| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 201 |
|
INTER GLOBE FINANCE LTD.
(CIN:L65999WB1992PLC055265
PAN:AAACI5520N)
|
|
|
|
PRITAM KUMAR CHOUDHARY
PAN:ACTPC3216H
|
|
|
SEEMA GUPTA
DIN:01822093
PAN:ADWPG0125H
|
|
|
VIKASH KEDIA
PAN:AFUPK1451N
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IGFL AND SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2) (F) AND (R) OF SEBI (PFUTP) REGULATION, 2003 IN MATTER OF INTER GLOBE FINANCE LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IGFL AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INTER GLOBE FINANCE LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 15-JUN-2021 TO 14-SEP-2021
15-JUN-2021
|
|
| 202 |
|
|
INTER GLOBE FINANCE LTD.
(CIN:L65999WB1992PLC055265
PAN:AAACI5520N)
|
|
|
|
ANIRBAN DUTTA
PAN:AEEPD2296M
|
|
|
NAVIN JAIN
PAN:ABKPT1935G
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IGFL AND SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2) (F) AND (R) OF SEBI (PFUTP) REGULATION, 2003 IN MATTER OF INTER GLOBE FINANCE LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IGFL AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INTER GLOBE FINANCE LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES ABOUT ITS ACQUISITION OF 99% SHARES IN 6 COMPANIES VIOLATING REGULATIONS 36(7)(2) AND CLAUSE 49(1) C (1) OF THE ERSTWHILE LISTING AGREEMENT READ WITH REGULATION 30(6) OF SEBI (LODR) REGULATIONS, 2015
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 15-JUN-2021 TO 14-JAN-2022
15-JUN-2021
|
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 CONDONED THE DELAY IN FILING OF APPEAL. RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT REJOINDER MAY FILE WITHIN THREE WEEKS THEREAFTER. IN THE EVENT, PENALTY AMOUNT DEPOSITED BY THE APPELLANTS WITHIN THREE WEEKS FROM DATE OF THIS ORDER THE RESTRAINT ORDER TO REMAIN STAYED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 17/12/2021 CONDONED THE DELAY IN FILING OF APPEAL AND RECALLED ORDER DATED 17/11/2021
|
| 203 |
|
|
INTER GLOBE FINANCE LTD.
(CIN:L65999WB1992PLC055265
PAN:AAACI5520N)
|
|
|
|
ANIRBAN DUTTA
PAN:AEEPD2296M
|
|
|
NAVIN JAIN
PAN:ABKPT1935G
|
|
|
PRITAM KUMAR CHOUDHARY
PAN:ACTPC3216H
|
|
|
SEEMA GUPTA
DIN:01822093
PAN:ADWPG0125H
|
|
|
VIKASH KEDIA
PAN:AFUPK1451N
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IGFL AND SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO (C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2) (F) AND (R) OF SEBI (PFUTP) REGULATION, 2003 IN MATTER OF INTER GLOBE FINANCE LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IGFL AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INTER GLOBE FINANCE LTD.
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES ABOUT ITS ACQUISITION OF 99% SHARES IN 6 COMPANIES VIOLATING REGULATIONS 36(7)(2) AND CLAUSE 49(1) C (1) OF THE ERSTWHILE LISTING AGREEMENT READ WITH REGULATION 30(6) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.9,00,000
15-JUN-2021
|
SAT: SAT VIDE ITS ORDER DATED 17/11/2021 CONDONED THE DELAY IN FILING OF APPEAL. RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT REJOINDER MAY FILE WITHIN THREE WEEKS THEREAFTER. IN THE EVENT, PENALTY AMOUNT DEPOSITED BY THE APPELLANTS WITHIN THREE WEEKS FROM DATE OF THIS ORDER THE RESTRAINT ORDER TO REMAIN STAYED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 17/12/2021 CONDONED THE DELAY IN FILING OF APPEAL AND RECALLED ORDER DATED 17/11/2021
|
| 204 |
|
|
INTERGLOBE AVIATION LTD.
