| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
GREEN WORLD FARM & FORESTRY PVT.LTD.
|
|
|
|
ANOOP KUMAR JAIN
|
|
|
BHARTI JAIN
|
|
|
KAMAL KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 202 |
|
|
GREENAGE AGROTECH LTD.
|
|
|
|
ARABINDA DAS
|
|
|
ASIT PANDIT
|
|
|
BALAI CHANDA
|
|
|
HARADHAN GHOSAL
|
|
|
HASEEN HASHMI
|
|
|
INDRA BHUSAN DAS
|
|
|
INDRA BHUSHAN ROY
|
|
|
K.MITRA
|
|
|
MANOTOSH KARMAKAR
|
|
|
PRADIP BHOWMICK
|
|
|
PRADYUT SARKAR
|
|
|
PRANAB BASU
|
|
|
PROBODH CHANDRA GHOSH
|
|
|
SUPRAVAT DEY
|
|
|
TAPASH RANJAN DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
15-NOV-2002
|
|
| 203 |
|
|
GREENEDGE PLANTATIONS LTD.
|
|
|
|
A.S.CHARI
|
|
|
B.N.DAS
|
|
|
KALYAN ROY
|
|
|
SURANJAN GUHA
|
|
|
SWAPAN KUMAR ROY
|
|
|
TAPAS CHAKRAVARTY
|
|
|
TRIDIP KUMAR DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 204 |
|
|
GREENWAYS PROJECTS LTD.
|
|
|
|
A.K.CHADHA
|
|
|
HARJEET KAUR
|
|
|
S.K.KHOSLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 205 |
|
|
GREENWORLD RESORTS LTD.
|
|
|
|
JAYA SUBRAMANIAM
|
|
|
MEHENDRAN P.
|
|
|
P.DINAKARAN
|
|
|
P.K.PERUMAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 206 |
|
|
GRINDLAY FORESTRY INDIA LTD.
(CIN:U01119PB1989PLC009441)
|
|
|
|
A.BUDHIRAJA
|
|
|
A.K.BHADRA
|
|
|
AMARPAL SINGH DILAWAN
|
|
|
B.M.SHINGARI
|
|
|
BHAGWAN SINGH
|
|
|
BHAHADUR SINGH
|
|
|
JASPAL KAUR
|
|
|
PREM DHAWAN
|
|
|
RADHIKA DHAWAN
|
|
|
S.PRAMANIK
|
|
|
SANTOSH SIKDAR
|
|
|
SWARN SINGH
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
|
A-2 TO 5, 7 AND 8 WERE DECLARED PROCLAIMED OFFENDERS. A6 AND A9 HAVE BEEN ACQUITTED. FILE CONSIGNED TO RECORD ROOM
|
| 207 |
|
|
GROWGREEN FOREST (INDIA) LTD.
|
|
|
|
BALDEV KUMAR
|
|
|
KAMLA JAIN
|
|
|
R.K.VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COURT DECLARED THE ACCUSED AS PROCLAIMED OFFENDERS
|
| 208 |
|
|
GROWWELL PLANTATIONS INDIA LTD.
|
|
|
|
AMBUJESHWAR NATH PANDEY
|
|
|
ANIL KUMAR SINGH
|
|
|
ASHOK KUMAR PANDEY
|
|
|
AWADHESH KUMAR GIRI
|
|
|
PANKAJ KUMAR UPADHYAY
|
|
|
PURUSHOTTAM SINGH
|
|
|
VIJAY KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.4.8 LAKH. ACCUSED NO.1, 2 AND 8 CONVICTED AND SENTENCED
TO FINE OF RS.5,000 EACH AND ON DEFAULT TWO MONTHS SIMPLE IMPRISONMENT
ACCUSED NO.3, 4, 5, 6, AND 7 ACQUITTED
|
| 209 |
|
|
GSR AGRO RESORTS LTD.
|
|
|
|
G.C.MODGILL
|
|
|
RAKESH MEHTA
|
|
|
S.K.GUPTA
|
|
|
V.K.SETH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE CASE RESULTED IN CONVICTION. COPY OF ORDER AWAITED
|
| 210 |
|
|
GUJARAT FORESTRY INDIA LTD.
|
|
|
|
AMARJIT KUMAR SHARMA
|
|
|
AMINA KHATUN
|
|
|
ARUN KUMAR SRIVASTAVA
|
|
|
RAJKARAN BATHAM
|
|
|
RAKESH KUMAR SINGH
|
|
|
UMESH CHANDER SRIVASTAVA
|
|
|
VINAY KUMAR JHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY,2 AND 3 AND SENTENCED TO PAY A FINE OF RS.45000 EACH. ACCUSED NO.4 WAS DECLARED AS PROCLAIMED OFFENCDERS. PROCEEDING AGAINST ACCUSED NO.5 ABATED ON ACCOUNT OF HIS DEATH. FURTHER, THE COURT HAS ACQUITTED ACCUSED NO.6,7 AND 8(IN ABSENTIA)
|
| 211 |
|
|
H.P.AGRICULTURE FARMS & FORESTS LTD.
