| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 2241 |
|
WLR RECOVERY IV/ESC (INDIA) LTD.
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SPICEJET INDIA LTD.
ALLEGED INDULGENCE IN SUPPRESSING INFORMATION THERBY MISLED REGULATOR AND PUBLIC IN VIOLATION OF REGULATION 45(5) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SPICEJET INDIA LTD.
ALLEGED INDULENCE IN SEGREGATION AND TRANSFER OF SHARES & VOTING RIGHTS UNDER SALE & PURCHASE AGREEMENT PRIOR TO COMPLETION OF OPEN OFFER FORMALITIES IN VIOLATION OF REGULATION 22(16) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SPICEJET INDIA LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,10,23,185 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
26-SEP-2013
|
|
| 2242 |
|
|
WLR/GS (INDIA) LTD.
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SPICEJET INDIA LTD.
ALLEGED INDULGENCE IN SUPPRESSING INFORMATION THERBY MISLED REGULATOR AND PUBLIC IN VIOLATION OF REGULATION 45(5) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SPICEJET INDIA LTD.
ALLEGED INDULENCE IN SEGREGATION AND TRANSFER OF SHARES & VOTING RIGHTS UNDER SALE & PURCHASE AGREEMENT PRIOR TO COMPLETION OF OPEN OFFER FORMALITIES IN VIOLATION OF REGULATION 22(16) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SPICEJET INDIA LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,10,23,185 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
26-SEP-2013
|
|
| 2243 |
|
|
WOMEN NETWORKS LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
IMPOSED PENALTY RS.2,50,000
30-MAY-2013
|
|
| 2244 |
|
|
WOO YANG ELECTRONICS (INDIA) LTD.
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,59,250 VIDE CONSENT ORDER)
30-JUN-2015
|
|
| 2245 |
|
|
WORLD WIDE MANAGEMENT CONSULTANCY PVT.LTD.
(PAN:AAACW2470K)
|
|
|
|
VASANTHA KUMARAN
PAN:AAZPK2468H
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF IB INFOTECH ENTERPRISES LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 3(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF IB INFOTECH ENTERPRISES LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1), 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF IB INFOTECH ENTERPRISES LTD.
|
IMPOSED PENALTY RS.5,00,000
28-FEB-2014
|
|
| 2246 |
|
|
YAMINI INVESTMENTS CO.LTD.
(PAN:AAACY1580G)
|
|
|
|
DEVYANI RAJESH JAYAKRISHNA
PAN:ACYPJ6142L
|
|
|
GOKUL MRUGESH JAYKRISHNA
PAN:AAPPJ6914K
|
|
|
MUNJAL M.JAYAKRISHNA
PAN:ABBPJ5977F
|
|
|
NARAYAN JHA
PAN:AEXPJ2053F
|
|
|
PADMA JAYAKRISHNA
PAN:ABLPJ6101H
|
|
|
RAJESH JAYAKRISHNA
PAN:ABLPJ6100G
|
|
|
SHIVANI R.JAYAKRISHNA
PAN:ADEPJ0479R
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
IMPOSED PENALTY RS.6,00,000
31-JUL-2014
|
|
| 2247 |
|
|
YARE ENGINEERING PVT.LTD.
(PAN:AAACY1590J)
|
|
|
|
DIGAMBAR MANDAL
|
|
|
M.C.CHHAJER
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
|
SHIKHAR CHAND SETHIA
|
|
|
SUNIL AGARWAL
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 6(1),6(3) AND TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1),7(2) AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES IN PREFERENTIAL ALLOTMENT OF WEBSITY INFOSYS LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF WEBSITY INFOSYS LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-DEC-2008 TO 30-DEC-2013
31-DEC-2008
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 2248 |
|
|
YARE ENGINEERING PVT.LTD.
(PAN:AAACY1590J)
|
|
|
VIOLATED SEBI TAKEOVER REGULATIONS
|
IMPOSED PENALTY RS.40,000
24-JUL-2001
|
SAT: APPEAL DISMISSED
INCLUDED IN SEBI LIST DATED 30/06/2011, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 2249 |
|
|
YASHODANANDAN INVESTMENTS PVT.LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 6(1),6(3) AND TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1),7(2) AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES IN PREFERENTIAL ALLOTMENT OF WEBSITY INFOSYS LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF WEBSITY INFOSYS LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-DEC-2008 TO 30-DEC-2013
31-DEC-2008
|
|
| 2250 |
|
|
YASHODHAM COMMERCIAL ENTERPRISES LTD.
|
|
|
|
PRAKASH GAGGAR
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF YASHODHAM COMMERCIAL ENTERPRISES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-APR-2003 TO 06-APR-2006
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-APR-2003 TO 06-APR-2006
02-APR-2003
|
SAT: APPEAL DISMISSED AS INFRUCTUOUS
|
| 2251 |
|
|
YASHODHAM COMMERCIAL ENTERPRISES LTD.
|
|
|
|
SURESH GAGGAR
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF YASHODHAM COMMERCIAL ENTERPRISES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-APR-2003 TO 06-APR-2006
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 07-APR-2003 TO 06-APR-2006
02-APR-2003
|
SAT: APPEAL DISMISSED AS INFRUCTUOUS
|
| 2252 |
|
|
YASHRAJ CONTAINEURS LTD.
