| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
ACHINTYA SECURITIES PVT.LTD.
(PAN:AAFCM2199G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,62,500 VIDE CONSENT ORDER)
14-JAN-2021
|
|
| 202 |
|
|
ACIL COTTON INDUSTRIES LTD.
(CIN:L99999GJ1994PLC022000
PAN:AABCA7788F)
(Along with : KELVIN FINCAP LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH MATCHED TRANSACTIONS IN SCRIP OF KELVIN FINCAP LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-AUG-2014 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-AUG-2014 TILL FURTHER ORDERS
14-AUG-2014
|
SEBI VIDE ITS ORDER DATED 31/03/2015 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 14/08/2014
SEBI VIDE ITS ORDER DATED 31/08/2020 DISPOSED OFF THE DEBARMENT WITHOUT ANY FURTHER DIRECTIONS
|
| 203 |
|
|
ACIL COTTON INDUSTRIES LTD.
(CIN:L99999GJ1994PLC022000
PAN:AABCA7788F)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF KELVIN FINCAP LTD.
|
IMPOSED PENALTY RS.2,00,000
30-JUN-2022
|
SEBI VIDE ITS NOTICE DATED 20/04/2023 DIRECTED TO PAY RS.2,21,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 02/06/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 05/07/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.2,27,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
|
| 204 |
|
|
ACIRA CONSULTANCY PVT.LTD.
(CIN:U74120MH2010PTC208774
PAN:AAICA9489N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CIRCULAR TRADING IN SCRIP OF SESHASAYEE PAPER & BOARDS LTD.
|
IMPOSED PENALTY RS.2,00,000
27-APR-2020
|
|
| 205 |
|
|
ACIRA CONSULTANCY PVT.LTD.
(CIN:U74120MH2010PTC208774
PAN:AAICA9489N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
|
IMPOSED PENALTY RS.6,00,000
25-MAR-2019
|
|
| 206 |
|
|
ACIRA CONSULTANCY PVT.LTD.
(CIN:U74120MH2010PTC208774
PAN:AAICA9489N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF PONNI SUGARS (ERODE) LTD.
|
IMPOSED PENALTY RS.5,00,000
28-FEB-2018
|
|
| 207 |
|
|
ACIRA CONSULTANCY PVT.LTD.
(CIN:U74120MH2010PTC208774
PAN:AAICA9489N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CIRCULAR TRADING IN SCRIP OF SESHASAYEE PAPER & BOARDS LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-MAR-2020 TO 03-MAR-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-MAR-2020 TO 03-MAR-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
04-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 26/06/2020 DIRECTED SEBI TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND MATTER TO BE LISTED FOR ADMISSION AND FINAL DISPOSAL ON 22/07/2020
|
| 208 |
|
|
ACIRA CONSULTANCY PVT.LTD.
(CIN:U74120MH2010PTC208774
PAN:AAICA9489N)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF SUPER SALES INDIA LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-APR-2022 TO 28-JUL-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-APR-2022 TO 28-JUL-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
29-APR-2022
|
|
| 209 |
|
|
ACKRUTI CITY LTD.
(Along with : HEMANT MAHIPATRAY SHAH (HUF))
|
|
|
|
FALGUNI VYOMESH SHAH
PAN:AAFPS0667J
|
|
|
KUNJAL HEMANT SHAH
PAN:AAGPS9693B
|
|
|
LATA MAHIPATRAY SHAH
PAN:AAGPS9692A
|
|
|
NARESH JAYANTILAL SHAH
PAN:AADPS0903R
|
|
|
PANKAJ G.RATHOD
PAN:AAAPR5522N
|
|
|
PRADEEP G.RATHOD
PAN:AAAPR5520Q
|
|
|
SANGEETA P.RATHOD
PAN:AAAPR5521R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF BY CLARIFYING THAT THE INJUNCTION/RESTRICTION AS SET DOWN IN PARAGARAPH 53(B) AND 53(E) OF THE IMPUGNED ORDER DATED 02/12/2010 WILL NOT COME IN THE WAY OF THE PLEDGEES TO ENFORCE THEIR CLAIM IN THE EVENT OF ANY SUCH REQUIREMENT BY THE PLEDGEES UNDER THE LOAN CONVENANTS
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
AD-INTERIM EX-PARTE ORDER DATED 02/12/2010 DISPOSED OFF AS THE NOTICEE HAS PAID RS.2,00,000.00 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 03/01/2014
|
| 210 |
|
|
ACKRUTI CITY LTD.
