| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
IKSHU FINVEST PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 222 |
|
|
IMAX EQUITY RESEARCH
|
|
|
|
RAJEEV KAPOOR
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI (PORTFOLIO MANAGERS) REGULATIONS, 1993
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 223 |
|
|
INCAP FINANCIAL SERVICES LTD.
(CIN:U45400GJ1994PLC021722
PAN:AABCI0538B)
|
|
|
|
KANTI BHAI PATEL
|
|
|
KIRTI S.KOTARIA
|
|
|
NIMESH PATEL
|
|
|
ROOPRAM SHARMA
|
|
VIOLATED SECTION 11 OF SEBI ACT, 1992
VIOLATED SECTION 11 A OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 224 |
|
|
INDASIA HOLDERINGS LTD.
|
|
|
|
SUNIL PRANLAL PURUSHOTAM SHETH
|
|
|
SUSHIL KUMAR JOGOO
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
AO IMPOSED A PENALTY AMOUNT OF RS.10,00,000.00 VIDE ORDER DATED
31/01/2011 AGAINST THE ACCUSED. THE ACCUSED FAILED TO PAY THE
PENALTY AMOUNT. SEBI LAUNCHED PROSECUTION UNDER SECTION 24(2) OF
THE SEBI ACT FOR NON-PAYMENT OF PENALTY BY THE ACCUSED. THE MATTER
IS DISPOSED OF AS COMPOUNDED ON PAYMENT OF AMOUNT OF
RS.47,59,938
AO IMPOSED A PENALTY AMOUNT OF RS.21,00,000.00 VIDE ORDER DATED
15/02/2011 AGAINST THE ACCUSED. THE ACCUSED FAILED TO PAY THE
PENALTY AMOUNT. SEBI LAUNCHED PROSECUTION UNDER SECTION 24(2) OF
THE SEBI ACT FOR NON-PAYMENT OF PENALTY BY THE ACCUSED. THE MATTER
IS DISPOSED OF AS COMPOUNDED ON PAYMENT OF AMOUNT OF RS.49,83,016.00
|
| 225 |
|
|
INDIAN SHELTERS LTD.
|
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 226 |
|
|
INDITALIA REFCON LTD.
(PAN:AAACI1128G)
|
|
|
|
A.K.CHABRA
|
|
|
F.FRANCHIN
|
|
|
G.FRANCHIN
|
|
|
NAVIN D.SHETH
|
|
|
PAREKH T.NAVIN
|
|
|
R.K.MITTAL
|
|
|
S.K.KAJARIA
|
|
|
SUBODH V.SAPRE
|
|
|
SUJATA R.MITTAL
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,01,250 BY THE ACCUSED TO SEBI
|
| 227 |
|
|
INDO-AMERICAN CREDIT CORP.LTD.
|
|
|
|
AKBARKHAN NUSURULLAHKHAN PATHAN
|
|
|
AMIT NAGINBHAI SHAH
|
|
|
DIPAK WALJIBHAI CHOUDHARY
|
|
|
DIPTI SHAH
|
|
|
LALITABEN SHAH
|
|
|
MAHESHBHAI SHANTILAL PATEL
|
|
|
RAJAN MEHTA
|
|
|
Y.D.DESAI
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
DID NOT PAY DIVIDEND WITHIN STIPULATED PERIOD
VIOLATED SECTION 11(2) (1) (1A) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ALL ACCUSED PLEADED GUILTY AND WERE CONVICTED AND SENTENCED TO FINE OF RS.1,000 EACH AND ON DEFAULT IMPRISONMENT FOR 30 DAYS
CONVICTED
|
| 228 |
|
|
INDO-CARE PHARMACEUTICALS LTD.
(CIN:U99999GJ1995PLC027457)
|
|
|
|
NOOPUR KANSARA
DIN:03153864
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 24 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 229 |
|
|
INDO-FRENCH BIO-TECH ENTERPRISES LTD.
|
|
|
|
AMAR N.JOSHI
|
|
|
ATUL K.BHAGWATI
|
|
|
BALDEO R.KHURANA
|
|
|
DEEPAK M.KATARIA
|
|
|
F.S.T.KHORAKIWALAETER
|
|
|
HARKRISHNADAS R.SHARMA
|
|
|
ILA A.AGARWAL
|
|
|
KUMUDCHANDRA J.BODIWALA
|
|
|
MADHAV S.MADIVALE
|
|
|
OLGA BERNABE
|
|
|
PRAFUL R.BHANSALI
|
|
|
PRAFUL R.RANADIVE
|
|
|
RAMACHANDRA R.RAYARIKAR
|
|
|
VINAYAK R.SURVE
|
|
MIS-STATEMENTS IN THE PROSPECTUS
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED
|
| 230 |
|
|
INFORMATION TECHNOLOGIES (INDIA) LTD.
