| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
GREEN VINDRABAN FARMS LTD.
|
|
|
|
ASHA RANI
|
|
|
BALDEV SINGH
|
|
|
CHARAN DASS
|
|
|
HARBANS LAL
|
|
|
JAGIR RAM
|
|
|
MANJIT KAUR
|
|
|
NIRMALJIT SINGH
|
|
|
SADA RAM
|
|
|
SITAL SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SAT: IMPUGNED ORDER UPHELD,APPEAL DISMISSED
THE CAPTIONED MATTER WAS POSTED BEFORE THE LD. COURT ON DECEMBER 20, 2012 FOR PRONOUNCEMENT OF JUDGMENT. ON THE POINT OF SENTENCE ARGUMENT WERE ADDRESSED, THE DEFENCE COUNSEL REQUESTED FOR A LENIENT VIEW ON THE GROUND, AMONG OTHERS, THAT THE ACCUSED COMPANY HAD ALREADY REFUNDED THE COLLECTED AMOUNT TO THE TUNE OF INR 92 LAC TO THE INVESTORS. PER CONTRA, IT WAS ARGUED BY SEBI COUNSEL THAT SINCE VIOLATIONS STOOD ESTABLISHED SUBSTANTIAL PUNISHMENT SHOULD BE AWARDED IN THE MATTER. ACCUSED WITH REGARD TO REPAYMENT TO INVESTORS EXAMINED ASSISTANT TO THE OFFICIAL LIQUIDATOR (OL) AND FILED THE LIST OF PAYMENTS MADE BY THE COMPANY. THE COURT AFTER CONSIDERING THE ARGUMENT AND MATERIAL AVAILABLE ON RECORD IMPOSED A FINE OF INR 50,000 UPON EACH CONVICT IN DEFAULT, THE CONVICT SHALL UNDERGO THREE MONTH S.I.FOR OFFENCE PUNISHABLE UNDER SECTION 24(1) OF THE SEBI ACT. IT IS TO STATE THAT DURING THE PROCEEDINGS THE A2 (SH. HARBANS LAL) WAS DECLARED AS PROCLAIMED OFFENDER. THE COURT DIRECTED THAT FILE OF THE CASE BE CONSIGNED TO RECORD ROOM TO BE REVIVED AS AND WHEN A2 IS APPREHENDED OR AS AND WHEN THE STAY GRANTED BY HON'BLE HIGH COURT OF PUNJAB & HARYANA IS VACATED. IT IS ALSO PERTINENT TO MENTION HERE THAT THE HON'BLE HIGH COURT OF PUNJAB & HARYANA VIDE ITS ORDER DATED DECEMBER 19, 2012 HAS DISPOSED OF THE APPLICATION (FOR DISCHARGE IN THE MATER) FILED BY OL WITH A DIRECTION TO OL TO ASSIST THE LD. TRIAL COURT IN THE MATTER
|
| 202 |
|
|
GREEN WORLD FARM & FORESTRY PVT.LTD.
|
|
|
|
ANOOP KUMAR JAIN
|
|
|
BHARTI JAIN
|
|
|
KAMAL KUMAR JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 203 |
|
|
GREENAGE AGROTECH LTD.
|
|
|
|
ARABINDA DAS
|
|
|
ASIT PANDIT
|
|
|
BALAI CHANDA
|
|
|
HARADHAN GHOSAL
|
|
|
HASEEN HASHMI
|
|
|
INDRA BHUSAN DAS
|
|
|
INDRA BHUSHAN ROY
|
|
|
K.MITRA
|
|
|
MANOTOSH KARMAKAR
|
|
|
PRADIP BHOWMICK
|
|
|
PRADYUT SARKAR
|
|
|
PRANAB BASU
|
|
|
PROBODH CHANDRA GHOSH
|
|
|
SUPRAVAT DEY
|
|
|
TAPASH RANJAN DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
15-NOV-2002
|
|
| 204 |
|
|
GREENAGE AGROTECH LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
05-AUG-2002
|
|
| 205 |
|
|
GREENEDGE PLANTATIONS LTD.