(Along with : HEMANT MAHIPATRAY SHAH (HUF))
|
|
|
|
FALGUNI VYOMESH SHAH
PAN:AAFPS0667J
|
|
|
KUNJAL HEMANT SHAH
PAN:AAGPS9693B
|
|
|
LATA MAHIPATRAY SHAH
PAN:AAGPS9692A
|
|
|
NARESH JAYANTILAL SHAH
PAN:AADPS0903R
|
|
|
PANKAJ G.RATHOD
PAN:AAAPR5522N
|
|
|
PRADEEP G.RATHOD
PAN:AAAPR5520Q
|
|
|
SANGEETA P.RATHOD
PAN:AAAPR5521R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF BY CLARIFYING THAT THE INJUNCTION/RESTRICTION AS SET DOWN IN PARAGARAPH 53(B) AND 53(E) OF THE IMPUGNED ORDER DATED 02/12/2010 WILL NOT COME IN THE WAY OF THE PLEDGEES TO ENFORCE THEIR CLAIM IN THE EVENT OF ANY SUCH REQUIREMENT BY THE PLEDGEES UNDER THE LOAN CONVENANTS
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
AD-INTERIM EX-PARTE ORDER DATED 02/12/2010 DISPOSED OFF AS THE NOTICEE HAS PAID RS.2,00,000.00 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 03/01/2014
|
| 211 |
|
|
ACKRUTI CITY LTD.
(Along with : HEMANT MAHIPATRAY SHAH (HUF))
|
|
|
|
FALGUNI VYOMESH SHAH
PAN:AAFPS0667J
|
|
|
KUNJAL HEMANT SHAH
PAN:AAGPS9693B
|
|
|
LATA MAHIPATRAY SHAH
PAN:AAGPS9692A
|
|
|
NARESH JAYANTILAL SHAH
PAN:AADPS0903R
|
|
|
PANKAJ G.RATHOD
PAN:AAAPR5522N
|
|
|
PRADEEP G.RATHOD
PAN:AAAPR5520Q
|
|
|
SANGEETA P.RATHOD
PAN:AAAPR5521R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF BY CLARIFYING THAT THE INJUNCTION/RESTRICTION AS SET DOWN IN PARAGARAPH 53(B) AND 53(E) OF THE IMPUGNED ORDER DATED 02/12/2010 WILL NOT COME IN THE WAY OF THE PLEDGEES TO ENFORCE THEIR CLAIM IN THE EVENT OF ANY SUCH REQUIREMENT BY THE PLEDGEES UNDER THE LOAN CONVENANTS
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
AD-INTERIM EX-PARTE ORDER DATED 02/12/2010 DISPOSED OFF AS THE NOTICEE HAS PAID RS.2,00,000.00 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 03/01/2014
|
| 212 |
|
|
ACKRUTI CITY LTD.
(Along with : HEMANT MAHIPATRAY SHAH (HUF))
|
|
|
|
FALGUNI VYOMESH SHAH
PAN:AAFPS0667J
|
|
|
KUNJAL HEMANT SHAH
PAN:AAGPS9693B
|
|
|
LATA MAHIPATRAY SHAH
PAN:AAGPS9692A
|
|
|
NARESH JAYANTILAL SHAH
PAN:AADPS0903R
|
|
|
PANKAJ G.RATHOD
PAN:AAAPR5522N
|
|
|
PRADEEP G.RATHOD
PAN:AAAPR5520Q
|
|
|
SANGEETA P.RATHOD
PAN:AAAPR5521R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF BY CLARIFYING THAT THE INJUNCTION/RESTRICTION AS SET DOWN IN PARAGARAPH 53(B) AND 53(E) OF THE IMPUGNED ORDER DATED 02/12/2010 WILL NOT COME IN THE WAY OF THE PLEDGEES TO ENFORCE THEIR CLAIM IN THE EVENT OF ANY SUCH REQUIREMENT BY THE PLEDGEES UNDER THE LOAN CONVENANTS
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
AD-INTERIM EX-PARTE ORDER DATED 02/12/2010 DISPOSED OFF AS THE NOTICEE HAS PAID RS.2,00,000.00 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 03/01/2014
|
| 213 |
|
|
ACKRUTI CITY LTD.