(CIN:U65910UP1994PLC017049
PAN:AAACI1891E)
|
|
|
|
M.C.GUPTA
|
|
|
M.N.CHAUDHARY
|
|
|
MANOJ SRIVASTAVA
|
|
|
R.P.SHARMA
|
|
|
S.K.MITTAL
|
|
|
SANJAY GUPTA
|
|
|
SURESH SACHDEV
|
|
|
V.C.RAI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 231 |
|
|
INFORMATION TECHNOLOGIES (INDIA) LTD.
(CIN:U65910UP1994PLC017049
PAN:AAACI1891E)
|
|
|
|
ADITYA PITTIE
|
|
|
AMIT RAI
|
|
|
ANIL RAI
|
|
|
GAGAN OBEROI
|
|
|
M.C.GUPTA
|
|
|
M.M.MITTAL
|
|
|
MANOJ SRIVASTAVA
|
|
|
R.P.SHARMA
|
|
|
S.K.MITTAL
|
|
|
SANJAY GUPTA
|
|
|
SURESH SACHDEV
|
|
|
V.C.RAI
|
|
|
VARUN RAI
|
|
|
VINAY RAI
|
|
DID NOT DESPATCH SHARE CERTIFICATES AFTER ALLOTMENT AND/OR TRANSFER WITHIN STIPULATED PERIOD
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CASE DISMISSED BY COURT. REVISION PETITION FILED BY SEBI IS PENDING BEFORE THE ADDITIONAL SESSIONS JUDGE, DELHI
|
| 232 |
|
|
INNOVISION E-COMMERCE LTD.
(PAN:AAACB2432J)
|
|
|
|
BIRJU KUMAR ROY
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 233 |
|
|
INSHAALLAH INVESTMENTS LTD.
|
|
|
VIOLATED SECTION 13 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
PROSECUTION LAUNCHED
15-MAY-2006
|
DISCHARGED
|
| 234 |
|
|
INTERCONTINENTAL (I) LTD.
|
|
|
VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 16 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 23 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.30,00,000 BY THE ACCUSED TO SEBI
|
| 235 |
|
|
IRIS INFRASTRUCTURALS PVT.LTD.
|
|
|
|
NAVNEET KUMAR
|
|
|
VINOD KUMAR
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 236 |
|
|
JAIN STOCK & SHARE BROKERS LTD.
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2013
|
|
| 237 |
|
|
JAITRA ESTATE DEVELOPERS PVT.LTD.
|
|
|
|
NITIN SAWANT
|
|
|
RAMESH TULSIRAM VERMA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 238 |
|
|
JALTARANG MOTELS LTD.
|
|
|
|
ATUL V.SHAH
|
|
|
BHAVANI SHAH
|
|
|
SHAILA SHAH
|
|
|
VINOD SHAH
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 11 OF SEBI ACT, 1992
MIS-STATEMENTS IN THE PROSPECTUS
DID NOT REPAY EXCESS SHARE APPLICATION MONEY WITHIN STIPULATED PERIOD
INDULGED IN CRIMINAL CONSPIRACY TO COMMIT AN OFFENCE (SECTION 120B – IPC)
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 239 |
|
|
JASOLMAA FINVEST LTD.
(CIN:L67190MH1995PLC092284)
|
|
|
|
J.P.KARWA
|
|
|
K.B.RATHI
|
|
|
KANTA K.RATHI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 240 |
|
|
JASOLMAA MARBLE & INDUSTRIES LTD.
|
|
|
|
J.P.KARWA
|
|
|
K.B.RATHI
|
|
|
KANTA K.RATHI
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 11 B OF SEBI ACT, 1992
VIOLATED SECTION 11 (1) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 21 (3) OF SEBI TAKEOVER CODE, 1997
VIOLATED SECTION 44 OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 12 of 32
|
