| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 241 |
|
JASOLMAA SECURITIES LTD.
(CIN:U67120MH1995PTC094724)
|
|
|
|
J.P.KARWA
|
|
|
K.B.RATHI
|
|
|
KANTA K.RATHI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 242 |
|
|
JASOLMAA SYNTHETICS LTD.
(CIN:U17120MH1994PLC078235)
|
|
|
|
J.P.KARWA
|
|
|
K.B.RATHI
|
|
|
KANTA K.RATHI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 243 |
|
|
JAS-ONE SECURITIES PVT.LTD.
|
|
|
|
JASWANT A.PARIKH
|
|
FURNISHED/FABRICATED FALSE EVIDENCE INTENTIONALLY DURING THE COURSE OF JUDICIAL PROCEEDING (SECTION 193 – IPC)
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| 244 |
|
|
JAY ENERGY & S.ENERGIES LTD.
(CIN:L29224GJ1986PLC009151
PAN:AAACJ3817H)
|
|
|
|
MIHIRBHAI SUMANBHAI PARIKH
|
|
|
MUKESH KANTILAL SHAH
|
|
|
SAURIN JYOTINDRABHAI KAVI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 245 |
|
|
JAYBEE FINVEST PVT.LTD.
|
|
|
|
CHETNA MITTAL
|
|
|
K.C.BHATIA
|
|
|
N.C.GUPTA
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE COMPOUNDED
|
| 246 |
|
|
JAYDEEP INVESTMENTS & TRADING CO.PVT.LTD.
|
|
|
|
DEVEN MEHTA
|
|
|
KISHORE GURBUX MOTWANI
DIN:02417178
PAN:AAJPM2980N
|
|
|
MEENAL CHHABARIA
|
|
|
SURESH GURBUX MOTWANI
|
|
|
SURESH HEMWANI
|
|
|
SUSHIL M.THAKKAR
|
|
|
VINOD GURBUX MOTWANI
DIN:00632268
PAN:AEXPM6414P
|
|
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 247 |
|
|
JAYESH P.KHANDWALA (HUF)
(PAN:AAAHJ4784N)
|
|
|
FILED APPLICATION FOR SUBSCRIPTION AND/OR ACQUISITION OF SHARES IN FICTITIOUS NAME
VIOLATED SECTION 12A OF SEBI ACT.,1992
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 248 |
|
|
JEM FISCAL LTD.
|
|
|
|
NAZIR HAKEEM
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED REGULATION 12 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 11 OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| 249 |
|
|
JHAVERI SECURITIES
|
|
|
|
TUSHAR SHARADBHAI JHAVERI
PAN:AACPZ7287J
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 250 |
|
|
JHP SECURITIES PVT.LTD.
(PAN:AAACJ2847H)
|
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
|
| 251 |
|
|
JUGNU SECURITIES PVT.LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 252 |
|
|
JUST-RELIABLE PROJECTS INDIA LTD.
(PAN:AACCJ2827P
CIN:U45400WB2009PLC140276)
|
|
|
|
ANJAN JANA
DIN:05247414
PAN:AHRPJ8186A
|
|
|
GAJENDRA PAL SINGH
DIN:02869599
PAN:BESPS7926C
|
|
|
KANWAL PRAKASH SINGH
DIN:02869631
PAN:BVPPS9888H
|
|
|
KOUSHIK BEJ
DIN:05236482
PAN:APSPB6232N
|
|
|
NAJIB SEIKH
DIN:05241253
PAN:AYLPS8955R
|
|
|
NILADRI CHAKRABORTY
DIN:02946893
PAN:AEZPC3674D
|
|
|
SANDIP DUTTA
DIN:02647739
PAN:AFVPD8603A
|
|
|
SUKANTA DUTTA
DIN:05235908
PAN:AKEPD8763F
|
|
|
SUMANTA GORAI
DIN:02946871
PAN:AGMPG1547N
|
|
|
SUSANTA GHOSH
DIN:05185974
PAN:AEXPG6206P
|
|
|
SWARUP DUTTA
DIN:02498000
PAN:AGWPD2748J
|
|
|
VIRENDRA KUMAR
DIN:02487133
PAN:AJUPK8288M
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-DEC-2016
|
|
| 253 |
|
|
JVG FINANCE LTD.
|
|
|
|
BHARATI SHARMA
|
|
|
KARNEL TRIPAT SINGH BHAN
|
|
|
V.K.SHARMA
|
|
|
VIRESH PRASAD SINGH
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DURING THE TRIAL A21 (SHRI ASHOK KUMAR KOHLI) HAD EXPIRED, THEREFORE, PROCEEDINGS QUA HIM WAS ABATED. ACCUSED NO.20 (M/S EVERGROW FINANCIAL SERVICES PVT.LTD.) AND A22 ( SHRI PRADEEP SHARMA) FACED THE TRIAL AND THEY REMAINING ACCUSED WERE DECLARED POS. THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON JULY 30, 2012 FOR PRONOUNCEME NT OF JUDGMENT. AFTER RECORDING ITS REASONS THE COURT HELD THAT SEBI COULD NOT PROVE ITS CASE AGAINST A20 AND A22 BEYOND THE SHADOW OF ALL REASONABLE DOUBTS, AND THEREBY ACQUITTED A20 AND A22
|
| 254 |
|
|
KAJOL IMPEX LTD.
(PAN:AAACJ9577E)
|
|
|
|
HEMRAJSINGH SURENDRASINGH VAGHELA
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 255 |
|
|
KAKATIYA CEMENTS LTD.
|
|
|
|
C.MADHUSUDANA RAO
|
|
|
J.LAKSHMI NALINI
|
|
|
J.S.R.PRASAD
|
|
|
J.SESHAGIRI
|
|
|
P.VENKATESHWARLU
|
|
|
V.B.R.SURYAM
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL ACCUSED WERE DISCHARGED BY COURT. SEBI FILED CR. WP IN BOMBAY HIGH COURT WHICH IS PENDING
|
| 256 |
|
|
KALBADEVI FINANCE PVT.LTD.
(PAN:AAACB4200F)
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 257 |
|
|
KALYANI FINANCE LTD.
|
|
|
|
ASEEM GUPTA
|
|
|
TARUN GOYAL
|
|
FRAUDULENTLY INDUCING PERSONS TO INVEST MONEY
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
15-MAY-2006
|
OFFENCE STANDS COMPOUNDED QUA ACCUSED NO.3 PURSUANT TO COMPANY LAW BOARD ORDER DATED 16/09/2014. CLB VIDE SAID ORDER ALLOWED COMPOUNDING OF OFFENCES QUA ACCUSED NO.3 U/S. 63 & 68 OF THE COMPANIES ACT BY IMPOSING FEES OF RS.20,000.00 & RS. 40,000.00 RESP. AS PER POLICY, COMPOUNDING BY CLB IS TREATED AS CONVICTION
|
| 258 |
|
|
KAMINI VYAPAR PVT.LTD.
|
|
|
|
RAJENDRA PRASAD
|
|
|
SANJIB GUHA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 259 |
|
|
KANORIA SECURITIES & FINANCIAL SERVICES LTD.
|
|
|
|
RAM AGGARWAL
|
|
VIOLATED SEBI (MERCHANT BANKER) REGULATIONS, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 260 |
|
|
KARTHIKEYAN METAL ROLLING MILLS PVT.LTD.
|
|
|
|
K.PALANIAPPAN
|
|
|
U.KASHIM RAZVI
|
|
VIOLATED SECTION 22 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 13 of 32
|
