| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
HARKOTA PLANTATIONS LTD.
|
|
|
|
AJAY JOSHI
|
|
|
AJAY KUMAR
|
|
|
DAYA BHATT
|
|
|
JAGDISH CHANDRA JOSHI
|
|
|
KANTI JOSHI
|
|
|
S.K.JOSHI
|
|
|
SANJAY KUMAR JOSHI
|
|
|
TIKA RAM JOSHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.7.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.7000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS. WRR ALREADY SUBMITTED TO SEBI SHALL BE SUBJECT TO ITS AUDIT BY AUDITORS OF RBI AS PER RULES
|
| 222 |
|
|
HBN AGROTECH LTD.
|
|
|
|
BALWINDER KAUR
|
|
|
CHHINDER PAL KAUR
|
|
|
HARMENDER SINGH SRAN
PAN:AIGPS2229B
|
|
|
JEET SINGH
|
|
|
MANJEE KAUR SRAN
|
|
|
NAIB SINGH DHILLON
|
|
|
RAM SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE MATTER WAS COMPOUNDED AGAINST THE COMPANY, SHRI HARMINDER SINGH SARAN AND SHRI JEET SINGH ON PAYMENT OF INR 1,00,000 (RUPEES ONE LAC ONLY) WHICH INCLUDES INR 40,000 TOWARDS COMPOUNDING CHARGES AND INR 60,000 TOWARDS LEGAL EXPENSES
|
| 223 |
|
|
HELIOS PLANTATION & DEVELOPERS LTD.
|
|
|
|
ARUN KUMAR PANDEY
|
|
|
NAGENDRA KUMAR PANDEY
|
|
|
PREMA KUMARI
|
|
|
RAKESH KUMAR
|
|
|
S.K.SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 224 |
|
|
HELP (INDIA) PLANTATION & DEVELOPMENT
|
|
|
|
ABBAL SINGH BHARAT
|
|
|
AJAY SINGH
|
|
|
PAWAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.9 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 2 MONTHS
|
| 225 |
|
|
HIGHLAND HOLIDAY HOMES PVT.LTD.
|
|
|
|
MANOHAR P.BAJAJ
|
|
|
SANJAY BAJAJ
|
|
|
V.A.SYED IBRAHIM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-JUL-2001 TO 26-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
26-JUL-2001
|
SAT: APPEAL ALLOWED BY WAY OF REMAND
|
| 226 |
|
|
HIGHLAND TEAK PLANTATIONS PVT.LTD.
(CIN:U02001TR1995PTC004341)
|
|
|
|
ALADDIN LASKAR
|
|
|
MIHIR LAL NANDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 227 |
|
|
HIM FARMS LTD.
|
|
|
|
ANIL JAIN
|
|
|
C.L.SHARMA
|
|
|
GURSHARAN LAL
|
|
|
HEMANT GOYAL
|
|
|
JANAK RAJ BANSAL
|
|
|
MOOLCHAND BANSAL
|
|
|
RITU GHAI
|
|
|
SOM NATH ARORA
|
|
|
USHA BANSAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
NONE FOR COMPANY. A 2 AND 4 PO. A3 EXPIRED AND PROCEEDINGS AGAINST HIM ABATED. FILE CONSIGNED TO RR
|
| 228 |
|
|
HIM FORESTS LTD.
|
|
|
|
ASHOK DIWAN
|
|
|
INDERJIT SINGH SAWHNEY
|
|
|
JANAK RAJ BANSAL
|
|
|
PAWAN CHAUDHARY
|
|
|
PREM KUMAR GARG
|
|
|
RAVINDER KUMAR GARG
|
|
|
RITU GHAI
|
|
|
S.K.KANSAL
|
|
|
SANJEEV MEHAN
|
|
|
SOM NATH ARORA
|
|
|
SURINDER S.PANWAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 229 |
|
|
HIMACHAL HARVEST FARMS LTD.
|
|
|
|
B.K.BOSE
|
|
|
M.J.RAMAN
|
|
|
PARAMBIR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 230 |
|
|
HIMACHAL PARYATAN AVAM KRISHI VIKAS LTD.
|
|
|
|
DARSHANA DEVI
|
|
|
HARBANS SINGH
|
|
|
M.G.MEHTA
|
|
|
MOHINDER DUTT SHARMA
|
|
|
PRANTO VERMA
|
|
|
SURESH KUMAR BARWAL
|
|
|
VEENA DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.12.9 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.35,000 EACH ACCUSED
|
| 231 |
|
|
HIMGIRI PLANTATIONS LTD.
|
|
|
|
AJAY KUMAR AGGARWAL
|
|
|
ANITA RANA
|
|
|
D.S.BHANDARI
|
|
|
DHARAM SINGH RANA
|
|
|
DINESH THAPLIYAL
|
|
|
GULAB SINGH BISHT
|
|
|
HUKAM SINGH NEGI
|
|
|
JAI SINGH NEGI
|
|
|
JAYA GULERIA
|
|
|
N.P.KHANDURI
|
|
|
NARAYAN SINGH GULERIA
|
|
|
NARENDER SINGH RAWAT
|
|
|
PURAN SINGH NEGI
|
|
|
RAJENDRA SINGH RANA
|
|
|
RAJESH MOHAN RANA
|
|
|
RAKESH MOHAN RANA
|
|
|
RAVINDRA MOHAN RANA
|
|
|
S.L.SAHI
|
|
|
S.S.RAWAT
|
|
|
SANTOSH MOHAN KUKRETI
|
|
|
SHRAWAN SINGH GULERIA
|
|
|
T.S.BHANDARI
|
|
|
TIRATH SINGH BHANDARI
|
|
|
VIJAYA SATI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 232 |
|
|
HIND FOREST INDIA LTD.
