| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 241 |
|
JYOTI STRUCTURES LTD.
|
|
|
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES DEFAULT IN PAYMENT OF INTEREST AND PRINCIPAL AMOUNT IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 51(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES EXPECTED DEFAULT AND/OR ACTION IN TIMELY PAYMENT OF INTEREST/PRINCIPAL IN RESPECT OF NCDS VIOLATING REGULATION 51(2) READ WITH PART B OF SCHEDULE III (CLAUSES A1, A4 AND A9) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF LINE ITEMS WHILE SUBMITTING FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE SIGNED BY DEBENTURE TRUSTEE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATIONS 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF SECURITY CREATED AND MAINTAINED WITH RESPECT TO ITS LISTED NCDS TO STOCK EXCHANGES VIOLATING REGULATION 54(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE TO STOCK EXCHANGES WITHIN TWO DAYS OF INTEREST/PRINCIPAL OF BECOMING DUE IN RESPECT OF NCDS VIOLATING REGULATION 57(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INTIMATE IN ADVANCE RECORD DATE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 60(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT COMPLIANCE CERTIFICATE TO STOCK EXCHANGES VIOLATING REGULATIONS 40(10) READ WITH 40(9) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS TO STOCK EXCHANGES VIOLATING REGULATION 13(3) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMISSION OF STATEMENT OF INVESTOR COMPLAINTS TO STOCK EXCHANGES VIOLATING REGULATION 13(3) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.6,00,000
14-FEB-2022
|
|
| 242 |
|
|
KAARYA FACILITIES & SERVICES LTD.
(PAN:AADCK5987G)
|
|
|
|
JITENDRA ADHYARU
PAN:AJFPA0033R
|
|
|
VINEET PANDEY
PAN:ALLPP6562G
|
|
|
VISHAL PANCHAL
PAN:AKGPP9947F
|
|
INDULGED IN MISREPRESENTATION/MISSTATEMENT OF FINANCIAL STATEMENTS VIOLATING REGULATIONS 44(1)(A) TO 44(1)(C), 4(2)(E), 33(1)(A), 33(1)(C), 34(3),48, 53(1) AND 71(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KAARYA FACILITIES & SERVICES LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-MAR-2024
|
|
| 243 |
|
|
KALAHRIDHAAN TRENDZ LTD.
(PAN:AAGCK1765P)
|
|
|
|
ADITYA NIRANJANLAL AGARWAL
PAN:AKTPA4024B
|
|
|
NIRANJAN DWARKAPRASAD AGARWAL
PAN:ADFPA1858G
|
|
|
SUNITADEVI NIRANJAN AGARWAL
PAN:ADRPS3295H
|
|
DID NOT MAKE DISCLOSURE OF DEFAULT ON OUTSTANDING DUES TO STOCK EXCHANGES
MADE FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS TO STOCK EXCHANGES REGARDING EXPANSION/PROFITABILITY AND RECEIPT OF LARGE BUY ORDER FROM A FICTITIOUS ENTITY FROM BANGLADESH
MADE FALSE AND MISLEADING CORPORATE ANNOUNCEMENTS REGARDING APPOINTMENT OF INDEPENDENT DIRECTOR
DID NOT APPOINT COMPLIANCE OFFICER
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 30-JUL-2026 TO 29-JUL-2028
10-FEB-2025
IMPOSED PENALTY RS.40,00,000
30-JUL-2026
|
SEBI VIDE ITS ORDER DATED 30/07/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER WHATSOEVER, FOR TWO YEARS FROM DATE OF ORDER B) IMPOSED PENALTY OF RS.30 LAC U/S 15HA AND RS.10 LAC U/S 15HB OF SEBI ACT.
|
| 244 |
|
|
KALYANI INVESTMENT CO.LTD.
(PAN:AADCK8222C)
|
|
|
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED
BETWEEN APPLICANT AND KALYANI STEELS LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO PURCHASE OF NON-CUMULATIVE OPTIONALLY CONVERTIBLE PREFERENCE SHARES OF LORD GANESHA MINERALS PVT.LTD.
