| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
GRINDLAY FORESTRY INDIA LTD.
(CIN:U01119PB1989PLC009441)
|
|
|
|
A.BUDHIRAJA
|
|
|
A.K.BHADRA
|
|
|
AMARPAL SINGH DILAWAN
|
|
|
B.M.SHINGARI
|
|
|
BHAGWAN SINGH
|
|
|
BHAHADUR SINGH
|
|
|
JASPAL KAUR
|
|
|
PREM DHAWAN
|
|
|
RADHIKA DHAWAN
|
|
|
S.PRAMANIK
|
|
|
SANTOSH SIKDAR
|
|
|
SWARN SINGH
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
|
A-2 TO 5, 7 AND 8 WERE DECLARED PROCLAIMED OFFENDERS. A6 AND A9 HAVE BEEN ACQUITTED. FILE CONSIGNED TO RECORD ROOM
|
| 222 |
|
|
GROWGREEN FOREST (INDIA) LTD.
|
|
|
|
BALDEV KUMAR
|
|
|
KAMLA JAIN
|
|
|
R.K.VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COURT DECLARED THE ACCUSED AS PROCLAIMED OFFENDERS
|
| 223 |
|
|
GROWWELL PLANTATIONS INDIA LTD.
|
|
|
|
AMBUJESHWAR NATH PANDEY
|
|
|
ANIL KUMAR SINGH
|
|
|
ASHOK KUMAR PANDEY
|
|
|
AWADHESH KUMAR GIRI
|
|
|
PANKAJ KUMAR UPADHYAY
|
|
|
PURUSHOTTAM SINGH
|
|
|
VIJAY KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.4.8 LAKH. ACCUSED NO.1, 2 AND 8 CONVICTED AND SENTENCED
TO FINE OF RS.5,000 EACH AND ON DEFAULT TWO MONTHS SIMPLE IMPRISONMENT
ACCUSED NO.3, 4, 5, 6, AND 7 ACQUITTED
|
| 224 |
|
|
GSR AGRO RESORTS LTD.
|
|
|
|
G.C.MODGILL
|
|
|
RAKESH MEHTA
|
|
|
S.K.GUPTA
|
|
|
V.K.SETH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE CASE RESULTED IN CONVICTION. COPY OF ORDER AWAITED
|
| 225 |
|
|
H.P.AGRICULTURE FARMS & FORESTS LTD.
|
|
|
|
AMAR SINGH THAKUR
|
|
|
KAMLESH SAXENA
|
|
|
KRISHAN CHANDER SEHGAL
|
|
|
KSHAMA KASHYAP
|
|
|
MADAN LAL SHARMA
|
|
|
MADAN SARUP
|
|
|
NIRMALA SEHGAL
|
|
|
SONIA JAISWAL
|
|
|
VEENA SHARMA
|
|
|
VIRANDER KUMAR JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
A1 TO A4 CONVICTED
|
| 226 |
|
|
H.P.TILLERS TRACTS & TOURISM LTD.
|
|
|
|
C.R.SHARMA
|
|
|
JITENDRA VERMA
|
|
|
SUSHIL SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.15 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.30,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR FOUR MONTHS. FURTHER, ORDERED TO FILE WRR WITHIN 2 MONTHS WITH SEBI
|
| 227 |
|
|
H.V.FORESTS (INDIA) LTD.
|
|
|
|
HARINDER SINGH SAINI
|
|
|
HARISH SHARMA
|
|
|
KARAM CHAND HUSSAINI
|
|
|
KAVITA DHAWAN
|
|
|
KRISHAN KANT GOYAL
|
|
|
KRISHAN LAL
|
|
|
LALITA SHARMA
|
|
|
SATISH BHARDWAJ
|
|
|
VIJAY DHAWAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
DURING THE TRIAL A2 (SHRI HARISH SHARMA) AND A4(SHRI KARAM CHAND HUSSAINI) WERE DECLARED PROCLAIMED OFFENDERS ACCUSED BURDENED WITH SUBSTANTIAL AMOUNT OF FINES AND ACCORDINGLY IMPOSED A FINE OF INR 3,50,000 UPON THE ACCUSED NO.3 IN DEFAULT, THE CONVICT, WILL UNDERGO 3 MONTH S.I. FOR OFFENCE PUNISHABLE UNDER SECTION 24(1) OF THE SEBI ACT.
|
| 228 |
|
|
HAKIKAT FARM LANDS LTD.
|
|
|
|
ANAND PRAKASH BHARDWAJ
|
|
|
BRIJ PAL VATS
|
|
|
RAJESH KUMAR KHATRIYAN
|
|
|
SANTLESH
|
|
|
SATOO RANI
|
|
|
TARAWATI
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 229 |
|
|
HALDHAR REALTY & ENTERPRISES LTD.
