| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
ACROW CONSTRUCTIONS PVT.LTD.
(PAN:AAGCA2721D)
|
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF BANK OF RAJASTHAN LTD.
|
IMPOSED PENALTY RS.5,00,000
14-FEB-2013
|
SAT: SAT VIDE ITS ORDER DATED 11/02/2014 UPHELD PENALTY IMPOSED UNDER SECTIONS 15HA AND 15H(II) AND SET ASIDE PENALTY IMPOSED UNDER SECTION 15 A(A) OF SEBI ACT.
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 222 |
|
|
ACROW REALCON PVT.LTD.
(PAN:AAGCA4035L)
|
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF BANK OF RAJASTHAN LTD.
|
IMPOSED PENALTY RS.5,00,000
14-FEB-2013
|
SAT: SAT VIDE ITS ORDER DATED 11/02/2014 UPHELD PENALTY IMPOSED UNDER SECTIONS 15HA AND 15H(II) AND SET ASIDE PENALTY IMPOSED UNDER SECTION 15 A(A) OF SEBI ACT.
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 223 |
|
|
ACSY LEASE & HOLDINGS PVT.LTD.
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF GOENKA BUSINESS & FINANCE LTD.
|
IMPOSED PENALTY RS.50,000
25-AUG-2008
|
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
INCLUDED IN SEBI LIST DATED 30/06/2012, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 224 |
|
|
ACSY LEASE & HOLDINGS PVT.LTD.
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF GLOBE STOCKS & SECURITIES LTD.
|
IMPOSED PENALTY RS.75,000
23-JUL-2008
|
SAT: APPEAL FAILED AND DISMISSED. PENALTY LEVIED IN CASE OF EACH APPELLANT SHALL BE RS.50,000 AND IMPUGNED ORDER STAND MODIFIED TO THAT EXTENT. DIRECTED TO DEPOSIT THE PENALTY AMOUNT WITHIN SIX WEEKS FROM 10/07/2009. NO ORDER AS TO COSTS
INCLUDED IN SEBI LIST DATED 30/06/2012, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 225 |
|
|
ACT REACT HOLDINGS PVT.LTD.
|
|
|
|
KULDEEP HANDOO
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME IN SCRIP OF SUN INFOWAYS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-MAR-2008 TO 02-MAR-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-MAR-2008 TO 02-MAR-2010
03-MAR-2008
|
|
| 226 |
|
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
(PAN:AAACA4423G)
|
|
|
|
MILAN RAMNIKLAL PAREKH
PAN:AACPP4073G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF FAST TRACK ENTERTAINMENT LTD.
DID NOT EXERCISE DUE SKILL, CARE AND DILIGENCE WHILE DEALING IN SCRIP OF FAST TRACK ENTERTAINMENT LTD.
|
IMPOSED PENALTY RS.2,00,000
24-MAR-2009
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000, LEGAL EXPENSES RS.40,000, INTEREST RS.18,329 VIDE CONSENT ORDER)
07-JAN-2010
|
SAT: ORDER DATED 24/03/2009 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.2,00,000 TOWARDS SETTLEMENT CHARGES, RS.40,000 TOWARDS LEGAL CHARGES AND INTEREST THEREON @15% PER ANNUM, AS PER CONSENT ORDER
|
| 227 |
|
|
ACTIVE NIRMAN PVT.LTD.
(PAN:AAHCA5673K)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL/FICTITIOUS MARKET IN SCRIP OF SFL INTERNATIONAL LTD.
|
IMPOSED PENALTY RS.5,00,000
29-DEC-2022
|
SEBI VIDE ITS NOTICE DATED 29/08/2024 DIRECTED TO PAY RS.6,06,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 14/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 228 |
|
|
ACTIVE VYAPAAR PVT.LTD.
(PAN:AAGCA7411G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)
08-MAR-2023
|
|
| 229 |
|
|
ACUITY MERCHANTS PVT.LTD.
(PAN:AAICA4474D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF STEEL EXCHANGE INDIA LTD.
DID NOT PERSONALLY APPEAR AND/OR PROVIDE NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF STEEL EXCHANGE INDIA LTD.
|
IMPOSED PENALTY RS.11,00,000
29-JAN-2021
|
|
| 230 |
|
|
ACUITY MERCHANTS PVT.LTD.