ALLEGED FAILURE TO TAKE PRIOR APPROVAL OF ITS AUDIT COMMITTEE FOR RELATED PARTY
TRANSACTION ENTERED BETWEEN APPLICANT AND KALYANI STEELS LTD. WITH RESPECT TO PURCHASE OF NON-CUMULATIVE OPTIONALLY CONVERTIBLE PREFERENCE SHARES OF LORD GANESHA MINERALS PVT.LTD.
ALLEGED FAILURE TO TAKE PRIOR APPROVAL FROM ITS AUDIT COMMITTEE FOR RELATED
PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND KALYANI STEELS LTD. WITH RESPECT TO PURCHASE OF NON-CUMULATIVE REDEEMABLE PREFERENCE SHARES OF KALYANI MINING VENTURES PVT.LTD.
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED
BETWEEN APPLICANT AND AZALEA ENTERPRISES PVT.LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO PURCHASE OF FULLY CONVERTIBLE DEBENTURES OF AZALEA ENTERPRISES PVT.LTD.
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND KALYANI STEELS LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO INTER CORPORATE DEPOSITS ADVANCED BY APPLICANT TO KALYANI STEELS LTD. DURING PERIOD 27/12/2013 TO 19/03/2014
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND KSL HOLDINGS PVT.LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO INVESTMENT IN NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF KSL HOLDINGS PVT.LTD. ON 28/07/2012
ALLEGED FAILURE TO PLACE SUMMARY OF RELATED PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND GLOXINIA INVESTMENT FINANCE LTD. BEFORE ITS AUDIT COMMITTEE WITH RESPECT TO ITS INVESTMENT IN FULLY CONVERTIBLE DEBENTURES (FCDS) OF GLOXINIA INVESTMENT FINANCE LTD. ON 24/03/2012
ALLEGED FAILURE TO TAKE PRIOR APPROVAL OF ITS AUDIT COMMITTEE FOR RELATED PARTY TRANSACTION ENTERED BETWEEN APPLICANT AND VISHWASARH FINANCE PVT.LTD. ON 07/09/2015 WITH RESPECT TO SALE OF FULLY CONVERTIBLE DEBENTURES (FCDS) OF GLOXINIA INVESTMENT FINANCE LTD. TO VISHWASARH FINANCE PVT.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,11,80,000 VIDE CONSENT ORDER)
20-DEC-2024
|
|
| 245 |
|
|
KALYANI STEELS LTD.
(PAN:AAACK7315D)
|
|
|
|
DEEPTI R.PURANIK
PAN:ABQPP0917J
|
|
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE ENTERED INTO RELATED PARTY TRANSACTIONS WITH LORD GANESHA MINERALS PVT.LTD. WITH RESPECT TO SUBSCRIPTION OF 1% NCRPS VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE ENTERED INTO RELATED PARTY TRANSACTIONS WITH LORD GANESHA MINERALS PVT.LTD. WITH RESPECT TO GRANT OF TRADE ADVANCES VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE ENTERED INTO RELATED PARTY TRANSACTIONS WITH KALYANI MINING VENTURES PVT.LTD. WITH RESPECT TO INVESTMENT IN 8% NCRPS VIOLATING REGULATION 23(2) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED INTO WITH KICL IN RESPECT OF ICDS BORROWED BY KALYANI STEELS LTD. FROM KICL VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED WITH KSLHPL WITH RESPECT TO INVESTMENT IN 11% NCRPS VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED WITH KICL WITH RESPECT TO SALE OF NON-CUMULATIVE OPTIONALLY CONVERTIBLE PREFERENCE SHARES OF LORD GANESHA MINERALS PVT.LTD. VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED WITH LORD GANESHA MINERALS PVT.LTD. WITH RESPECT TO GRANT OF TRADE ADVANCES VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE ON THE PART OF