(CIN:L28120MH1993PLC073160
PAN:AAACV4846L)
|
|
|
|
JAYESH VINODRAI VALIA
PAN:AAFPV5698G
|
|
|
MADHAV JAYESH VALIA
PAN:AENPV8401P
|
|
|
RAJ JAYESH VALIA
PAN:AENPV8400N
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 11(1) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VAS INFRASTRUCTURE LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VAS INFRASTRUCTURE LTD
|
IMPOSED PENALTY RS.32,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-DEC-2017
|
SAT: SAT VIDE ITS ORDER DATED 15/05/2019 PARTLY ALLOWED THE APPEAL BY MODIFYING IMPUGNED ORDER DATED 29/12/2017 BY REDUCING PENALTY TO RS.30 LACS FROM RS.1.00 CRORE UNDER SECTION 15H(II) WITHIN SIX WEEKS FROM DATE OF THIS ORDER
|
| 2253 |
|
|
YASHRAJ CONTAINEURS LTD.
(CIN:L28120MH1993PLC073160
PAN:AAACV4846L)
|
|
|
|
JAYESH VINODRAI VALIA
PAN:AAFPV5698G
|
|
|
MADHAV JAYESH VALIA
PAN:AENPV8401P
|
|
|
RAJ JAYESH VALIA
PAN:AENPV8400N
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF VAS INFRASTRUCTURE LTD.
|
DIRECTED TO SELL THEIR SHARES OF VAS INFRASTRUCTURE LTD. ACQUIRED IN VIOLATION OF REGULATION 11(1) OF SAST REGULATIONS, 1997, IN EXCESS OF 5% AND DEPOSIT THE PROCEEDS IN INVESTOR PROTECTION & EDUCATION FUND (IPEF) OF SEBI WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 16-MAR-2023 TO 15-MAR-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 16-MAR-2023 TO 15-MAR-2024
16-MAR-2023
|
SAT: SAT VIDE ITS ORDER DATED 25/04/2023 DISMISSED THE APPEAL
|
| 2254 |
|
|
YASHRAJ CONTAINEURS LTD.
(CIN:L28120MH1993PLC073160
PAN:AAACV4846L)
|
|
|
|
JAYESH VINODRAI VALIA
PAN:AAFPV5698G
|
|
|
MADHAV JAYESH VALIA
PAN:AENPV8401P
|
|
|
RAJ JAYESH VALIA
PAN:AENPV8400N
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF VAS INFRASTRUCTURE LTD.
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
24-JAN-2018
|
|
| 2255 |
|
|
YOGI INVESTMENT PVT.LTD.
(Along with : BHARAT FERTILIZER INDUSTRIES LTD.)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHARES OF BHARAT FERTILISER INDUSTRIES LTD.
|
IMPOSED PENALTY RS.40,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2007
|
|
| 2256 |
|
|
YOGI LEASING & FINANCE LTD.
|
|
|
|
AJAY MAGAN
|
|
|
ATUL MAGAN
|
|
|
AVINASH MAGAN
|
|
|
KAMAL KISHORE DHAWAN
|
|
|
SHALINI MAGAN
|
|
|
VEENA DHAWAN
|
|
VIOLATED SECTION 26 OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI (PFUTP) REGULATION, 1995
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 2257 |
|
|
YUG INVESTMENT PVT.LTD.
(PAN:AAACY0239J)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SAFARI INDUSTRIES (INDIA) LTD.
|
IMPOSED PENALTY RS.2,00,000
29-JAN-2014
|
SAT: SAT VIDE ITS ORDER DATED 01/10/2014 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 29/01/2014 AND DIRECTED SEBI TO PASS FRESH ORDER ON MERITS WITHIN FOUR MONTHS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 29/01/2015 GRANTED EXTENSION OF TWO MONTHS TO SEBI FOR PASSING FINAL ORDER
SEBI VIDE ITS ORDER DATED 27/03/2015 IMPOSED PENALTY OF RS.200000.00 UNDER SECTION 15A(B)
SAT: SAT VIDE ITS ORDER DATED 20/11/2015 SET ASIDED THE ORDER PASSED BY SEBI AND RESTORE THE APPEALS TO THE FILE OF SEBI FOR PASSING FRESH ORDER ON MERITS. NO COS
SEBI VIDE ITS ORDER DATED 28/07/2017 RE-IMPOSED PENALTY OF RS.2,00,000.00 U/S 15A(B) OF SEBI ACT ON THE NOTICEES MR.AMUL SUMATICHANDRA MEHTA, MR.YUGESH SUMATICHANDRA MEHTA, MR.AKUL YUGESH MEHTA, MR.JAYENDRA YUGESH MEHTA, MS.MRUDULA AMUL MEHTA, MS.MAITRI AMUL MEHTA, MS.RACHNA AMUL MEHTA, MS.SUNALI YUGESH MEHTA, SENATOR INVESTMENT PVT.LTD., TOURISTOR INVESTMENTS PVT.LTD., YUG INVESTMENT PVT.LTD. AND MR.AMUL SUMATICHANDRA MEHTA (HUF)
|
| 2258 |
|
|
YUKTI INVESTMENT PVT.LTD.
(PAN:AAACY0228M)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PREMIER CAPITAL SERVICES LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF PREMIER CAPITAL SERVICES LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 MATTER OF PREMIER CAPITAL SERVICES LTD.
|
IMPOSED PENALTY RS.11,25,000
14-SEP-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 2259 |
|
|
ZEE TELEFILMS LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.5,00,000
19-AUG-2002
|
SAT: IMPUGNED ORDER MODIFIED BY REDUCING PENALTY AMOUNT TO RS.60,000 FROM RS.5,00,000
|
| 2260 |
|
|
ZENITH CAPITALS LTD.
(PAN:AAACS6330G)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
IMPOSED PENALTY RS.5,00,000
30-DEC-2013
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 113 of 114
|