|
|
|
|
A.S.CHARI
|
|
|
B.N.DAS
|
|
|
KALYAN ROY
|
|
|
SURANJAN GUHA
|
|
|
SWAPAN KUMAR ROY
|
|
|
TAPAS CHAKRAVARTY
|
|
|
TRIDIP KUMAR DAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 206 |
|
|
GREENWAYS PROJECTS LTD.
|
|
|
|
A.K.CHADHA
|
|
|
HARJEET KAUR
|
|
|
S.K.KHOSLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 207 |
|
|
GREENWORLD RESORTS LTD.
|
|
|
|
JAYA SUBRAMANIAM
|
|
|
MEHENDRAN P.
|
|
|
P.DINAKARAN
|
|
|
P.K.PERUMAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 208 |
|
|
GROWGREEN FOREST (INDIA) LTD.
|
|
|
|
BALDEV KUMAR
|
|
|
KAMLA JAIN
|
|
|
R.K.VERMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
COURT DECLARED THE ACCUSED AS PROCLAIMED OFFENDERS
|
| 209 |
|
|
GROWWELL PLANTATIONS INDIA LTD.
|
|
|
|
AMBUJESHWAR NATH PANDEY
|
|
|
ANIL KUMAR SINGH
|
|
|
ASHOK KUMAR PANDEY
|
|
|
AWADHESH KUMAR GIRI
|
|
|
PANKAJ KUMAR UPADHYAY
|
|
|
PURUSHOTTAM SINGH
|
|
|
VIJAY KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.4.8 LAKH. ACCUSED NO.1, 2 AND 8 CONVICTED AND SENTENCED
TO FINE OF RS.5,000 EACH AND ON DEFAULT TWO MONTHS SIMPLE IMPRISONMENT
ACCUSED NO.3, 4, 5, 6, AND 7 ACQUITTED
|
| 210 |
|
|
GSR AGRO RESORTS LTD.
|
|
|
|
G.C.MODGILL
|
|
|
RAKESH MEHTA
|
|
|
S.K.GUPTA
|
|
|
V.K.SETH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
THE CASE RESULTED IN CONVICTION. COPY OF ORDER AWAITED
|
| 211 |
|
|
GUJARAT FORESTRY INDIA LTD.
|
|
|
|
AMARJIT KUMAR SHARMA
|
|
|
AMINA KHATUN
|
|
|
ARUN KUMAR SRIVASTAVA
|
|
|
RAJKARAN BATHAM
|
|
|
RAKESH KUMAR SINGH
|
|
|
UMESH CHANDER SRIVASTAVA
|
|
|
VINAY KUMAR JHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY,2 AND 3 AND SENTENCED TO PAY A FINE OF RS.45000 EACH. ACCUSED NO.4 WAS DECLARED AS PROCLAIMED OFFENCDERS. PROCEEDING AGAINST ACCUSED NO.5 ABATED ON ACCOUNT OF HIS DEATH. FURTHER, THE COURT HAS ACQUITTED ACCUSED NO.6,7 AND 8(IN ABSENTIA)
|
| 212 |
|
|
H.P.AGRICULTURE FARMS & FORESTS LTD.
|
|
|
|
AMAR SINGH THAKUR
|
|
|
KAMLESH SAXENA
|
|
|
KRISHAN CHANDER SEHGAL
|
|
|
KSHAMA KASHYAP
|
|
|
MADAN LAL SHARMA
|
|
|
MADAN SARUP
|
|
|
NIRMALA SEHGAL
|
|
|
SONIA JAISWAL
|
|
|
VEENA SHARMA
|
|
|
VIRANDER KUMAR JAISWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2002 TO 21-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
21-OCT-2002
|
A1 TO A4 CONVICTED
|
| 213 |
|
|
H.P.TILLERS TRACTS & TOURISM LTD.
