| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
SAI PRAKASH PROPERTIES DEVELOPMENT LTD.
(PAN:AANCS7178R)
|
|
|
|
DHEERENDRA KRISHAN PRATAP
DIN:03545450
PAN:AXMPB0165C
|
|
|
MRAGENDRA SINGH BAGHEL
DIN:03544515
PAN:BKJPB6325H
|
|
|
PUSHPANJALI SINGH BAGHEL
PAN:AFZPB0557M
|
|
|
PUSHPENDRA SINGH BAGHEL
PAN:AFZPB0624B
|
|
|
RANVAJAY PRATAP SINGH BAGHEL
DIN:03538188
PAN:ATTPB8254D
|
|
|
SHAHENDRA SINGH BAGHEL
PAN:ATTPB8244M
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-OCT-2020
|
|
| 202 |
|
|
SAI PRASAD CORP.LTD.
(CIN:U70102PN2011PLC141639
PAN:AAQCS7428B)
|
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
|
SHASHANK B.BHAPKAR
PAN:AQHPB8639H
|
|
|
VANDANA BALASAHEB BHAPKAR
PAN:AFIPB3675B
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-JUL-2018
|
SEBI VIDE ITS NOTICE DATED 20/12/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 203 |
|
|
SAI PRASAD FOODS LTD.
(CIN:U51909PN2001PLC016447
PAN:AAHCS3986M)
|
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE ORDER DATED 17/07/2013 VIDE WHICH IT WAS DIRECTED NOT TO COLLECT ANY MORE MONEY FROM THE INVESTORS UNDER EXISTING SCHEMES AND NOT TO LAUNCH ANY NEW SCHEMES OR PLANS
|
IMPOSED PENALTY RS.1,00,00,000
15-JUN-2016
|
SEBI VIDE ITS NOTICE DATED 09/02/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 204 |
|
|
SAI PRASAD PROPERTIES LTD.
(CIN:U70200GA2008PLC005799
PAN:AAMCS2738N)
|
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE ORDER DATED 17/07/2013 VIDE WHICH IT WAS DIRECTED NOT TO COLLECT ANY MORE MONEY FROM THE INVESTORS UNDER EXISTING SCHEMES AND NOT TO LAUNCH ANY NEW SCHEMES OR PLANS
|
IMPOSED PENALTY RS.1,00,00,000
15-JUN-2016
|
SEBI VIDE ITS NOTICE DATED 09/02/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 205 |
|
|
SAMRUDDHA JEEVAN FOODS INDIA LTD.
(CIN:U15204PN2002PLC016950
PAN:AAICS0865N)
|
|
|
|
MAHESH KISAN MOTEWAR
DIN:00054860
PAN:AKMPM3895K
|
|
|
RAJENDRA PANDURANG BHANDARE
DIN:00054872
PAN:ALKPB5263D
|
|
|
VAISHALI MAHESH MOTEWAR
DIN:02750035
PAN:ATTPM4634Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.1,50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-OCT-2020
|
|
| 206 |
|
|
SAMRUDDHA JEEVAN FOODS INDIA LTD.
(CIN:U15204PN2002PLC016950
PAN:AAICS0865N)
|
|
|
|
MAHESH KISAN MOTEWAR
DIN:00054860
PAN:AKMPM3895K
|
|
|
VAISHALI MAHESH MOTEWAR
DIN:02750035
PAN:ATTPM4634Q
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-AUG-2018
|
SEBI VIDE ITS NOTICE DATED 30/01/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 207 |
|
|
SANMATI PROPERTIES LTD.
(PAN:AAACS2745K)
|
|
|
ALLEGED FAILURE IN COMPLIANCE OF MINIMUM PUBLIC SHAREHOLDING NORMS VIOLATING CLAUSE 2(II) OF SEBI CIRCULAR NO.CIR/CFD/DIL/10/2010 DATED 16/12/2010 READ WITH CIRCULAR NO.CIR/CFD/CMD/14/2015 DATED 30/11/2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,24,21,300 VIDE CONSENT ORDER)
12-SEP-2022
|
|
| 208 |
|
|
SANMATI PROPERTIES LTD.
(PAN:AAACS2745K)
|
|
|
ALLEGED VIOLATION SECTIONS 12A(A) AND 12A(B) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B), 3(C) AND 4(1) OF SEBI (PFUTP) REGULATIONS, 2003
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF BHARAT NIDHI LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGE AS REQUIRED UNDER REGULATION 7(1)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF BHARAT NIDHI LTD.
