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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
201
History of entity/person AJAY KUMAR SHARMA,M/S

(Sub-Broker of ANAGRAM SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AJAY KUMAR SHARMA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 09-JAN-2008

09-JAN-2008 		 
202
History of entity/person AJAY M.BAROT,M/S

(Sub-Broker of ASIT C.MEHTA INVESTMENT INTERRMEDIATES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AJAY M.BAROT
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

01-MAR-2012 		 
203
History of entity/person AJAY M.MISTRY,M/S

(Sub-Broker of J.L.SHAH SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AJAY M.MISTRY
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 16-FEB-2005

16-FEB-2005 		 
204
History of entity/person AJAY MALHOTRA,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AJAY MALHOTRA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
205
History of entity/person AJAY NATWARLAL SECURITIES PVT.LTD.

(Sub-Broker of LATIN MANHARLAL SECURITIES PVT.LTD., Member : BSE)  
  SUB-BROKER REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-JUL-2007

17-JUL-2007 		 
206
History of entity/person AJAY R.KEDIA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AJAY R.KEDIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 15-DEC-2009

15-DEC-2009 		 
207
History of entity/person AJAY TALLURI,M/S

(Sub-Broker of HSBC INVESTDIRECT SECURITIES (INDIA) LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AJAY TALLURI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 03-DEC-2010

03-DEC-2010 		 
208
History of entity/person AJAYAN PILLAI & ASSOCIATES

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AJAYAN M.PILLAI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-JAN-2012 		 
209
History of entity/person AJAYKUMAR N.KATHIRIYA,M/S

(Sub-Broker of ANAGRAM STOCKBROKING LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AJAYKUMAR N.KATHIRIYA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
210
History of entity/person AJAYKUMAR N.KATHIRIYA,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AJAYKUMAR N.KATHIRIYA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
211
History of entity/person AJAZ SHAUKAT JAMADAR,M/S

(Sub-Broker of ARIHANT CAPITAL MARKETS LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AJAZ SHAUKAT JAMADAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 23-MAY-2011

23-MAY-2011 		 
212
History of entity/person AJEET KUMAR MADAN GOPAL RAI,M/S

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AJEET KUMAR MADAN GOPAL RAI
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER FROM 24-OCT-2009

24-OCT-2009 		 
213
History of entity/person AJEET KUMAR TIWARI,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AJEET KUMAR TIWARI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-OCT-2015

08-OCT-2015 		 
214
History of entity/person AJEET KUMAR,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AJEET KUMAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
215
History of entity/person AJEETKUMAR R.VERMA,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AJEETKUMAR R.VERMA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

02-NOV-2011 		 
216
History of entity/person AJIT ASHOK PAWAR,M/S

(Sub-Broker of MF GLOBAL-SIFY SECURITIES INDIA PVT.LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AJIT ASHOK PAWAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 16-JAN-2010

16-JAN-2010 		 
217
History of entity/person AJIT KUMAR L.JAIN,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person AJIT KUMAR L.JAIN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 18-MAR-2009

18-MAR-2009 		 
218
History of entity/person AJIT PRAKASH SHAH,M/S

(Sub-Broker of SUSHIL FINANCIAL SERVICES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AJIT PRAKASH SHAH
  		IN THE PROCESS OF CANCELING SUB-BROKER REGISTRATION   CANCELLED REGISTRATION AS SUB-BROKER

06-MAR-2010 		 
219
History of entity/person AJIT RAM GHODINDE,M/S

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person AJIT RAM GHODINDE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-JUL-2010

08-JUL-2010 		 
220
History of entity/person AJIT SAKHARAM DALVI,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AJIT SAKHARAM DALVI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 08-JUL-2010

08-JUL-2010 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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