KALYANI STEELS LTD. TO PLACE SUMMARY OF RELATED PARTY TRANSACTIONS BEFORE AUDIT COMMITTEE ENTERED WITH KALYANI NATURAL RESOURCES PVT.LTD. WITH RESPECT TO INVESTMENT IN 8% NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES VIOLATING CLAUSE 49(IV)(A)(I) OF SEBI CIRCULAR NO.SEBI/CFD/DIL/CG/1/2004/12/10 DATED 29/10/2004 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM SHAREHOLDERS THROUGH SPECIAL RESOLUTION WITH RESPECT TO MATERIAL RELATED PARTY TRANSACTIONS ENTERED WITH DGM GANESHA MINERALS PVT.LTD. VIOLATING CLAUSE 49(VII)(E) OF SEBI CIRCULAR NO. CIR/CFD/POLICY/CELL/2/2014 DATED 17/04/2014 READ WITH SEBI CIRCULAR CIR/CFD/POLICY/CELL/7/2014 DATED 15/09/2014 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
ALLEGED FAILURE IN MAKING QUARTERLY DISCLOSURE OF MATERIAL RELATED PARTY TRANSACTIONS ENTERED WITH DGM GANESHA MINERALS PVT.LTD. VIOLATING CLAUSE 49(VIII)(A)(1) OF SEBI CIRCULAR NO.CIR/CFD/POLICY/CELL/2/2014 DATED 17/04/2014 READ WITH SEBI CIRCULAR CIR/CFD/POLICY/CELL/7/2014 DATED 15/09/2014 READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,80,22,150 VIDE CONSENT ORDER)
23-FEB-2026
|
|
| 246 |
|
|
KAPSTONE CONSTRUCTIONS PVT.LTD.
(PAN:AACCK3513F)
|
|
|
DID NOT SUBMIT FINANCIAL RESULT AND LINE ITEMS WITH PRESCRIBED TIME VIOLATING REGULATIONS 52(1) READ WITH 52(4) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
25-NOV-2020
|
|
| 247 |
|
|
KARMA ENERGY LTD.
(PAN:AADCK1232G)
|
|
|
DID NOT OBTAIN NECESSARY APPROVAL FOR MATERIAL RELATED PARTY TRANSACTIONS FROM ITS SHAREHOLDERS VIOLATING REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT UPDATE RELATED PARTY TRANSACTIONS POLICY VIOLATING REGULATION 23(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.2,00,000
10-JUL-2025
|
|
| 248 |
|
|
KARNATAKA NEERAVARI NIGAM LTD.
|
|
|
DELAY IN SUBMISSION OF HALF YEARLY UNAUDITED FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
14-JUL-2021
|
|
| 249 |
|
|
KARNATAKA STATE FINANCIAL CORP.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
19-MAY-2021
|
|
| 250 |
|
|
KAVIT INDUSTRIES LTD.
(CIN:L23100GJ1990PLC014692
PAN:AAACJ4907C)
|
|
|
|
AMIT TARACHAND SHAH
PAN:ACRPS5394L
|
|
|
BHAVESH DESAI
PAN:AJMPD8376M
|
|
|
CHIRAG THAKKAR
PAN:ADVPT4431A
|
|
|
JAYESHBHAI RAICHANDBHAI THAKKAR
PAN:AAYPT7057L
|
|
|
JIGAR MOTTA
PAN:ADOPM0296M
|
|
|
KALYANI RAJESHIRKE
PAN:BMHPR8522A
|
|
|
KIRAN SONI
PAN:CDLPS9025D
|
|
|
NIKHIL BHUT
PAN:BDNPB0836J
|
|
INDULGED IN MANIPULATION IN ANNUAL REPORTS AND BOOKS OF ACCOUNTS VIOLATING SECTION 21 OF SCRA READ WITH REGULATIONS 4(1)(A) TO (C) & (G), 4(2)(F)(I)(2), 4(2)(F)(II)(6) & (7) AND 4(2)(F)(III)(1),(3),(6) & (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KAVIT INDUSTRIES LTD.
MISUSED COMPANY’S FUND INCLUDING THROUGH GRANT OF LOANS IN MATTER OF KAVIT INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-SEP-2018 TO 27-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-SEP-2018 TO 27-SEP-2021
28-SEP-2018
|
|
| 251 |
|
|
KEMISTAR CORP.LTD.
(PAN:AAACD9887D)
|
|
|
DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT LINK TIME INDIA PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.1,00,000
23-NOV-2021
|
|
| 252 |
|
|
KEMP & CO.LTD.
