| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 241 |
|
HIGHLAND TEAK PLANTATIONS PVT.LTD.
(CIN:U02001TR1995PTC004341)
|
|
|
|
ALADDIN LASKAR
|
|
|
MIHIR LAL NANDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 242 |
|
|
HIGHWAY USERS CENTRES (INDIA) LTD.
(Along with : SUMAN MOTELS LTD.)
|
|
|
|
SURENDRA MANSUKLAL KHANDHAR
|
|
DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
DID NOT APPLY FOR REGISTRATION OF CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 27-FEB-2007
27-FEB-2007
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 243 |
|
|
HIGHWAY USERS CENTRES (INDIA) LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-APR-2003
24-APR-2003
|
SAT: IMPUGNED ORDER SET ASIDE,NO COSTS
|
| 244 |
|
|
HIM FARMS LTD.
|
|
|
|
ANIL JAIN
|
|
|
C.L.SHARMA
|
|
|
GURSHARAN LAL
|
|
|
HEMANT GOYAL
|
|
|
JANAK RAJ BANSAL
|
|
|
MOOLCHAND BANSAL
|
|
|
RITU GHAI
|
|
|
SOM NATH ARORA
|
|
|
USHA BANSAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
NONE FOR COMPANY. A 2 AND 4 PO. A3 EXPIRED AND PROCEEDINGS AGAINST HIM ABATED. FILE CONSIGNED TO RR
|
| 245 |
|
|
HIM FORESTS LTD.
|
|
|
|
ASHOK DIWAN
|
|
|
INDERJIT SINGH SAWHNEY
|
|
|
JANAK RAJ BANSAL
|
|
|
PAWAN CHAUDHARY
|
|
|
PREM KUMAR GARG
|
|
|
RAVINDER KUMAR GARG
|
|
|
RITU GHAI
|
|
|
S.K.KANSAL
|
|
|
SANJEEV MEHAN
|
|
|
SOM NATH ARORA
|
|
|
SURINDER S.PANWAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 246 |
|
|
HIMACHAL HARVEST FARMS LTD.
|
|
|
|
B.K.BOSE
|
|
|
M.J.RAMAN
|
|
|
PARAMBIR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 247 |
|
|
HIMACHAL PARYATAN AVAM KRISHI VIKAS LTD.
|
|
|
|
DARSHANA DEVI
|
|
|
HARBANS SINGH
|
|
|
M.G.MEHTA
|
|
|
MOHINDER DUTT SHARMA
|
|
|
PRANTO VERMA
|
|
|
SURESH KUMAR BARWAL
|
|
|
VEENA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.12.9 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.35,000 EACH ACCUSED
|
| 248 |
|
|
HIMGIRI PLANTATIONS LTD.
|
|
|
|
AJAY KUMAR AGGARWAL
|
|
|
ANITA RANA
|
|
|
D.S.BHANDARI
|
|
|
DHARAM SINGH RANA
|
|
|
DINESH THAPLIYAL
|
|
|
GULAB SINGH BISHT
|
|
|
HUKAM SINGH NEGI
|
|
|
JAI SINGH NEGI
|
|
|
JAYA GULERIA
|
|
|
N.P.KHANDURI
|
|
|
NARAYAN SINGH GULERIA
|
|
|
NARENDER SINGH RAWAT
|
|
|
PURAN SINGH NEGI
|
|
|
RAJENDRA SINGH RANA
|
|
|
RAJESH MOHAN RANA
|
|
|
RAKESH MOHAN RANA
|
|
|
RAVINDRA MOHAN RANA
|
|
|
S.L.SAHI
|
|
|
S.S.RAWAT
|
|
|
SANTOSH MOHAN KUKRETI
|
|
|
SHRAWAN SINGH GULERIA
|
|
|
T.S.BHANDARI
|
|
|
TIRATH SINGH BHANDARI
|
|
|
VIJAYA SATI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 249 |
|
|
HIND FOREST INDIA LTD.
|
|
|
|
ANIL JAI
|
|
|
GARMAIL CHOWDHARY
|
|
|
GURMAIL CHOUDHARY
|
|
|
RAJ KUMAR GUPTA
|
|
|
RAJ SHARMA
|
|
|
S.K.SHARMA
|
|
|
SANJAY AGGARWAL
|
|
|
SHIV SHARMA
|
|
|
VIJAY KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.4 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 6 MONTHS. IN ADDITION ACCUSED NO.1 COMPANY AND ACCUSED NO.4 SHALL PAY A FINE OF RS.400000 EACH AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.30000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2 AND 3 DECLARED AS PROCLAIMED OFFENDERS
|
| 250 |
|
|
HINDUSTAN FORESTRY & AGRO DEVELOPMENT LTD.