|
|
|
|
AMAR SINGH THAKUR
|
|
|
KAMLESH SAXENA
|
|
|
KRISHAN CHANDER SEHGAL
|
|
|
KSHAMA KASHYAP
|
|
|
MADAN LAL SHARMA
|
|
|
MADAN SARUP
|
|
|
NIRMALA SEHGAL
|
|
|
SONIA JAISWAL
|
|
|
VEENA SHARMA
|
|
|
VIRANDER KUMAR JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
A1 TO A4 CONVICTED
|
| 212 |
|
|
H.P.TILLERS TRACTS & TOURISM LTD.
|
|
|
|
C.R.SHARMA
|
|
|
JITENDRA VERMA
|
|
|
SUSHIL SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.15 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.30,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR FOUR MONTHS. FURTHER, ORDERED TO FILE WRR WITHIN 2 MONTHS WITH SEBI
|
| 213 |
|
|
H.V.FORESTS (INDIA) LTD.
|
|
|
|
HARINDER SINGH SAINI
|
|
|
HARISH SHARMA
|
|
|
KARAM CHAND HUSSAINI
|
|
|
KAVITA DHAWAN
|
|
|
KRISHAN KANT GOYAL
|
|
|
KRISHAN LAL
|
|
|
LALITA SHARMA
|
|
|
SATISH BHARDWAJ
|
|
|
VIJAY DHAWAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
DURING THE TRIAL A2 (SHRI HARISH SHARMA) AND A4(SHRI KARAM CHAND HUSSAINI) WERE DECLARED PROCLAIMED OFFENDERS ACCUSED BURDENED WITH SUBSTANTIAL AMOUNT OF FINES AND ACCORDINGLY IMPOSED A FINE OF INR 3,50,000 UPON THE ACCUSED NO.3 IN DEFAULT, THE CONVICT, WILL UNDERGO 3 MONTH S.I. FOR OFFENCE PUNISHABLE UNDER SECTION 24(1) OF THE SEBI ACT.
|
| 214 |
|
|
HAKIKAT FARM LANDS LTD.
|
|
|
|
ANAND PRAKASH BHARDWAJ
|
|
|
BRIJ PAL VATS
|
|
|
RAJESH KUMAR KHATRIYAN
|
|
|
SANTLESH
|
|
|
SATOO RANI
|
|
|
TARAWATI
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 215 |
|
|
HARBANSRAM TREE MAGNUM RESORTS (I) LTD.
|
|
|
|
AJIT KUMAR SRIVASTATA
|
|
|
ANIL KUMAR DINESH
|
|
|
MANISH CHAUDHURY
|
|
|
MEENU SHUKLA
|
|
|
NEERAJ RASTOGI
|
|
|
PANKAJ CHAUDHARY
|
|
|
PRADEEP KUMAR CHAUDHARY
|
|
|
RAJESH KUMAR GUPTA
|
|
|
RAJESH KUMAR SRIVASTAVA
|
|
|
SADHAN GUPTA
|
|
|
SARITA CHAUHAN
|
|
|
SUDHIR KUMAR SINHA
|
|
|
YOGENDRA NATH SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.1 COMPANY. ACCUSED NO.2 TO 4 CONVICTED AND SENTENCED TO PAY FINE OF RS.100000 EACH THE CASE RESULTED IN CONVICTION AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.30000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT
|
| 216 |
|
|
HARITHA PLANTATION (INDIA) LTD.
|
|
|
|
E.V.THOMAS
|
|
|
PAULOSE THOMAS
|
|
|
THOMAS MATHEW
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 217 |
|
|
HARITIMA AGRO DEVELOPMENT & RESORT LTD.
|
|
|
|
G.VATSYAYAN
|
|
|
H.L.SAHA
|
|
|
K.K.LAL
|
|
|
M.S.NAG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 218 |
|
|
HARIT-KRANTI AGRO FORESTRY LTD.
|
|
|
|
ASHOK MOGAL PAGARE
|
|
|
SANJAY SHINDE
|
|
|
VISHWANATH MANCHIKATLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 219 |
|
|
HARITMA AGROTECH LTD.
|
|
|
|
K.K.MISHRA
|
|
|
L.K.GUPTA
|
|
|
S.K.GUPTA
|
|
|
S.K.SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 220 |
|
|
HARIYALI PLANTATIONS (INDIA) LTD.
|
|
|
|
AJIT MANI TRIPATHI
|
|
|
AMAR MANI TRIPATHI
|
|
|
GIRIJA SHANKAR JAISWAL
|
|
|
MADHU MANI TRIPATHI
|
|
|
NARENDRA KUMAR JAISWAL
|
|
|
VIJAY LAXMI
|
|
|
VIRENDRA KUMAR JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 11 of 29
|