(PAN:AAACK2249L)
|
|
|
|
DILIP G.PIRAMAL
PAN:AEAPP7149H
|
|
MADE INCORRECT DISCLOSURE OF SHAREHOLDING PATTERN ABOUT CLASSIFICATION OF PROMOTER/PROMOTER GROUP UNDER PUBLIC SHAREHOLDERS CATEGORY
FILED WRONG DISCLOSURE OF SHAREHOLDING PATTERN IN MATTER OF KEMP & CO.LTD.
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT
|
DIRECTED TO MAKE PROPER AND COMPLETE DISCLOSURE
IMPOSED PENALTY RS.2,00,00,000
26-JUN-2024
|
SAT: SAT VIDE ITS ORDER DATED 21/08/2024 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER TO BE FILED WITHIN TWO WEEKS THEREAFTER. EFFECT AND OPERATION OF IMPUGNED ORDER TO REMAIN STAYED SUBJECT TO DEPOSIT OF RS.1 CRORE BY APPELLANT WITH RESPONDENT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 253 |
|
|
KERALA AYURVEDA LTD.
(PAN:AABCK4228Q)
|
|
|
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS WITH AYURVEDAGRAM HERITAGE WELLNESS CENTRE PVT.LTD. VIOLATING REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.5,80,000 VIDE CONSENT ORDER)
03-FEB-2026
|
|
| 254 |
|
|
KESAR PETROPRODUCTS LTD.
(CIN:L23209PN1990PLC054829)
|
|
|
DID NOT TAKE PRIOR APPROVAL FOR ADOPTION OF METHOD OTHER THAN THE METHODS PRESCRIBED IN SEBI REGULATION VIOLATING RULE 19(2) (B) AND 19A OF SCR RULES AND CLAUSE 40A OF LISTING AGREEMENT READ WITH READ WITH REGULATION 38 OF LODR REGULATION READ WITH VARIOUS SEBI CIRCULARS
DELAY IN COMPLIANCE OF MINIMUM PUBLIC SHAREHOLDING DIRECTIVES/INSTRUCTIONS/GUIDELINES VIOLATING CLAUSE 40A OF LISTING AGREEMENT READ WITH RULE 19(2) (B) AND 19A OF SCR RULES READ WITH REGULATION 38 OF LODR REGULATIONS READ WITH SECTION 21 OF SCRA, 1956
DID NOT TAKE PRIOR APPROVAL FROM STOCK EXCHANGE TO RE-CLASSIFIED MR.RAJ KUMAR FROM PROMOTER CATEGORY TO PUBLIC SHAREHOLDER CATEGORY VIOLATING REGULATION 31A(2) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
30-JAN-2020
|
SAT: SAT VIDE ITS ORDER DATED 03/01/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.3 LAC FROM RS.9.50 LAC TO BE PAID WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 255 |
|
|
KHEMANI DISTRIBUTORS & MARKETING LTD.
(PAN:AAECK2123P)
|
|
|
|
VIJAYKUMAR KHEMANI
PAN:AGFPK2444R
|
|
DISSEMINATED MISLEADING SHAREHOLDING DISCLOSURES TO STOCK EXCHANGES VIOLATING REGULATION 31(1)(B) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SEBI CIRCULAR NO.CIR/CFD/CMD/13/2015 DATED 30/11/2015
|
IMPOSED PENALTY RS.10,00,000
11-MAR-2025
|
|
| 256 |
|
|
K-LIFESTYLE & INDUSTRIES LTD.
(CIN:L74999DN1987PLC000035
PAN:AABCS1364B)
|
|
|
|
JAIPRAKASH MISHRA
PAN:ALZPM1786B
|
|
|
RAJENDRA PATHAK
PAN:AQBPP0893P
|
|
DID NOT FURNISH INFORMATION AND DID NOT COOPERATE WITH FORENSIC AUDITOR
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF K LIFESTYLE & INDUSTRIES LTD. AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), (8), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF K LIFESTYLE & INDUSTRIES LTD.
DID NOT ADHERE TO REGULATION 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF K LIFESTYLE & INDUSTRIES LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 21-DEC-2021 TO 20-DEC-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.40,00,000
21-DEC-2021
|
|
| 257 |
|
|
K-LIFESTYLE & INDUSTRIES LTD.
