| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
UNICORN HOLDINGS PVT.LTD.
|
|
|
|
C.V.KAMANI
|
|
|
D.C.KAMANI
|
|
|
R.C.KAMANI
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 5.17 % SHARES/VOTING RIGHTS AND CONTROL OF RAJATH FINANCE LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
30-APR-2003
|
|
| 222 |
|
|
UNIVERSAL CREDIT & SECURITIES LTD.
(PAN:AAACU2627G)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF INSTA FINANCE LTD. (FORMERLY SDFC FINANCE LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-OCT-2019
|
|
| 223 |
|
|
UNNAO TRADING PVT.LTD.
(PAN:AAACU3544Q)
|
|
|
|
LALITA AGARWAL
PAN:ACLPA2107R
|
|
|
RISHIRAJ AGARWAL
PAN:AEQPA0755E
|
|
|
SANGEETA RISHIRAJ AGARWAL
PAN:ADAPA1962G
|
|
|
VATSAL AGARWAL
PAN:APOPA5772J
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
|
| 224 |
|
|
UTKARSH AGRO MARKETING PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF KWALITY CREDIT & LEASING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
|
| 225 |
|
|
UTTAM COMMERCIAL CO.LTD.
(PAN:AAACU2823Q)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 226 |
|
|
VAKRANGEE HOLDINGS PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(1) AND 3(3) OF SAST REGULATIONS, 2011 IN MATTER OF VAKRANGEE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-AUG-2018
|
SAT: SAT VIDE ITS ORDER DATED 08/06/2021 PARTLY ALLOWED THE APPEAL BY SET ASIDING ORDER DATED 09/08/2018. DIRECTED APPELLANTS TO TRANSFER SALE PROCEEDS OF THE SHARES IN QUESTION DISPOSED AFTER ACQUISITION BY IT IN VIOLATION OF THE REGULATION WITH INTEREST @ 8% P.A. FROM DATE OF ACQUISITION OF SHARES TO THE EXTENT ACQUIRED IN VIOLATION OF THE REGULATIONS, WITHIN IN SIX WEEKS FROM DATE OF THE ORDER
SAT: SAT VIDE ITS ORDER DATED 12/07/2021 DISMISSED THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 05/08/2021 DISMISSED THE REVIEW APPLICATION
|
| 227 |
|
|
VALLIAMMAI INVESTMENTS PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
31-AUG-2004
|
|
| 228 |
|
|
VARIABLE PLAZA PVT.LTD.
(PAN:AAACV8935A)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 229 |
|
|
VARJU INVESTMENT PVT.LTD.
(PAN:AAACV7157L)
|
|
|
|
BABULAL GUMANMAL JAIN
PAN:ABNPJ1251A
|
|
|
DEVENDRA NATH BABULAL JAIN
PAN:ADTPJ4655Q
|
|
|
KARTIK B.JAIN
PAN:AEXPJ6838A
|
|
|
NEETU D.JAIN
|
|
|
PUSHPADEVI BABULAL JAIN
PAN:AAQPJ6966L
|
|
|
SHILPA B.JAIN
PAN:AEXPJ6837R
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN STIPULATED TIME AS REQUIRED UNDER REGULATION 3(2) OF SEBI (SAST) REGULATIONS, 2011 IN MATTER OF NAKODA LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-JUL-2013
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 230 |
|
|
VAS ANIMATIONS & ENTERTAINMENT LTD.
|
|
|
|
S.K.KITTUR
|
|
|
VIDYADHAR SALUNKHE
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED PREFERENTIAL ALLOTMENT
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
19-MAY-2006
|
|
| 231 |
|
|
VAS EDUCOMP PVT.LTD.
(PAN:AABCV2889C)
|
|
|
|
JAYESH VINODRAI VALIA
PAN:AAFPV5698G
|
|
|
MADHAV JAYESH VALIA
PAN:AENPV8401P
|
|
|
RAJ JAYESH VALIA
PAN:AENPV8400N
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-SEP-2019
|
SAT: SAT VIDE ITS ORDER DATED 19/04/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/05/2021 ALLOWED APPELLANT THREE WEEKS FURTHER TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 23/11/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 30/09/2019. MATTER REMITTED TO WTM TO ISSUE APPROPRIATE DIRECTION
SAT: SAT VIDE ITS ORDER DATED 30/01/2023 DISPOSED OF THE APPLICATION WITH THE DIRECTION TO RESPONDENT TO DECIDE SETTLEMENT APPLICATION WITHIN TWO MONTHS FROM DATE OF THIS ORDER
|
| 232 |
|
|
VASANTH COLOR LABORATORIES LTD.
|
|
|
|
BINDIGANAVALE RANGA VASANTH KUMAR
|
|
|
VISHNU VASANTH
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11 (1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VISION ORGANICS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
13-MAY-2015
|
SAT: APPEAL DISMISSED. NO COSTS
|
| 233 |
|
|
VASPARR SHELTER LTD.