ALLEGED FAILURE IN COMPLIANCE OF MINIMUM PUBLIC SHAREHOLDING NORMS VIOLATING CLAUSE 2(II) OF SEBI CIRCULAR NO.CIR/CFD/DIL/10/2010 DATED 16/12/2010 READ WITH CIRCULAR NO.CIR/CFD/CMD/14/2015 DATED 30/11/2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,24,21,300 VIDE CONSENT ORDER)
12-SEP-2022
|
SEBI VIDE ITS ORDER DATED 17/11/2025 REVOKED AND WITHDRAWN SETTLEMENT ORDER DATED 12/09/2022 QUA ALL THE NOTICEES FOR NON COMPLIANCE WITH THE TERMS OF SETTLEMENT ORDER
|
| 209 |
|
|
SANRAA MEDIA LTD.
(PAN:AAACS9093A)
|
|
|
|
ANNASWAMI VENKATRAMANI
PAN:AABPV3960F
|
|
|
BALACHANDRAN THINNIAM VENKATARAMAN
DIN:02880699
|
|
|
KRISHNA KUMAR SANTHANA GOPALAN
DIN:01963609
|
|
|
KRISHNAN RAJAGOPAL
PAN:AEHPR7931J
|
|
|
RAJEEV AGARWAL
DIN:00232816
PAN:AAJPA6719K
|
|
|
RAJENDRAN SIVASHANKARAN
PAN:AVAPS0218D
|
|
|
SUKUMAR SUBRAMANIAN
DIN:01835134
PAN:AOUPS4543L
|
|
|
UMA KARTHIKEYAN
DIN:00092543
PAN:AKPPK3166J
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.10,00,000
28-JUN-2022
|
SEBI VIDE ITS NOTICE DATED 26/05/2023 DIRECTED TO PAY RS.11,21,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 18/08/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 12/09/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.11,61,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
SEBI VIDE ITS ORDER DATED 20/01/2026 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DEFAULTERS AND INSPECTOR GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND SPECIFICALLY TO THE CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS IN THE STATE OF TAMIL NADU E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER, INCLUDING THE SAID PROPERTIES, IF PRESENTED FOR REGISTRATION
|
| 210 |
|
|
SARADHA REALTY INDIA LTD.
(PAN:AAMCS1398G)
|
|
|
|
ARVIND KUMAR MISHRA
PAN:AKOPM3425B
|
|
|
DEBIKA DASGUPTA
|
|
|
DEBJANI MUKHERJEE
|
|
|
GOBINDA PRASAD GIRI
|
|
|
HEMANTA PRADHAN
PAN:BHXPP2493R
|
|
|
MITALI BANERJEE
|
|
|
MONOJ KUMAR NAGEL
PAN:AEFPN7839H
|
|
|
POULAMI MUKHERJEE
|
|
|
SUBHOJIT SEN
|
|
|
SUDIPTA SEN
PAN:AMBPS7793K
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE ITS ORDER DATED 23/04/2013
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
14-OCT-2016
|
SEBI VIDE ITS NOTICE DATED 28/07/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 211 |
|
|
SATCO CAPITAL MARKETS LTD.
(PAN:AAACS6813N)
|
|
|
DID NOT ADHERE TO VARIOUS SEBI CIRCULARS
|
IMPOSED PENALTY RS.2,50,000
27-FEB-2018
|
|
| 212 |
|
|
SBI-SG GLOBAL SECURITIES SERVICES PVT.LTD.
(PAN:AAMCS4727R)
|
|
|
ALLEGED INDULGENCE IN GRANTING REGISTRATION TO FOREIGN PORTFOLIO INVESTORS TO FOREIGN PORTFOLIO INVESTORS WITHOUT ASCERTAINING WHETHER SUCH APPLICANT WAS UNDER COMMON OWNERSHIP OR CONTROL TO FORM INVESTOR GROUP WITH ANY OTHER REGISTERED FOREIGN PORTFOLIO INVESTOR
ALLEGED OPERATION MANUAL DID NOT CONTAIN ANY PROCEDURES TO BE FOLLOWED BY NOTICE TO ASCERTAIN IF THE APPLICANT/FPI WAS IN COMMON CONTROL OR OWNERSHIP WITH ANY OTHER FPI REGISTERED WITH IT OR FORMS PART OF ANY INVESTOR GROUP
ALLEGED FAILURE TO MAINTAIN TRUE AND FAIR RECORDS (ELECTRONIC) FOR FOREIGN PORTFOLIO INVESTORS IN THE NSDL PORTAL
ALLEGED FAILURE TO PROCESS SURRENDER APPLICATIONS OF FOREIGN PORTFOLIO INVESTORS WITHIN STIPULATED TIMELINES
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.29,25,000 VIDE CONSENT ORDER)
27-DEC-2024
|
|
| 213 |
|
|
SELENE ESTATE LTD.
