| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
MAKWANA MADHUBEN
PAN:CUHPM8134L
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.2,03,455 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.2,03,455.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 222 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
SUPRABHAT LAHA
PAN:APXPL1814M
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.22,780 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.22,780.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 223 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
ARUN DUTTA
PAN:AIYPD5217E
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.9,54,922 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.9,54,922.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 224 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
HINA BAROT
PAN:DGUPB9477B
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD. (NOW KNOWN AS DARJEELING INDUSTRIES LTD.)
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.46,410 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.46,410.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 225 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
CHIRAGKUMAR MAKWANA
PAN:CTXPM2544K
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.2,03,894 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.2,03,894.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 226 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
POPATBHAI RAMJIBHAI PARMAR
PAN:DGFPP6706L
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.2,02,700 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.2,02,700.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 227 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
PRITIBEN POPATBHAI PARMAR
PAN:AXGPP6927Q
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.1,55,100 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.1,55,100.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 228 |
|
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ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
PRITIBEN POPATBHAI PARMAR
PAN:AXGPP6927Q
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD. (NOW KNOWN AS DARJEELING INDUSTRIES LTD.)
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.25,559 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.25,559.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 229 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
SHIV PAL
PAN:AUGPP5794G
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.16,35,500 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.16,35,500.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 230 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
NAND LAL SHARMA
PAN:AXAPS1944E
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.8,42,300 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.8,42,300.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 231 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
SHAHRUKHKHAN PATHAN
PAN:DOJPP7089N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD. (NOW KNOWN AS DARJEELING INDUSTRIES LTD.)
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.26,665 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.26,665.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 232 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.1,79,577 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.1,79,577.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 233 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
PRIYANKAR LAHA
PAN:AKLPL2832L
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF GBL INDUSTRIES LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.1,645 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.1,645.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 234 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
DIPIKA POPATBHAI PARMAR
PAN:DKMPP5973A
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD. (NOW KNOWN AS DARJEELING INDUSTRIES LTD.)
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.33,016 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.33,016.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 235 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
ARPAN DAS
PAN:CEZPD7390K
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF 7NR RETAIL LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.7,06,975 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.7,06,975.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 236 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KRUSHA BIRJUKUMAR SANGHVI
PAN:FXCPS0434J
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD. (NOW KNOWN AS DARJEELING INDUSTRIES LTD.)
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.5,324 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.5,324.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 237 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
MAKWANA MADHUBEN
PAN:CUHPM8134L
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.1,16,051 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.1,16,051.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 238 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
UMA DUTTA
PAN:COXPD8400E
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF VISHAL FABRICS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.13,49,364 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.13,49,364.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 239 |
|
|
ECONO TRADE (INDIA) LTD.
(PAN:AAACE5451C)
(Along with : ROBERT RESOURCES LTD.,
ECONO BROKING PVT.LTD.,
SAI METALTECH LLP)
|
|
|
|
HANIF KASAMBHAI SHEKH
PAN:CBEPS9710A
|
|
|
HASINA KASAMBHAI SHEKH
PAN:BFHPS4813N
|
|
|
KEVAL SAVANT
PAN:HYAPS6005L
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DARJEELING ROPEWAY CO.LTD. (NOW KNOWN AS DARJEELING INDUSTRIES LTD.)
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-JUN-2023 TO 18-JUN-2029
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
21-JUN-2023
DIRECTED TO DISGORGE RS.21,509 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
30-JUN-2026
|
SAT: SAT VIDE ITS ORDER DATED 06/09/2023 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF THE APPEAL AND DIRECTED APPELLANTS TO FILE REPLY/OBJECTION TO SCN AS WELL
SAT: SEBI VIDE ITS ORDER DATED 13/10/2023 DIRECTED TO A) FREEZE BANK ACCOUNTS BY CONCERNED BANKS B) APPLICANT AND HDFC BANK LTD. TO MARK LIEN ON RS.2,68,317.00 LYING IN BANK ACCOUNT NO.01370340000408 IN FAVOUR OF SEBI TILL FURTHER ORDERS AND SUCH AMOUNT IS NOT AVAILABLE FOR THE APPLICANT TO UTILIZE AND MODIFIED DIRECTION BY ALLOWING DEPOSITORIES TO DEBITS IN DEMAT ACCOUNTS HELD BY APPLICANT SOLELY FOR THE PURPOSES OF TRANSFERRING SECURITIES WHICH ARE ALREADY LYING IN SUCH DEMAT ACCOUNTS TO THE APPLICANT’S CLIENTS
SEBI VIDE ITS ORDER DATED 07/11/2023 DISPOSE OF THE REQUEST FOR REVOCATION OF DIRECTION ISSUED IN THE INTERIM ORDER DATED 19/06/2023 WITHOUT ANY DIRECTION
SEBI VIDE ITS ORDER DATED 30/06/2026 DIRECTED TO A) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH THE SECURITIES MARKET IN ANY MANNER, FOR A PERIOD OF SIX YEARS FROM DATE OF INTERIM ORDER B) JOINTLY AND SEVERALLY, DISGORGE THE UNLAWFUL GAINS OF RS.21,509.00 ALONGWITH SIMPLE INTEREST @12% P.A. FROM 21/10/2020 TILL DATE OF PAYMENT OF DISGORGED AND AMOUNT TO BE REMITTED TO INVESTOR PROTECTION AND EDUCATION FUND (IPEF) WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 240 |
|
|
ELITECON INTERNATIONAL LTD.
(PAN:AAACK8902C)
|
|
|
|
GAURAV TYAGI
PAN:AGRPT6996P
|
|
|
PAWAN KUMAR RAY
PAN:AQFPR7415P
|
|
|
PRABHAKAR KUMAR
PAN:ARKPK4494M
|
|
|
SUJIT CHATURVEDI
PAN:AWJPC1342A
|
|
|
VIPIN SHARMA
PAN:AIGPS3140M
|
|
PLANTED FALSE AND MISLEADING NEWS/ INFORMATION TO INDUCE RETAIL INVESTORS TO PURCHASE SECURITIES VIOLATING SECTIONS 12(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(A), 4(2)(D), 4(2)(E) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ELITECON INTERNATIONAL LTD.
DID NOT MAKE DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES AND PUBLIC VIOLATING REGULATION 30 READ WITH CLAUSES 4(1)(C), 4(1)(D), 4(1)(E), 4(2)(B) AND 4(2)(E) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ELITECON INTERNATIONAL LTD.
DELAY IN MAKING DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES AND PUBLIC VIOLATING REGULATION 30 READ WITH CLAUSES 4(1)(C), 4(1)(D), 4(1)(E), 4(2)(B) AND 4(2)(E) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ELITECON INTERNATIONAL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAR-2026 UNTIL FURTHER ORDERS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
ALLOWED BANKS TO DEBIT FOR THE PURPOSE OF COMPLYING WITH THIS ORDER
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES TILL SUCH TIME UNLAWFUL GAINS CREDITED TO FIXED DEPOSIT ACCOUNT EXCEPT WITH PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED SEBI TO APPOINT FORENSIC AUDITOR TO EXAMINE BOOKS OF ACCOUNTS
DIRECTED TO EXTEND NECESSARY CO–OPERATION TO FORENSIC AUDITOR/AUDIT FIRM APPOINTED AND FURNISH ALL INFORMATION/DOCUMENTS SOUGHT
30-MAR-2026
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 12 of 31
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