|
|
|
|
C.R.SHARMA
|
|
|
JITENDRA VERMA
|
|
|
SUSHIL SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.15 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.30,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR FOUR MONTHS. FURTHER, ORDERED TO FILE WRR WITHIN 2 MONTHS WITH SEBI
|
| 214 |
|
|
H.V.FORESTS (INDIA) LTD.
|
|
|
|
HARINDER SINGH SAINI
|
|
|
HARISH SHARMA
|
|
|
KARAM CHAND HUSSAINI
|
|
|
KAVITA DHAWAN
|
|
|
KRISHAN KANT GOYAL
|
|
|
KRISHAN LAL
|
|
|
LALITA SHARMA
|
|
|
SATISH BHARDWAJ
|
|
|
VIJAY DHAWAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
DURING THE TRIAL A2 (SHRI HARISH SHARMA) AND A4(SHRI KARAM CHAND HUSSAINI) WERE DECLARED PROCLAIMED OFFENDERS ACCUSED BURDENED WITH SUBSTANTIAL AMOUNT OF FINES AND ACCORDINGLY IMPOSED A FINE OF INR 3,50,000 UPON THE ACCUSED NO.3 IN DEFAULT, THE CONVICT, WILL UNDERGO 3 MONTH S.I. FOR OFFENCE PUNISHABLE UNDER SECTION 24(1) OF THE SEBI ACT.
|
| 215 |
|
|
HAKIKAT FARM LANDS LTD.
|
|
|
|
ANAND PRAKASH BHARDWAJ
|
|
|
BRIJ PAL VATS
|
|
|
RAJESH KUMAR KHATRIYAN
|
|
|
SANTLESH
|
|
|
SATOO RANI
|
|
|
TARAWATI
|
|
|
VINOD KUMAR TYAGI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 216 |
|
|
HARBANSRAM TREE MAGNUM RESORTS (I) LTD.
|
|
|
|
AJIT KUMAR SRIVASTATA
|
|
|
ANIL KUMAR DINESH
|
|
|
MANISH CHAUDHURY
|
|
|
MEENU SHUKLA
|
|
|
NEERAJ RASTOGI
|
|
|
PANKAJ CHAUDHARY
|
|
|
PRADEEP KUMAR CHAUDHARY
|
|
|
RAJESH KUMAR GUPTA
|
|
|
RAJESH KUMAR SRIVASTAVA
|
|
|
SADHAN GUPTA
|
|
|
SARITA CHAUHAN
|
|
|
SUDHIR KUMAR SINHA
|
|
|
YOGENDRA NATH SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED NO.1 COMPANY. ACCUSED NO.2 TO 4 CONVICTED AND SENTENCED TO PAY FINE OF RS.100000 EACH THE CASE RESULTED IN CONVICTION AND ON DEFAULT OF PAYMENT OF FINE SIMPLE IMPRISONMENT FOR 6 MONTHS EACH. FURTHER, OUT OF THE AMOUNT OF FINE REALIZED A SUM OF RS.30000 BE PAID TO SEBI AFTER EXPIRY OF PERIOD OF REVISION, APPEAL, TOWARDS THE EXPENSES INCURRED BY IT
|
| 217 |
|
|
HARITHA PLANTATION (INDIA) LTD.
|
|
|
|
E.V.THOMAS
|
|
|
PAULOSE THOMAS
|
|
|
THOMAS MATHEW
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 218 |
|
|
HARITIMA AGRO DEVELOPMENT & RESORT LTD.
|
|
|
|
G.VATSYAYAN
|
|
|
H.L.SAHA
|
|
|
K.K.LAL
|
|
|
M.S.NAG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 219 |
|
|
HARIT-KRANTI AGRO FORESTRY LTD.
|
|
|
|
ASHOK MOGAL PAGARE
|
|
|
SANJAY SHINDE
|
|
|
VISHWANATH MANCHIKATLA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 220 |
|
|
HARITMA AGROTECH LTD.
|
|
|
|
K.K.MISHRA
|
|
|
L.K.GUPTA
|
|
|
S.K.GUPTA
|
|
|
S.K.SRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 11 of 28
|