(PAN:AAKCS1106N)
|
|
|
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES WITH RESPECT TO DEFAULT IN PAYMENT OF INTEREST VIOLATING REGULATIONS 51(1) AND 51(2) READ WITH CLAUSE A(1) OF PART B OF SCHEDULE-III OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN FUNCTIONAL WEBSITE VIOLATING REGULATION 51(3) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMISSION OF FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN HUNDRED PERCENT ASSET COVER OR ASSET COVER AS PER TERMS OF OFFER DOCUMENT/INFORMATION MEMORANDUM AND/OR DEBENTURE TRUST DEED, SUFFICIENT TO DISCHARGE PRINCIPAL AMOUNT AT ALL TIMES FOR THE NON-CONVERTIBLE DEBT SECURITIES ISSUE VIOLATING REGULATION 54(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT SECURITY COVER CERTIFICATE TO DEBENTURE TRUSTEE VIOLATING REGULATION 56(1)(D) OF SEBI (LODR) REGULATIONS, 2015
DID NOT GET ITS SECURITIES REVIEWED BY CREDIT RATING AGENCY AT LEAST ONCE A YEAR VIOLATING REGULATION 55 OF SEBI LODR) REGULATIONS, 2015
DID NOT SUBMIT ANNUAL REPORT ALONG WITH COPY OF CERTIFICATE FROM AUDITORS IN RESPECT OF UTILIZATION OF FUNDS TO DEBENTURE TRUSTEE VIOLATING REGULATION 56(1)(A) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INTIMATE DEFAULT IN TIMELY PAYMENT OF INTEREST AND REDEMPTION TO DEBENTURE TRUSTEE VIOLATING REGULATIONS 56(1)(C)(II) OF SEBI (LODR) REGULATIONS, 2015
DID NOT CREATE AND/OR MAINTAIN RECOVERY EXPENSE FUND VIOLATING SEBI CIRCULAR NO.SEBI/HO/MIRSD/CRADT/CIR/P/2020/207 DATED 22/10/2020
|
IMPOSED PENALTY RS.6,00,000
18-SEP-2023
|
|
| 214 |
|
|
SGI RESEARCH & ANALYSIS LTD.
(CIN:U74140DL2010PLC203986
PAN:AAOCS5535R)
|
|
|
|
BALDEV RAJ SHARMA
PAN:CRGPS3281N
|
|
|
GAURI SIDDHARTH MARATHE
PAN:BXMPM8652A
|
|
|
LOKESH KUMAR DEV
PAN:BCIPD7291M
|
|
|
LOKESHWAR DEV
DIN:02981601
PAN:ARXPD5428P
|
|
|
MAYA SIDDHARTH MARATHE
PAN:BOLPM1669H
|
|
|
PRACHI MAHESHWARI
|
|
|
PRADEEP KUMAR SHARMA
DIN:03014935
PAN:AOBPS1015G
|
|
|
PRIYA ZAVERI
|
|
|
PRIYANKA DEV
DIN:02981620
PAN:BCIPD7293J
|
|
|
PRIYANKA SARASWAT DEV
PAN:ARXPD5427C
|
|
|
RAJ ZAVERI
|
|
|
RAKESH KUMAR MAHESHWARI
|
|
|
RAMESH SHARMA
PAN:AUTPR3288E
|
|
|
SANJEEV SHARMA
PAN:AARPS7233G
|
|
|
SIDDHARTH JAY MARATHE
PAN:BOLPM1668G
|
|
|
SONIA SHARMA
PAN:AARPS7234B
|
|
|
ULHAS P.KHAIR
PAN:AGWPK9472G
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE ORDER DATED 11/01/2013
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-NOV-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 215 |
|
|
SHEETAL BIO AGRO TECH LTD.
(CIN:L67120GJ1995PLC025193)
|
|
|
DID NOT SUBMIT AUDIT REPORT IN RESPECT OF RECORDS & SYSTEMS OF SHAREPRO AND DID NOT SHIFT OPERATION RELATED TO RTA FROM SHAREPRO
|
IMPOSED PENALTY
21-DEC-2018
|
SEBI VIDE ITS NOTICE DATED 12/07/2022 DIRECTED TO PAY RS.4,29,121.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 16/11/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 216 |
|
|
SHIVUM HOLDINGS PVT.LTD.