(Along with : HEMANT MAHIPATRAY SHAH (HUF))
|
|
|
|
FALGUNI VYOMESH SHAH
PAN:AAFPS0667J
|
|
|
KUNJAL HEMANT SHAH
PAN:AAGPS9693B
|
|
|
LATA MAHIPATRAY SHAH
PAN:AAGPS9692A
|
|
|
NARESH JAYANTILAL SHAH
PAN:AADPS0903R
|
|
|
PANKAJ G.RATHOD
PAN:AAAPR5522N
|
|
|
PRADEEP G.RATHOD
PAN:AAAPR5520Q
|
|
|
SANGEETA P.RATHOD
PAN:AAAPR5521R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF BY CLARIFYING THAT THE INJUNCTION/RESTRICTION AS SET DOWN IN PARAGARAPH 53(B) AND 53(E) OF THE IMPUGNED ORDER DATED 02/12/2010 WILL NOT COME IN THE WAY OF THE PLEDGEES TO ENFORCE THEIR CLAIM IN THE EVENT OF ANY SUCH REQUIREMENT BY THE PLEDGEES UNDER THE LOAN CONVENANTS
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
AD-INTERIM EX-PARTE ORDER DATED 02/12/2010 DISPOSED OFF AS THE NOTICEE HAS PAID RS.2,00,000.00 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 03/01/2014
|
| 214 |
|
|
ACKRUTI CITY LTD.
(Along with : HEMANT MAHIPATRAY SHAH (HUF))
|
|
|
|
FALGUNI VYOMESH SHAH
PAN:AAFPS0667J
|
|
|
KUNJAL HEMANT SHAH
PAN:AAGPS9693B
|
|
|
LATA MAHIPATRAY SHAH
PAN:AAGPS9692A
|
|
|
NARESH JAYANTILAL SHAH
PAN:AADPS0903R
|
|
|
PANKAJ G.RATHOD
PAN:AAAPR5522N
|
|
|
PRADEEP G.RATHOD
PAN:AAAPR5520Q
|
|
|
SANGEETA P.RATHOD
PAN:AAAPR5521R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
|
SAT: APPEAL DISPOSED OFF BY CLARIFYING THAT THE INJUNCTION/RESTRICTION AS SET DOWN IN PARAGARAPH 53(B) AND 53(E) OF THE IMPUGNED ORDER DATED 02/12/2010 WILL NOT COME IN THE WAY OF THE PLEDGEES TO ENFORCE THEIR CLAIM IN THE EVENT OF ANY SUCH REQUIREMENT BY THE PLEDGEES UNDER THE LOAN CONVENANTS
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
AD-INTERIM EX-PARTE ORDER DATED 02/12/2010 DISPOSED OFF AS THE NOTICEE HAS PAID RS.2,00,000.00 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 03/01/2014
|
| 215 |
|
|
ACKRUTI CITY LTD.
(Along with : HEMANT MAHIPATRAY SHAH (HUF))
|
|
|
|
FALGUNI VYOMESH SHAH
PAN:AAFPS0667J
|
|
|
KUNJAL HEMANT SHAH
PAN:AAGPS9693B
|
|
|
LATA MAHIPATRAY SHAH
PAN:AAGPS9692A
|
|
|
NARESH JAYANTILAL SHAH
PAN:AADPS0903R
|
|
|
PANKAJ G.RATHOD
PAN:AAAPR5522N
|
|
|
PRADEEP G.RATHOD
PAN:AAAPR5520Q
|
|
|
SANGEETA P.RATHOD
PAN:AAAPR5521R
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION TO INFLUENCE PRICE UPWARDS DURING PRICING PERIOD OF FCCB OF ACKRUTI CITY LTD.,WELSPUN STAHL-ROHREN LTD.,BRUSHMAN (INDIA) LTD.,RPG TRANSMISSION LTD. AND MURLI INDUSTRIES LTD.
|
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
DIRECTED NOT TO BUY, SELL OR DEAL IN SECURITIES OF THIER OWN COMPANIES AND THIER LISTED GROUP COMPANIES, IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
DIRECTED TO ENSURE SHAREHOLDING OF PROMOTERS/PROMOTER GROUP IN THE COMPANIES NOT ALTERED IN ANY MANNER FROM 02-DEC-2010 TILL FURTHER ORDERS
02-DEC-2010
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
03-JAN-2014
|
SAT: APPEAL DISPOSED OFF BY CLARIFYING THAT THE INJUNCTION/RESTRICTION AS SET DOWN IN PARAGARAPH 53(B) AND 53(E) OF THE IMPUGNED ORDER DATED 02/12/2010 WILL NOT COME IN THE WAY OF THE PLEDGEES TO ENFORCE THEIR CLAIM IN THE EVENT OF ANY SUCH REQUIREMENT BY THE PLEDGEES UNDER THE LOAN CONVENANTS
DIRECTED VIDE ORDER DATED 05/02/2011 (1) NOT TO DISPOSED OFF OR ALIENATE SHARES BELONGING TO VARIOUS SCRIPS. (2)NSDL TO FREEZE SHARES LYING IN THE ACCOUNT OF IFSL. (3) BACKGROUND PURPOSE AND OTHER ATTENDANT CIRCUMSTANCES RELATING TO OFF-MARKET TRANSFERS FROM THE ACCOUNT OF PCSL TO IFSL AND SUBSEQUENT PART SALE OF TRANSFERRED SHARES SHALL BE INVESTIGATED
INTERIM DIRECTIONS ISSUED VIDE ORDER DATED 02/12/2010 REVOKED VIDE ORDER DATED 16/03/2012
AD-INTERIM EX-PARTE ORDER DATED 02/12/2010 DISPOSED OFF AS THE NOTICEE HAS PAID RS.2,00,000.00 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 03/01/2014
|
| 216 |
|
|
ACME CRAFT PVT.LTD.
