| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 2201 |
|
WADA BOTTLING INDUSTRIES PVT.LTD.
(Along with : BHARAT FERTILIZER INDUSTRIES LTD.)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHARES OF BHARAT FERTILISER INDUSTRIES LTD.
|
IMPOSED PENALTY RS.40,000 ALONG WITH OTHER ENTITIES/PERSONS
23-OCT-2007
|
|
| 2202 |
|
|
WADHAWAN CONSOLIDATED HOLDINGS PVT.LTD.
(PAN:AACCD2944F)
(Along with : WADHAWAN RETAIL VENTURES PVT.LTD.,
WADHAWAN GLOBAL CAPITAL PVT.LTD.,
GALAXY INFRAPROJECTS & DEVELOPERS PVT.LTD.,
SILICON FIRST REALTORS PVT.LTD.)
|
|
|
|
ANU S.WADHAWAN
PAN:AAQPW2792P
|
|
|
ARUNA RAJESHKUMAR WADHAWAN
PAN:AAHPW9334L
|
|
|
DHEERAJ RAJESHKUMAR WADHAWAN
PAN:AAOPW4517G
|
|
|
KAPIL KUMAR WADHAWAN
PAN:AAOPW6145L
|
|
|
MALTI RAKESH KUMAR WADHAWAN
PAN:AAGPW8042G
|
|
|
POOJA D.WADHAWAN
PAN:AAJPB9268Q
|
|
|
RAKESH KUMAR WADHAWAN
PAN:AAEPW7656G
|
|
|
SARANG WADHAWAN
PAN:AAAPW2530R
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCAHNGES AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-SEP-2023
|
|
| 2203 |
|
|
WADHAWAN GLOBAL CAPITAL LTD.
(PAN:AAACW9811G)
(Along with : WADHAWAN CONSOLIDATED HOLDINGS PVT.LTD.,
WADHAWAN RETAIL VENTURES PVT.LTD.,
GALAXY INFRAPROJECTS & DEVELOPERS PVT.LTD.,
SILICON FIRST REALTORS PVT.LTD.)
|
|
|
|
ANU S.WADHAWAN
PAN:AAQPW2792P
|
|
|
ARUNA RAJESHKUMAR WADHAWAN
PAN:AAHPW9334L
|
|
|
DHEERAJ RAJESHKUMAR WADHAWAN
PAN:AAOPW4517G
|
|
|
KAPIL KUMAR WADHAWAN
PAN:AAOPW6145L
|
|
|
MALTI RAKESH KUMAR WADHAWAN
PAN:AAGPW8042G
|
|
|
POOJA D.WADHAWAN
PAN:AAJPB9268Q
|
|
|
RAKESH KUMAR WADHAWAN
PAN:AAEPW7656G
|
|
|
SARANG WADHAWAN
PAN:AAAPW2530R
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCAHNGES AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-SEP-2023
|
|
| 2204 |
|
|
WADHAWAN HOLDINGS PVT.LTD.
(CIN:U74999MH2002PTC135601
PAN:AAACW5001G)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCAHNGES AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
|
IMPOSED PENALTY RS.1,00,00,000
20-SEP-2023
|
|
| 2205 |
|
|
WADHAWAN RETAIL VENTURES PVT.LTD.
(PAN:AAACW6632R)
(Along with : WADHAWAN CONSOLIDATED HOLDINGS PVT.LTD.,
WADHAWAN GLOBAL CAPITAL PVT.LTD.,
GALAXY INFRAPROJECTS & DEVELOPERS PVT.LTD.,
SILICON FIRST REALTORS PVT.LTD.)
|
|
|
|
ANU S.WADHAWAN
PAN:AAQPW2792P
|
|
|
ARUNA RAJESHKUMAR WADHAWAN
PAN:AAHPW9334L
|
|
|
DHEERAJ RAJESHKUMAR WADHAWAN
PAN:AAOPW4517G
|
|
|
KAPIL KUMAR WADHAWAN
PAN:AAOPW6145L
|
|
|
MALTI RAKESH KUMAR WADHAWAN
PAN:AAGPW8042G
|
|
|
POOJA D.WADHAWAN
PAN:AAJPB9268Q
|
|
|
RAKESH KUMAR WADHAWAN
PAN:AAEPW7656G
|
|
|
SARANG WADHAWAN
PAN:AAAPW2530R
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCAHNGES AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF DEEWAN HOUSING FINANCE CORP.LTD.