(Along with : BRADY & MORRIS ENGINEERING CO.LTD.)
|
|
|
ALLEGED VIOLATION OF VARIOUS SEBI CIRCULARS/ORDERS
ALLEGED VIOLATION OF RULE 19A(1) OF SCRR READ WITH CLAUSE 40A OF LISTING AGREEMENT BY DILUTING STAKE IN BRADY & MORRIS ENGINEERING CO. LTD. THROUGH SELLING OF SHARES IN THE OPEN MARKET
ALLEGED VIOLATION OF SECTION 21 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956 BY DILUTING STAKE IN BRADY & MORRIS ENGINEERING CO. LTD. THROUGH SELLING OF SHARES IN THE OPEN MARKET
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.6,80,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
02-DEC-2014
|
|
| 217 |
|
|
SHRI BANKEY BIHARI TOYS
|
|
|
|
SUNIL D.AGARWAL
PAN:AFSPA5223J
|
|
DID NOT ADHERE TO SEBI ORDER DATED 23/04/2009 IN MATTER OF PYRAMID SAIMIRA THEATRE LTD.
|
IMPOSED PENALTY RS.2,00,000
30-JUL-2012
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 218 |
|
|
SIC STOCKS & SERVICES PVT.LTD.
(PAN:AAHCS8176P)
|
|
|
|
GITA HANDA
|
|
|
RAJINDER HANDA
|
|
|
SIDHARTH HANDA
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CROSS DEALS AND SYNCHRONIZED TRANSACTIONS IN SCRIP OF VERTEX SPINNING LTD.
DID NOT ADHERE TO VARIOUS SEBI CIRCULARS
|
IMPOSED PENALTY RS.15,00,000
23-AUG-2019
|
SEBI VIDE ITS NOTICE DATED 28/07/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 02/08/2021 DIRECTED ALL THE BANKS TO REMIT RS.18,51,137.00 TO THE EXTENT LYING IN THE ACCOUNT OF SIC STOCKS & SERVICES PVT.LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 02/08/2021 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 28/07/2021
SAT: SAT VIDE ITS ORDER DATED 04/10/2021 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED THE EFFECT AND OPERATION OF IMPUGNED ORDER TILL NEXT DATE OF LISTING
SAT: SAT VIDE ITS ORDER DATED 17/12/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER. INTERIM ORDER, IF ANY AND EXTENDED TILL NEXT DATE OF LISTING
|
| 219 |
|
|
SICORP FINLEASE LTD.
|
|
|
|
ASHOK SONU BHAGAT
PAN:AFTPB6492F
|
|
|
PRAKASH D'SOUZA
|
|
|
PRASAD SAKHARAM TANDEL
PAN:ACSPT7007J
|
|
|
PRASHANT M.NARVEKAR
|
|
|
PRAVINA CHANDRAKANT SHAH
|
|
|
SANDHYA SHIRISH SHAH
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN TERMS OF SEBI ORDERS DATED 18/08/2010 AND 05/10/2010 IN MATTER OF G-TECH INFO TRAINING LTD.
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-OCT-2011
|
SEBI VIDE ITS NOTICE DATED 03/12/2013 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
INCLUDED IN SEBI LIST DATED 31/03/2014, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS ORDER DATED 17/06/2015 ORDER THAT THE CLAIMANT IS ENTITLED TO ONE-FOURTH SHARE OF THE ASSETS LYING IN ALL FOUR LOCKERS HELD IN LOCKER NOS. A-2254, A-1547 AND D-678 AT SARASWAT BANK AND LOCKER NO.F-139 AT BANK OF BARODA. ALSO ORDERED THAT THE REMAINING THREE-FOURTH SHARE OF ASSETS SHALL CONTINUE TO BE UNDER ATTACHMENT AND LIABLE TO BE APPROPRIATED TOWARDS THE DUES
SAT: SAT VIDE ITS ORDER DATED 24/11/2017 QUASHED AND SET ASIDED IMPUGNED ORDERS DATED18/08/2010, 31/10/2011 AND 31/03/2011 SUBJECT TO PAYMENT OF COSTS OF RS.10,000 IN EACH APPEAL TO BE PAID BY APPELLANTS TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER AND WTM/AO OF SEBI DIRECTED TO PASS FRESH ORDER ON MERITS IN RELATION TO ALLEGED VIOLATION SET OUT IN RESPECTIVE SHOW CAUSE NOTICES
SAT: SAT VIDE ITS ORDER DATED 28/06/2019 MODIFIED ORDER DATED 24/11/2017 AND VACATE THE ORDER OF ATTACHMENT AND DIRECTED SEBI TO INFORM RECOVERY OFFICER AS WELL AS BANKS AS EARLY AS POSSIBLE
SEBI VIDE ITS ORDER DATED 17/07/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 03/12/2013
|
| 220 |
|
|
SIMPLE MINING & POWER PVT.LTD.
(PAN:AAJCS0291D)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.11,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-JUN-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 11 of 13
|