|
|
|
|
A.KUMAR CHOUDHARY
|
|
|
ANIL DAIMA
|
|
|
ANIL KUMAR BHARDWAJ
|
|
|
D.N.PARASHAR
|
|
|
ISHWAR PARIHAR
|
|
|
JAGRAO SINGH YADAV
|
|
|
MAHENDRA KUMAR JAIN
|
|
|
N.K.MISHRA
|
|
|
OM PRAKASH VERMA
|
|
|
PAWAN KUMAR WADHWA
|
|
|
PRAMOD KUMAR TYAGI
|
|
|
PRAVEEN KUMAR WADHWA
|
|
|
R.BAHADUR SINGH
|
|
|
SAVITA DUTTA
|
|
|
SUDIPTA SEN
|
|
|
T.P.SEN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 251 |
|
|
HINDUSTAN SUNRISE AGRO LTD.
|
|
|
|
AJAY SINGH
|
|
|
ASHOK KUMAR THAKUR
|
|
|
H.C.SINGH
|
|
|
H.L.SONI
|
|
|
KAILASH CHAND SHUKLA
|
|
|
M.S.SOLANKI
|
|
|
N.D.MISHRA
|
|
|
SHARDA SINF TOMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 252 |
|
|
HOPE INDIA FORESTS LTD.
|
|
|
|
BALDEV SINGH
|
|
|
JAGJIT SINGH
|
|
|
JOGINDER KAUR
|
|
|
NAVTEJ SINGH
|
|
|
PARMVEER KAUR
|
|
|
SADHU SINGH
|
|
|
SATNAM SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 253 |
|
|
ILEX AGROTECH (I) LTD.
|
|
|
|
AKHILESH KUMAR
|
|
|
ARJUN SINGH
|
|
|
ASHA BHADAURIA
|
|
|
DEVENDRA SINGH CHANDEL
|
|
|
GAJENDRA SINGH
|
|
|
JITENDRA PAL SINGH
|
|
|
PUNAM SRIVASTAVA
|
|
|
URMILA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
|
| 254 |
|
|
IMPERIAL FORESTRY CORP.LTD.
|
|
|
|
ATUL SRIVASTAVA
|
|
|
DEEPALI SAXENA
|
|
|
J.P.SINGH
|
|
|
JASBIR SINGH
|
|
|
JOGINDER SINGH JOGI
|
|
|
PRAKASH KAPOOR
|
|
|
PRAMOD KUMAR SAXENA
|
|
|
RAM KUMAR DHAMA
|
|
|
YOGESH SAXENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 255 |
|
|
IMPULSE FORESTRY INDIA LTD.
|
|
|
|
BIJENDRA GIRI
|
|
|
DHEER SINGH
|
|
|
HORAM SINGH TYAGI
|
|
|
KAMLESH DEVI
|
|
|
KUSUM LATA
|
|
|
RAMENDRA KUMAR SHARMA
|
|
|
SHIV KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.6 LAKH. ACCUSED PLEADED GUILTY, TWO ACCUSED LET OFF AFTER DUE ADMONITION, OTHERS SENTENCED TO FINE OF RS.2000 EACH AND ON DEFAULT SIMPLE
IMPRISONMENT FOR 15 DAYS
|
| 256 |
|
|
INCAN FERTILISERS & CHEMICALS LTD.
|
|
|
|
K.B.MATHUR
|
|
|
M.S.BRAR
|
|
|
R.K.SHARMA
|
|
|
SAMEER CHATURVEDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 257 |
|
|
INCAN GREENS
|
|
|
|
K.B.MATHUR
|
|
|
M.S.BRAR
|
|
|
R.K.SHARMA
|
|
|
SAMEER CHATURVEDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 258 |
|
|
INCAN PHARMACEUTICALS LTD.
|
|
|
|
K.B.MATHUR
|
|
|
M.S.BRAR
|
|
|
R.K.SHARMA
|
|
|
SAMEER CHATURVEDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 259 |
|
|
INDICA GREENSHIELD & RESORTS LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 260 |
|
|
INDUS SPICES & HERBS LTD.
|
|
|
|
HEMANT ARORA
|
|
|
MANISH MATHUR
|
|
|
RAJNEESH BAHADUR MATHUR
|
|
|
RAMESH CHANDRA UNIYAL
|
|
|
SONIA ARORA
|
|
|
VIKAS KAUSHIK
|
|
|
VIRENDRA CHANDRA SOTI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.3 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.6,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH. ADDITIONALLY ACCUSED NOS.2 TO 4 WERE ALSO SENTENCED TO SIMPLE IMPRISONMENT TILL RISING OF THE COURT
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 13 of 30
|