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-SEP-2023
|
|
| 2206 |
|
|
WALCHAND CHIRANIKA TRADING PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BOMBAY CYCLE & MOTOR AGENCY LTD.
|
IMPOSED PENALTY RS.21,25,000 ALONG WITH OTHER ENTITIES/PERSONS
22-DEC-2015
|
SAT: SAT VIDE ITS ORDER DATED 28/05/2018 ALLOWED APPEAL BY QUASHING THE DECISIONS OF IMPUGNED ORDER DATED 22/12/2015. NO COSTS
|
| 2207 |
|
|
WALCHAND GREAT ACHIEVERS PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BOMBAY CYCLE & MOTOR AGENCY LTD.
|
IMPOSED PENALTY RS.21,25,000 ALONG WITH OTHER ENTITIES/PERSONS
22-DEC-2015
|
SAT: SAT VIDE ITS ORDER DATED 28/05/2018 ALLOWED APPEAL BY QUASHING THE DECISIONS OF IMPUGNED ORDER DATED 22/12/2015. NO COSTS
|
| 2208 |
|
|
WALCHAND KAMDHENU COMMERCIALS PVT.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BOMBAY CYCLE & MOTOR AGENCY LTD.
|
IMPOSED PENALTY RS.21,25,000 ALONG WITH OTHER ENTITIES/PERSONS
22-DEC-2015
|
SAT: SAT VIDE ITS ORDER DATED 28/05/2018 ALLOWED APPEAL BY QUASHING THE DECISIONS OF IMPUGNED ORDER DATED 22/12/2015. NO COSTS
|
| 2209 |
|
|
WALCHANDNAGAR INDUSTRIES LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BOMBAY CYCLE & MOTOR AGENCY LTD.
|
IMPOSED PENALTY RS.21,25,000 ALONG WITH OTHER ENTITIES/PERSONS
22-DEC-2015
|
SAT: SAT VIDE ITS ORDER DATED 28/05/2018 ALLOWED APPEAL BY QUASHING THE DECISIONS OF IMPUGNED ORDER DATED 22/12/2015. NO COSTS
|
| 2210 |
|
|
WALL STREET SECURITIES & INVESTMENTS LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
IMPOSED PENALTY RS.2,50,000
28-JAN-2003
|
SAT: IMPUGNED ORDER MODIFIED BY REDUCING PENALTY AMOUNT TO RS.25,000 FROM RS.2,50,000
|
| 2211 |
|
|
WATERGATE MERCANTILE CO.PVT.LTD.
(CIN:U51909MH2005PTC156077)
|
|
|
ACTED IN CONCERT WITH PROMOTERS OF THE BANK OF RAJASTHAN LTD.FOR THE PURPOSE OF ACQUISITION OF SHARES/VOTING RIGHTS INDIRECTLY FOR PROMOTERS FOR THE PURPOSE OF CONCEALMENT OF THEIR ACQUISITION OF SHARES VIOLATING SEBI TAKEOVER CODE, 1997
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 08-MAR-2010 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-MAR-2010 TILL FURTHER ORDERS
DIRECTED NSDL AND CDSL TO FREEZE BENEFICIAL OWNER ACCOUNTS OF PERSONS/ENTITIES
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
08-MAR-2010
|
SEBI VIDE ITS ORDER DATED 26/03/2012 REVOKED THE DIRECTIONS ISSUED VIDE ITS ORDER DATED 08/03/2010
|
| 2212 |
|
|
WAVERLEY INVESTMENTS LTD.