(PAN:AABCV2888D)
|
|
|
|
JAYESH VINODRAI VALIA
PAN:AAFPV5698G
|
|
|
MADHAV JAYESH VALIA
PAN:AENPV8401P
|
|
|
RAJ JAYESH VALIA
PAN:AENPV8400N
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-SEP-2019
|
SAT: SAT VIDE ITS ORDER DATED 19/04/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/05/2021 ALLOWED APPELLANT THREE WEEKS FURTHER TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 23/11/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 30/09/2019. MATTER REMITTED TO WTM TO ISSUE APPROPRIATE DIRECTION
SAT: SAT VIDE ITS ORDER DATED 30/01/2023 DISPOSED OF THE APPLICATION WITH THE DIRECTION TO RESPONDENT TO DECIDE SETTLEMENT APPLICATION WITHIN TWO MONTHS FROM DATE OF THIS ORDER
|
| 234 |
|
|
VIKRAM BAKSHI & CO.PVT.LTD.
|
|
|
|
DEVIKA BAKSHI
|
|
|
MADHURIMA BAKSHI
|
|
|
VIKRAM BAKSHI
|
|
FILED APPLICATION FOR SEEKING EXEMPTION FROM MAKING PUBLIC ANNOUNCEMENT FOR PROPOSED INCREASE IN SHAREHOLDING IN SCRIP OF K.K.ROPEWAYS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
31-MAR-2010
|
|
| 235 |
|
|
VIKRAM HIMATSINGKA (HUF)
(PAN:AADHV8276J)
|
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PH TRADING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-APR-2015
|
|
| 236 |
|
|
VISHAL INFORMATION TECHNOLOGIES LTD.
(PAN:AAACS7326Q)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MINDVISION CAPITAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
07-APR-2020
|
|
| 237 |
|
|
VISHVAPRADHAN COMMERCIAL PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 12 READ WITH 14(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NDTV LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-JUN-2018
|
SAT: SAT VIDE ITS ORDER DATED 24/02/2021 DISMISSED THE MISC.APPLICATION AS WITHDRAWN
SAT: SAT VIDE ITS ORDER DATED 06/05/2021 DIRECTED APPELLANT TO FILE CONVENIENCE COMPILATION ENCLOSING THE IMPUGNED ORDER AND RELEVANT DOCUMENTS. INTERIM ORDER, IF ANY, EXTENDED TILL THE NEXT DATE OF HEARING
SAT: SAT VIDE ITS ORDER DATED 20/07/2022 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 26/06/2018. NO COSTS
|
| 238 |
|
|
WEALTH SEA PTE.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 74.50% EQUITY SHARES OF DUNLOP INDIA LTD. AND 68.98% EQUITY SHARES OF FALCON TYRES LTD. THROUGH INDIRECT ACQUISITION
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
01-NOV-2006
|
SAT: AS PER REQUEST OF APPLICANT, APPOINTED DELOITTE TOUCHE TOHMATSU INDIA PVT.LTD. TO EVALUATE RATE OF SHARE OF DUNLOP INDIA LTD. ON DATE OF ACQUISITION. APPELLANT WILL BEAR FEE CHARGED BY VALUERS. NO ORDER AS TO COSTS
|
| 239 |
|
|
WESTERN INDIA CEMENTS LTD.
(PAN:AAACW2577K)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10, 11(2) AND 12 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF TIRRIHANNAH CO.LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
08-FEB-2018
|
|
| 240 |
|
|
WILLOW TRADING CO.PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
21-JAN-1999
|
SEBI VIDE ITS ORDER DATED 25/04/2013 DIRECTED APPLICANTS TO MAKE COMBINED PUBLIC ANNOUNCEMENT TO ACQUIRE, JOINTLY AND SEVERALLY, THE SHARES OF TARGET COMPANY, SAURASHTRA CEMENT LTD.
SAT: SAT VIDE ITS ORDER DATED 10/03/2014 QUASHED AND SET ASIDE THE IMPUGNED ORDER DATED 25/04/2013 AND REMANDED THE MATTER TO SEBI TO PASS FRESH ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 31/12/2014 DIRECTED FAWN TRADING COMPANY PVT.LTD., PALLOR TRADING COMPANY PVT.LTD., FERN TRADING COMPANY PVT.LTD. TEJASHREE TRADING COMPANY PVT.LTD.AND WILLOW TRADING COMPANY PVT.LTD.TO MAKE A PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF TARGET COMPANY, SAURASHTRA CEMENTS LTD. AS DIRECTED VIDE SEBI ORDER DATED 15/01/1999 AS UPHELD BY ORDER DATED 05/04/1999. IN VIEW OF DELAY IN MAKING OPEN OFFER IN TERMS OF SEBI ORDER DATED JANUARY 15, 1999, NOTICEES SHALL, ALONG WITH CONSIDERATION AMOUNT, PAY INTEREST @10% PER ANNUM, FROM DATE WHEN THEY INCURRED THE LIABILITY TO MAKE PUBLIC ANNOUNCEMENT TILL THE DATE OF PAYMENT OF CONSIDERATION.
SAT: SAT VIDE ITS ORDER DATED 14/09/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 21/06/1999 AND DIRECTED SEBI TO PASS FRESH ORDER
SEBI VIDE ITS ORDER DATED 17/01/2019 DIRECTED TO A) MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF SAURASHTRA CEMENT LTD. AND B) PAY INTEREST @ 10% P.A. FROM THE DATE WHEN LIABILITY TO MAKE PUBLIC ANNOUNCEMENT INCURRED (I.E. 11/03/1998)
SAT: SAT VIDE ITS ORDER DATED 20/10/2021 DISMISSED THE APPEAL
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 12 of 13
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