|
|
|
|
ANIL JAI
|
|
|
GARMAIL CHOWDHARY
|
|
|
GURMAIL CHOUDHARY
|
|
|
RAJ KUMAR GUPTA
|
|
|
RAJ SHARMA
|
|
|
S.K.SHARMA
|
|
|
SANJAY AGGARWAL
|
|
|
SHIV SHARMA
|
|
|
VIJAY KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.4 CONVICTED AND SENTENCED TO RIGOROUS IMPRISONMENT FOR 6 MONTHS. IN ADDITION ACCUSED NO.1 COMPANY AND ACCUSED NO.4 SHALL PAY A FINE OF RS.400000 EACH AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 3 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.30000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT. ACCUSED NO.2 AND 3 DECLARED AS PROCLAIMED OFFENDERS
|
| 233 |
|
|
HINDUSTAN FORESTRY & AGRO DEVELOPMENT LTD.
|
|
|
|
A.KUMAR CHOUDHARY
|
|
|
ANIL DAIMA
|
|
|
ANIL KUMAR BHARDWAJ
|
|
|
D.N.PARASHAR
|
|
|
ISHWAR PARIHAR
|
|
|
JAGRAO SINGH YADAV
|
|
|
MAHENDRA KUMAR JAIN
|
|
|
N.K.MISHRA
|
|
|
OM PRAKASH VERMA
|
|
|
PAWAN KUMAR WADHWA
|
|
|
PRAMOD KUMAR TYAGI
|
|
|
PRAVEEN KUMAR WADHWA
|
|
|
R.BAHADUR SINGH
|
|
|
SAVITA DUTTA
|
|
|
SUDIPTA SEN
|
|
|
T.P.SEN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 234 |
|
|
HINDUSTAN SUNRISE AGRO LTD.
|
|
|
|
AJAY SINGH
|
|
|
ASHOK KUMAR THAKUR
|
|
|
H.C.SINGH
|
|
|
H.L.SONI
|
|
|
KAILASH CHAND SHUKLA
|
|
|
M.S.SOLANKI
|
|
|
N.D.MISHRA
|
|
|
SHARDA SINF TOMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 235 |
|
|
HOPE INDIA FORESTS LTD.
|
|
|
|
BALDEV SINGH
|
|
|
JAGJIT SINGH
|
|
|
JOGINDER KAUR
|
|
|
NAVTEJ SINGH
|
|
|
PARMVEER KAUR
|
|
|
SADHU SINGH
|
|
|
SATNAM SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 236 |
|
|
ILEX AGROTECH (I) LTD.
|
|
|
|
AKHILESH KUMAR
|
|
|
ARJUN SINGH
|
|
|
ASHA BHADAURIA
|
|
|
DEVENDRA SINGH CHANDEL
|
|
|
GAJENDRA SINGH
|
|
|
JITENDRA PAL SINGH
|
|
|
PUNAM SRIVASTAVA
|
|
|
URMILA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
|
| 237 |
|
|
IMPERIAL FORESTRY CORP.LTD.
|
|
|
|
ATUL SRIVASTAVA
|
|
|
DEEPALI SAXENA
|
|
|
J.P.SINGH
|
|
|
JASBIR SINGH
|
|
|
JOGINDER SINGH JOGI
|
|
|
PRAKASH KAPOOR
|
|
|
PRAMOD KUMAR SAXENA
|
|
|
RAM KUMAR DHAMA
|
|
|
YOGESH SAXENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
02-JUL-2001
|
|
| 238 |
|
|
IMPULSE FORESTRY INDIA LTD.
|
|
|
|
BIJENDRA GIRI
|
|
|
DHEER SINGH
|
|
|
HORAM SINGH TYAGI
|
|
|
KAMLESH DEVI
|
|
|
KUSUM LATA
|
|
|
RAMENDRA KUMAR SHARMA
|
|
|
SHIV KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.6 LAKH. ACCUSED PLEADED GUILTY, TWO ACCUSED LET OFF AFTER DUE ADMONITION, OTHERS SENTENCED TO FINE OF RS.2000 EACH AND ON DEFAULT SIMPLE
IMPRISONMENT FOR 15 DAYS
|
| 239 |
|
|
INCAN FERTILISERS & CHEMICALS LTD.
|
|
|
|
K.B.MATHUR
|
|
|
M.S.BRAR
|
|
|
R.K.SHARMA
|
|
|
SAMEER CHATURVEDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 240 |
|
|
INCAN GREENS
|
|
|
|
K.B.MATHUR
|
|
|
M.S.BRAR
|
|
|
R.K.SHARMA
|
|
|
SAMEER CHATURVEDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 12 of 29
|
