES

SOLD MULTIPLE PRODUCTS AND CHARGED UNREASONABLE FEES AND/OR SERVICE CHARGE

DID NOT MAKE DISCLOSURE TO CLIENTS OF ALL MATERIAL FACTS/INFORMATION ABOUT BUSINESS, DISCIPLINARY HISTORY, AFFILIATION WITH OTHER INTERMEDIARIES

DID NOT REDRESS INVESTOR COMPLAINTS

DID NOT FURNISH ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES IN STIPULATED TIME

DID NOT APPOINT PRINCIPAL OFFICER   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 14-JUL-2023

14-JUL-2023 		 
259
History of entity/person VIJAY KRISHNA KUMAR  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 14-AUG-2026

14-AUG-2026 		 
260
History of entity/person VIJAYA JAIN  
Click here to view complete history of this specific entity/person JVS WEALTH SOLUTIONS
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 11-SEP-2026

11-SEP-2026 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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