(CIN:L74999DN1987PLC000035
PAN:AABCS1364B)
|
|
|
|
NARAYAN RAMCHANDRA GHUMATKAR
DIN:01717979
PAN:AKKPG0652L
|
|
|
PRAVIN KUMAR
PAN:ASIPP2546G
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF K LIFESTYLE & INDUSTRIES LTD. AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), (8), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF K LIFESTYLE & INDUSTRIES LTD.
DID NOT ADHERE TO REGULATION 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF K LIFESTYLE & INDUSTRIES LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 21-DEC-2021 TO 20-JUN-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.6,00,000
21-DEC-2021
|
|
| 258 |
|
|
KOLTE-PATIL DEVELOPERS LTD.
(PAN:AAACK7310G)
|
|
|
|
G.L.VISHWANATH
PAN:AAGPV1493C
|
|
|
MANASA VISHWANATH
PAN:ABXPR4968A
|
|
ALLEGED FAILURE IN MAKING CORRECT DISCLOSURES IN HALF YEARLY RELATED PARTY TRANSACTIONS VIOLATING REGULATION 23(9) OF SEBI (LODR) REGULATIONS, 2015
ALLEGED DELAY IN MAKING DISCLOSURES OF AMENDMENTS TO MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION VIOLATING REGULATIONS 30(2) AND 30(6) OF SEBI (LODR) REGULATIONS, 2015
ALLEGED FAILURE IN COMPLIANCE WITH REGARD TO INDEPENDENT DIRECTORS VIOLATING REGULATION 16(1)(B)(III) OF SEBI (LODR) REGULATIONS, 2015
ALLEGED FAILURE IN HAVING AN INDEPENDENT WOMAN DIRECTOR ON ITS BOARD OF DIRECTORS VIOLATING REGULATION 17(1)(A) OF SEBI (LODR) REGULATIONS, 2015
ALLEGED FAILURE IN MAINTAINING MINIMUM NUMBER OF INDEPENDENT DIRECTORS IN AUDIT COMMITTEE VIOLATING REGULATION 18(1)(B) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.41,92,500 VIDE CONSENT ORDER)
18-NOV-2022
|
|
| 259 |
|
|
KORE DIGITAL PVT.LTD.
(PAN:AADCK9543J)
|
|
|
|
CHAITANYA DOSHI
PAN:CCWPD2229L
|
|
|
KASHMIRA DOSHI
PAN:ADNPD3334N
|
|
|
RAVINDRA DOSHI
PAN:ADNPD3332L
|
|
PUBLISHED MISREPRESENTED FINANCIAL RESULTS AND ANNUAL FINANCIAL STATEMENTS, DID NOT MAKE ACCURATE, COMPLETE AND TRANSPARENT DISCLOSURE TO STOCK EXCHANGES AND INVESTORS BY MISUTILISED PROCEEDS OF PREFERENTIAL ISSUE AND INDULGED IN DIVERSION OF FUNDS VIOLATING REGULATION 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J) AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015
PUBLISHED MISREPRESENTED FINANCIAL RESULTS AND ANNUAL FINANCIAL STATEMENTS, DID NOT MAKE ACCURATE, COMPLETE AND TRANSPARENT DISCLOSURE TO STOCK EXCHANGES AND INVESTORS BY MISUTILISED PROCEEDS OF PREFERENTIAL ISSUE AND INDULGED IN DIVERSION OF FUNDS VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT., 1992 READ WITH REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
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DIRECTED TO MAKE TRUE AND FAIR DISCLOSURES OF THEIR FINANCIAL STATEMENTS, RELATED PARTY TRANSACTIONS AND OTHER DISCLOSURES IN TERMS OF LODR REGULATIONS, 2015
RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 17-SEP-2026 UNTIL FURTHER ORDERS
DIRECTED TO CO-OPERATE WITH SEBI IN INVESTIGATION BY FURNISHING ALL RELEVANT INFORMATION
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
17-SEP-2026
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| 260 |
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KRISHNA BHAGYA JALA NIGAM LTD.
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DID NOT SUBMIT FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.1,00,000
06-AUG-2021
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 13 of 28
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