(PAN:AAICA4474D)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH REVERSAL OF TRADES AND SYNCHRONIZED TRANSACTIONS IN SCRIP OF VIDEOCON INDUSTRIES LTD.
|
IMPOSED PENALTY RS.16,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-SEP-2021
|
SEBI VIDE ITS NOTICE DATED 06/05/2025 DIRECTED TO PAY RS.20,31,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 04/07/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 231 |
|
|
ACUTE CONSULTANCY LTD.
(PAN:AACCA7725M)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUNRISE ASIAN LTD.
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
17-JUN-2022
|
SAT: SAT VIDE ITS ORDER DATED 28/09/2022 DIRECTED RESPONDENT TO REPLY AND DIRECTED APPELLANTS TO DEPOSIT RS.2 LAC EACH WITHIN TWO WEEKS FROM DATE OF THIS ORDER. IF THE AMOUNT IS DEPOSITED, EFFECT AND OPERATION OF THE IMPUGNED ORDER TO REMAIN STAYED
SAT: SAT VIDE ITS ORDER DATED 23/09/2022 DIRECTED RESPONDENT TO FILE REPLY AND ALLOWED EXEMPTION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 DIRECTED EACH APPELLANT TO DEPOSIT RS.2 LAC WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/11/2022 ALLOWED RESPONDENT FURTHER THREE WEEKS TO FILE REPLY AND REJOINDER WITHIN THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 05/01/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 14/02/2023 ALLOWED APPELLANT FURTHER TWO WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 18/05/2023 DISPOSED OF THE APPEAL AND DIRECTED A) APPELLANTS TO DEPOSIT RS.2 LAC EACH B) IF AMOUNT DEPOSITED, BALANCE AMOUNT NOT TO BE RECOVERED C) DEBARMENT PERIOD REDUCED TO PERIOD UNDERWENT BY APPELLANTS D) IMPUGNED ORDERS OF THE AO AND WTM NOT TO BE UTILIZED EITHER OF THE PARTIES IN THE CRIMINAL PROCEEDINGS PENDING BEFORE THE SESSIONS JUDGE
|
| 232 |
|
|
ACUTE CONSULTANCY LTD.
(PAN:AACCA7725M)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUNRISE ASIAN LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 06-SEP-2021 TO 05-MAR-2022
06-SEP-2021
|
SAT: SAT VIDE ITS ORDER DATED 14/02/2023 ALLOWED APPELLANT FURTHER TWO WEEKS TO FILE REJOINDER
|
| 233 |
|
|
ADAM COMSOF LTD.
(PAN:AABCA2067R)
|
|
|
|
HIRALAL YADAV
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NITIN SAWANT
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR C.BASANTANI
PAN:AESPB2834F
|
|
|
UMESH R.KHARIWALA
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VITHAL PATIL
|
|
AIDED AND ABETTED RAJ KUMAR BASANTANI IN CREATING FALSE AND MISLEADING APPEARANCE OF TRADING IN AND OFFLOADING OF SHARES OF KOLAR BIOTECH LTD.
|
IMPOSED PENALTY RS.1,00,000
28-NOV-2008
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 16/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 14/11/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/12/2022 DIRECTED ALL THE BANKS TO REMIT RS.1,01,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF ADAM COMSOF LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS NOTICE DATED 18/12/2025 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 16/07/2014
|
| 234 |
|
|
ADAM COMSOF LTD.
(PAN:AABCA2067R)
|
|
|
|
VINOD R.HINGORANI
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION AFTER ISSUANCE OF FALSE CORPORATE ANNOUNCEMENTS IN SCRIP OF ADAM COMSOF LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(4) AND 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF SALE OF 8,82,068 (6.59%) SHARES OF ADAM COMSOF LTD.
|
IMPOSED PENALTY RS.55,00,000
10-JUN-2010
|
|
| 235 |
|
|
ADAMINA TRADERS PVT.LTD.
(PAN:AAICA0681J)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHANTANU SHEOREY AQUAKULT LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 01-JUN-2021 TO 31-AUG-2021
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
01-JUN-2021
|
|
| 236 |
|
|
ADAMINA TRADERS PVT.LTD.