(CIN:U31311DL2003PTC120816
PAN:AAECA8833C)
|
|
|
|
AKASH GANACHARI
DIN:00009733
PAN:AHIPG4734C
|
|
|
JIGAR JAGDISH PANDYA
PAN:AFDPP5295C
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIPS OF TEMPTATION FOODS LTD., BANG OVERSEAS LTD., CONFIDENCE PETROLEUM INDIA LTD. AND CALS REFINERIES LTD.
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 24-SEP-2014 TO 23-SEP-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-SEP-2014 TO 23-SEP-2017
24-SEP-2014
|
|
| 217 |
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ACME CRAFT PVT.LTD.
(CIN:U31311DL2003PTC120816
PAN:AAECA8833C)
|
|
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INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CIRCULAR TRADES, SYNCHRONIZED TRADES AND OFF-MARKET TRANSACTIONS IN SCRIPS OF CALS REFINERIES LTD.,CONFIDENCE PETROLEUM INDIA LTD.,BANG OVERSEAS LTD.,SHREE PRECOATED STEELS LTD. AND TEMPTATION FOODS LTD.
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DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-JUN-2009 TO 03-JUN-2017
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-JUN-2009 TO 03-JUN-2017
DIRECTED BSE TO EXAMINE DEALINGS OF CHIMANLAL MANEKLAL SECURITIES PVT.LTD. IN SCRIP OF CALS REFINERIES LTD.
DIRECTED BSE, NSE, NSDL AND CDSL TO ENSURE THAT DIRECTIONS ISSUED VIDE ORDER ARE STRICTLY ENFORCE
MATTER REFERRED TO INCOME TAX DEPARTMENT TO LOOK INTO POSSIBLE ALTERNATIVE PAY-OFFS OUTSIDE SECURITES MARKET
04-JUN-2009
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AD-INTERIM EX-PARTE ORDER DATED 04/06/2009 CONFIRMED, VIDE ORDER DATED 30/09/2009
DIRECTED STOCK EXCHANGES TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING POSITIONS IN F&O SEGMENT AND NOT TO CREATE FRESH POSITIONS FOR CONNECTED CLIENTS. FURTHER DIRECTED NSE TO WITHHOLD PROFIT ARISING OUT OF SQUARING OFF THESE POSITIONS VIDE ORDER DATED 05/06/2009
SEBI VIDE ITS ORDER DATED 24/09/2014 PROHIBITED NOTICEE FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY, FOR A PERIOD OF EIGHT YEARS
|
| 218 |
|
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ACME FURNITURE PVT.LTD.
(CIN:U36100MP2010PTC022870
PAN:AAICA1324L)
|
|
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INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, REVERSAL OF TRADE TRANSACTIONS AND SELF-TRADES IN SCRIP OF SHAKTI PUMPS (INDIA) LTD.
|
IMPOSED PENALTY RS.4,00,000
10-SEP-2018
|
|
| 219 |
|
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ACME RESOURCES LTD.
|
|
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INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CROSS DEALS IN SCRIP OF SILICON VALLEY INFOTECH LTD.
|
IMPOSED PENALTY RS.3,50,000
31-MAY-2010
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SAT: SAT VIDE ITS ORDER DATED 18/03/2024 ALLOWED RESPONDENT FOUR WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER FOUR WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 12/06/2024 GRANTED APPELLANT THREE WEEKS TO FILE REPLY
|
| 220 |
|
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ACROSS BROKING PVT.LTD.
(PAN:AAGCA8645J)
|
|
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ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,97,500 VIDE CONSENT ORDER)
14-JAN-2021
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 11 of 594
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