If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 04-NOV-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: SUSPENDED REGISTRATION AS STOCK BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
201
History of entity/person ASHOK MANILAL THAKKAR SECURITIES LTD.

(CIN:U67120GJ1994PLC021246)

(Member : ASE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 20-NOV-2009 TO 19-MAY-2010

29-OCT-2009 		 
202
History of entity/person ASHOK MODI,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person ASHOK MODI
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
203
History of entity/person ASHUTOSH SECURITIES PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
204
History of entity/person ASHWANI KUMAR,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person ASHWANI KUMAR
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
205
History of entity/person ASHWANI KUMAR,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person ASHWANI KUMAR
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
206
History of entity/person ASIAN SECURITIES & STOCKS LTD.

(Member : NSE)  
  ACTED IN CONCERT WITH OTHER BROKERS TO CORNER A VERY LARGE QUANTITY OF SHARES OF BPL, VIDEOCON AND STERLITE

INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIPS OF BPL LTD., VIDEOCON INTERNATIONAL LTD. AND STERLITE INDUSTRIES LTD.

DID NOT COLLECT MARGINS FROM CLIENTS

DEFAULTED IN PAY-IN OBLIGATIONS

DID NOT REPORT SPOT TRANSACTIONS TO THE EXCHANGE   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 17-AUG-1998 TO 16-FEB-2000

28-OCT-1999 		 
207
History of entity/person ASSOCIATED SHARE & STOCK BROKERS LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
208
History of entity/person ATHREYA SHARES & SECURITIES PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
209
History of entity/person ATINDRANATH SARKAR,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person ATINDRANATH SARKAR
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
210
History of entity/person ATLAS SECURITIES COIMBATORE PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
211
History of entity/person ATUL C.SHAH,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person ATUL C.SHAH
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
212
History of entity/person ATUL CHHABILDAS DOSHI,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person ATUL CHHABILDAS DOSHI
  		DID NOT MAINTAIN SEGREGATION BETWEEN CLIENT FUNDS AND OWN FUNDS

DEFICIENCIES IN CLIENT DATABASE

INDULGED IN ILLEGAL CARRY FORWARD TRANSACTIONS   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 27-SEP-1999 TO 26-NOV-1999

24-SEP-1999 		 
213
History of entity/person ATUL K.DALAL,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person ATUL K.DALAL
  		INDULGED IN PRICE MANIPULATION WHICH LEAD TO UPSETTING AND DISTORTING MARKET EQUILIBRIUM   SUSPENDED REGISTRATION AS STOCK BROKER FROM 27-APR-1998 TO 26-APR-2000

22-APR-1998 		 
214
History of entity/person ATUL KANODIA & CO.

(Member : UPSE)  
Click here to view complete history of this specific entity/person ATUL KANODIA
  		DEFAULTED IN MAINTENANCE OF DOCUMENTS REGISTER

COMMITTED IRREGULARITIES IN RESPECT OF CONTRACT NOTES

DID NOT MAINTAIN SEGREGATION BETWEEN CLIENT FUNDS AND OWN FUNDS   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 31-DEC-2001 TO 30-MAR-2002

02-JAN-2002 		SAT: IMPUGNED ORDER SET ASIDE AND APPEAL ALLOWED  
215
History of entity/person ATUL KUMAR TAWAKLEY,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person ATUL KUMAR TAWAKLEY
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
216
History of entity/person ATUL M.CHOKSHI,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person ATUL MANHARLAL CHOKSHI
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 07-MAR-2007 TO 06-SEP-2007

07-MAR-2007 		 
217
History of entity/person AUM COMMODITY SERVICES PVT.LTD.

(Member : NSEL)  
  NOT A FIT & PROPER PERSON TO BE GRANTED REGISTRATION/TO OPERATE AS COMMODITY DERIVATIVES BROKER   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-NOV-2023 TO 28-FEB-2024

29-NOV-2023 		 
218
History of entity/person AURO MIRA,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person AURO MIRA
  		DID NOT REDRESS INVESTOR COMPLAINTS   SUSPENDED REGISTRATION AS STOCK BROKER FROM 14-JAN-1999 TO 13-FEB-1999

06-JAN-1999 		 
219
History of entity/person AVINASH CAPITAL MARKETS PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 15-SEP-2009 TO 14-MAR-2010

15-SEP-2009 		PROCEEDINGS AGAINST BROKER DROPPED AS REGISTRATION FEE HAS BEEN PAID SUBSEQUENTLY, AS PER ORDER DATED 15/09/2009  
220
History of entity/person AVINASHLATHA SHARES PVT.LTD.

(Member : ICSE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-SEP-2009 TO 01-MAR-2010

10-AUG-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 11 of 107  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2026
No part of this site may be reproduced without the explicit permission of the owners.

top