(PAN:AAICA0681J)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH PLACING BUY ORDERS OF SMALL QUANTITIES TO EXECUTE TRADES WHICH HAD POSITIVE LAST TRADED PRICE (LTP) IMPACT IN SCRIP OF SECUNDERABAD HEALTHCARE LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-JAN-2020 TO 07-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-JAN-2020 TO 07-JAN-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
08-JAN-2020
|
SAT: SAT VIDE ITS ORDER DATED 29/11/2021 CONDONED THE DELAY IN FILING OF APPEAL. RESERVED THE ORDER
SAT: SAT VIDE ITS ORDER DATED 15/12/2021 DISMISSED THE APPEAL
|
| 237 |
|
|
ADAMINA TRADERS PVT.LTD.
(PAN:AAICA0681J)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH PLACING BUY ORDERS OF SMALL QUANTITIES TO EXECUTE TRADES WHICH HAD POSITIVE LAST TRADED PRICE (LTP) IMPACT IN SCRIP OF SECUNDERABAD HEALTHCARE LTD.
|
IMPOSED PENALTY RS.10,00,000
27-MAY-2020
|
SAT: SAT VIDE ITS ORDER DATED 15/12/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 27/05/2020. MATTER REMITTED TO AO TO DECIDE AFRESH WITHIN SIX MONTHS
SEBI VIDE ITS ORDER DATED 10/05/2022 RE-IMPOSED PENALTY OF RS.10 LAC U/S 15HA OF SEBI ACT
SAT: SAT VIDE ITS ORDER DATED 09/06/2022 REJECTED REVIEW APPLICATION DATED 15/12/2021
SEBI VIDE ITS NOTICE DATED 28/07/2022 DIRECTED TO PAY RS.10,31,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 01/09/2022 DISMISSED THE APPEAL
SEBI VIDE ITS NOTICE DATED 21/10/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 22/11/2022 DIRECTED ALL THE BANKS TO REMIT RS.10,71,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF ADAMINA TRADERS PVT.LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS NOTICE DATED 20/01/2023 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 21/10/2022
SEBI VIDE ITS ORDER DATED 20/01/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.5224 OF 2022 DATED 28/07/2022
|
| 238 |
|
|
ADAMINA TRADERS PVT.LTD.
(PAN:AAICA0681J)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SHANTANU SHEOREY AQUAKULT LTD.
|
IMPOSED PENALTY RS.20,00,000 ALONG WITH OTHER ENTITIES/PERSONS
06-MAY-2022
|
SAT: SAT VIDE ITS ORDER DATED 22/09/2022 CONDONED THE DELAY IN FILING OF APPEAL AND PARTLY ALLOWED THE APPEAL BY MODIFYING PENALTY AMOUNT JOINTLY AND SEVERALLY TO PAY ITS SHARE OF PENALTY AMOUNT RS.2 LAC WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| 239 |
|
|
ADANI AGRO PVT.LTD.
(Along with : ADANI ENTERPRISES LTD.)
|
|
|
VIOLATED SEBI CODE OF CONDUCT
AIDED AND ABETTED KP ENTITIES IN MANIPULATING SCRIP OF ADANI ENTERPRISES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2007 TO 24-MAY-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2007 TO 24-MAY-2009
25-MAY-2007
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.10,00,000, LEGAL EXPENSES RS.50,000 VIDE CONSENT ORDER)
24-APR-2008
|
SAT: APPEAL DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.10,50,000 AS PER CONSENT ORDER
|
| 240 |
|
|
ADANI ENTERPRISES LTD.
(CIN:L51100GJ1993PLC019067
PAN:AABCA2804L)
(Along with : ADANI IMPEX PVT.LTD.)
|
|
|
VIOLATED SEBI CODE OF CONDUCT
AIDED AND ABETTED KP ENTITIES IN MANIPULATING SCRIP OF ADANI ENTERPRISES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-MAY-2007 TO 24-MAY-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 25-MAY-2007 TO 24-MAY-2009
25-MAY-2007
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,00,000, LEGAL EXPENSES RS.50,000 VIDE CONSENT ORDER)
24-APR-2008
|
SAT: APPEAL DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.7,50,000 AS PER CONSENT ORDER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 12 of 594
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