(PAN:AAACW4794N)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
IMPOSED PENALTY RS.14,00,000
30-MAR-2015
|
SAT: SAT VIDE ITS ORDER DATED 20/10/2015 CONFIRMED PENALTY OF RS.14 LACS IMPOSED VIDE SEBI’S ORDER DATED 30/03/2015. NO COSTS
SEBI VIDE ITS NOTICE DATED 29/05/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 28/06/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.1184 OF 2017 DATED 29/05/2017
|
| 2213 |
|
|
WAZIR FINANCIAL SERVICES LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BIRLA COTSYN (INDIA) LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF BIRLA COTSYN (INDIA) LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,21,250 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
16-FEB-2017
|
|
| 2214 |
|
|
WEALTH SEA PTE.LTD.
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 74.50% EQUITY SHARES OF DUNLOP INDIA LTD. AND 68.98% EQUITY SHARES OF FALCON TYRES LTD. THROUGH INDIRECT ACQUISITION
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
01-NOV-2006
|
SAT: AS PER REQUEST OF APPLICANT, APPOINTED DELOITTE TOUCHE TOHMATSU INDIA PVT.LTD. TO EVALUATE RATE OF SHARE OF DUNLOP INDIA LTD. ON DATE OF ACQUISITION. APPELLANT WILL BEAR FEE CHARGED BY VALUERS. NO ORDER AS TO COSTS
|
| 2215 |
|
|
WEBSITY INFOSYS LTD.
|
|
|
|
ASHUTOSH SHARMA
|
|
|
D.D.MANAGER
|
|
|
K.K.AGARWAL
|
|
|
M.C.MALOO
|
|
|
R.K.AGARWAL
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
|
SHIKHAR CHAND SETHIA
|
|
|
SUNIL AGARWAL
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 6(2),6(4) AND 7(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF PREFERENTIAL ALLOTMENT OF SHARES OF WEBSITY INFOSYS LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-DEC-2008 TO 30-DEC-2013
31-DEC-2008
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| 2216 |
|
|
WEED INVESTMENT & FINANCE PVT.LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GUJARAT INCATEL TELECOMMUNICATION LTD.
|
IMPOSED PENALTY RS.1,50,000 ALONG WITH OTHER ENTITIES/PERSONS
24-JUL-2008
|
|
| 2217 |
|
|
WEED INVESTMENT & FINANCE PVT.LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NANDAN EXIM LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
23-MAY-2011
|
|
| 2218 |
|
|
WEIZMANN FINANCIAL RESOURCES (COCHIN) LTD.
(Along with : WEIZMANN LTD.)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF PREFERENCE SHARES OF WEIZMANN FINCORP LTD.
|
IMPOSED PENALTY RS.1,30,000 ALONG WITH OTHER ENTITIES/PERSONS
24-OCT-2008
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER SET ASIDE LEAVING PARTIES TO BEAR THEIR OWN COSTS
|
| 2219 |
|
|
WEIZMANN LTD.
(Along with : MITRA FIDELITY LTD.,
OM MITRA SECURITIES LTD.,
SITEX INDIA PVT.LTD.,
WEIZMANN FINANCIAL RESOURCES (COCHIN) LTD.)
|
|
|
|
ANJU SIRAJ
|
|
|
CHETAN D.MEHRA
|
|
|
DHARMENDRA G.SIRAJ
|
|
|
ISHA SIRAJ
|
|
|
NIRMAL D.MEHRA
|
|
|
RADHIKA C.MEHRA
|
|
|
S.G.SIRAJ
|
|
|
SWETA SIRAJ
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF PREFERENCE SHARES OF WEIZMANN FINCORP LTD.
|
IMPOSED PENALTY RS.1,30,000 ALONG WITH OTHER ENTITIES/PERSONS
24-OCT-2008
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER SET ASIDE LEAVING PARTIES TO BEAR THEIR OWN COSTS
|
| 2220 |
|
|
WELLMANS FINLEASE PVT.LTD.
(PAN:AABCT6562C)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1A) AND 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF DR.WELLMAN'S HOMEOPATHIC LABORATORIES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,50,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-MAY-2013
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 111 of 114
|