(PAN:AACCH1630A)
|
|
|
|
ANITA ARVINDBHAI VAKTHARIA
PAN:ACXPV0260G
|
|
|
ARVINDKUMAR LUNKARAN VAKTHARIA
PAN:ADLPV5355P
|
|
|
LUNKARAN KACHRAJI VAKTHARIA
PAN:AHOPV2197A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 15-FEB-2018 TO 14-FEB-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 15-FEB-2018 TO 14-FEB-2022
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 15-FEB-2018 TO 14-FEB-2022
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 15-FEB-2018 TO 14-FEB-2022
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-FEB-2018 TO 14-FEB-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-FEB-2018 TO 14-FEB-2022
17-JUN-2014
|
SEBI VIDE ITS ORDER DATED 16/02/2018 1) ABSTAIN FROM COLLECTING CONTRIBUTIONS/PAYMENTS, EITHER DIRECTLY OR INDIRECTLY, FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME 2) WIND UP ITS EXISTING SCHEME AND REFUND THE CONTRIBUTIONS OR PAYMENTS COLLECTED FROM INVESTORS UNDER THE SCHEME WITH RETURNS TO INVESTORS WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY OF THE ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET DIRECTLY OR INDIRECTLY, FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
| 230 |
|
|
HARBANSRAM TREE MAGNUM RESORTS (I) LTD.
|
|
|
|
AJIT KUMAR SRIVASTATA
|
|
|
ANIL KUMAR DINESH
|
|
|
MANISH CHAUDHURY
|
|
|
MEENU SHUKLA
|
|
|
NEERAJ RASTOGI
|
|
|
PANKAJ CHAUDHARY
|
|
|
PRADEEP KUMAR CHAUDHARY
|
|
|
RAJESH KUMAR GUPTA
|
|
|
RAJESH KUMAR SRIVASTAVA
|
|
|
SADHAN GUPTA
|
|
|
SARITA CHAUHAN
|
|
|
SUDHIR KUMAR SINHA
|
|
|
YOGENDRA NATH SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.1 COMPANY. ACCUSED NO.2 TO 4 CONVICTED AND SENTENCED TO PAY FINE OF RS.100000 EACH THE CASE RESULTED IN CONVICTION AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.30000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT
|
| 231 |
|
|
HARITHA PLANTATION (INDIA) LTD.
|
|
|
|
E.V.THOMAS
|
|
|
PAULOSE THOMAS
|
|
|
THOMAS MATHEW
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 232 |
|
|
HARITIMA AGRO DEVELOPMENT & RESORT LTD.
|
|
|
|
G.VATSYAYAN
|
|
|
H.L.SAHA
|
|
|
K.K.LAL
|
|
|
M.S.NAG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 233 |
|
|
HARIT-KRANTI AGRO FORESTRY LTD.
|
|
|
|
ASHOK MOGAL PAGARE
|
|
|
SANJAY SHINDE
|
|
|
VISHWANATH MANCHIKATLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 234 |
|
|
HARITMA AGROTECH LTD.
|
|
|
|
K.K.MISHRA
|
|
|
L.K.GUPTA
|
|
|
S.K.GUPTA
|
|
|
S.K.SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 235 |
|
|
HARIYALI PLANTATIONS (INDIA) LTD.
|
|
|
|
AJIT MANI TRIPATHI
|
|
|
AMAR MANI TRIPATHI
|
|
|
GIRIJA SHANKAR JAISWAL
|
|
|
MADHU MANI TRIPATHI
|
|
|
NARENDRA KUMAR JAISWAL
|
|
|
VIJAY LAXMI
|
|
|
VIRENDRA KUMAR JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 236 |
|
|
HARKOTA PLANTATIONS LTD.
|
|
|
|
AJAY JOSHI
|
|
|
AJAY KUMAR
|
|
|
DAYA BHATT
|
|
|
JAGDISH CHANDRA JOSHI
|
|
|
KANTI JOSHI
|
|
|
S.K.JOSHI
|
|
|
SANJAY KUMAR JOSHI
|
|
|
TIKA RAM JOSHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.7.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.7000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS. WRR ALREADY SUBMITTED TO SEBI SHALL BE SUBJECT TO ITS AUDIT BY AUDITORS OF RBI AS PER RULES
|
| 237 |
|
|
HBN AGROTECH LTD.
|
|
|
|
BALWINDER KAUR
|
|
|
CHHINDER PAL KAUR
|
|
|
HARMENDER SINGH SRAN
PAN:AIGPS2229B
|
|
|
JEET SINGH
|
|
|
MANJEE KAUR SRAN
|
|
|
NAIB SINGH DHILLON
|
|
|
RAM SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE MATTER WAS COMPOUNDED AGAINST THE COMPANY, SHRI HARMINDER SINGH SARAN AND SHRI JEET SINGH ON PAYMENT OF INR 1,00,000 (RUPEES ONE LAC ONLY) WHICH INCLUDES INR 40,000 TOWARDS COMPOUNDING CHARGES AND INR 60,000 TOWARDS LEGAL EXPENSES
|
| 238 |
|
|
HELIOS PLANTATION & DEVELOPERS LTD.
|
|
|
|
ARUN KUMAR PANDEY
|
|
|
NAGENDRA KUMAR PANDEY
|
|
|
PREMA KUMARI
|
|
|
RAKESH KUMAR
|
|
|
S.K.SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 239 |
|
|
HELP (INDIA) PLANTATION & DEVELOPMENT
|
|
|
|
ABBAL SINGH BHARAT
|
|
|
AJAY SINGH
|
|
|
PAWAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.9 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.5000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 2 MONTHS
|
| 240 |
|
|
HIGHLAND HOLIDAY HOMES PVT.LTD.
|
|
|
|
MANOHAR P.BAJAJ
|
|
|
SANJAY BAJAJ
|
|
|
V.A.SYED IBRAHIM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-JUL-2001 TO 26-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
26-JUL-2001
|
SAT: APPEAL ALLOWED BY WAY OF REMAND
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 12 of 33
|