(PAN:AABCI2726B)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF MATERIAL INFORMATION WHICH WAS LIKELY TO HAVE SIGNIFICANT MARKET REACTION VIOLATING REGULATIONS 30(4)(I)(B) OF SEBI (LODR) REGULATIONS, 2015
ALLEGED FAILURE IN SHARING CRITICAL INFORMATION TO SHAREHOLDERS VIOLATING REGULATIONS 4(1)(H) AND 4(2)(F)(III)(13) OF SEBI (LODR) REGULATIONS, 2015
ALLEGED MISREPRESENTATION OF FACTS IN ITS RED HERRING PROSPECTUS VIOLATING REGULATIONS 4(1)(C) AND 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015
ALLEGED INDULGENCE IN VARIOUS RELATED PARTY TRANSACTIONS VIOLATING REGULATION 23(2) AND 23(3)(D) OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,10,37,500 VIDE CONSENT ORDER)
09-FEB-2021
|
|
| 205 |
|
|
INTERNATIONAL CONSTRUCTIONS LTD.
(PAN:AAACI5686F)
|
|
|
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT WITHIN STIPULATED TIME VIOLATING CLAUSE 40A OF ERSTWHILE LISTING AGREEMENT READ WITH REGULATION 38 OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT WITHIN STIPULATED TIME VIOLATING RULE 19A OF SEBI SECURITIES CONTRACTS (REGULATIONS) RULES, 1957
|
IMPOSED PENALTY RS.5,00,000
24-DEC-2019
|
|
| 206 |
|
|
IRIS MEDIAWORKS LTD.
(CIN:L92412MH1992PLC067841
PAN:AAACB4506D)
|
|
|
|
MITESH JANI
PAN:AZNPJ4914C
|
|
|
RAJENDRA SHARAD KARNIK
PAN:AACPK8192M
|
|
|
SANDESH SAWANT
PAN:AMGPS1282A
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IRIS MEDIAWORKS LTD. AND SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(A), 4(2)(E), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) READ WITH PART B OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF IRIS MEDIAWORKS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 17-NOV-2021 TO 16-NOV-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.20,00,000
17-NOV-2021
|
|
| 207 |
|
|
IRIS MEDIAWORKS LTD.
(CIN:L92412MH1992PLC067841
PAN:AAACB4506D)
|
|
|
|
ALLAN REBELLO
PAN:AABPR3932K
|
|
|
ATUL KUMAR
PAN:BAWPS1169M
|
|
|
KUNAL RANJAN
PAN:AGIPR6637E
|
|
|
NEHA ANUPAM GUPTA
PAN:AIQPG8111Q
|
|
|
RAKESH NAIK
PAN:AMLPN7081K
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IRIS MEDIAWORKS LTD. VIOLATING REGULATIONS 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF IRIS MEDIAWORKS LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF IRIS MEDIAWORKS LTD. VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(1) (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF IRIS MEDIAWORKS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 17-NOV-2021 TO 16-MAY-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.18,00,000
17-NOV-2021
|
|
| 208 |
|
|
ISG TRADERS LTD.
(PAN:AABCI1355C)
|
|
|
DID NOT SUBMIT COMPLIANCE CERTIFICATE TO STOCK EXCHANGES VIOLATING REGULATION 7(3) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
DID NOT SUBMIT CONSOLIDATED FINANCIAL RESULTS FOR HALF YEAR TO STOCK EXCHANGES VIOLATING REGULATION 23(9) OF SEBI (LODR) REGULATIONS, 2015
DID NOT FRAME POLICY FOR DETERMINATION OF MATERIALITY DULY APPROVED BY ITS BOARD OF DIRECTORS ON ITS WEBSITE VIOLATING REGULATION 30(4)(II) OF SEBI (LODR) REGULATIONS, 2015
DID NOT AUTHORIZE ITS BOARD OF DIRECTORS ONE OR MORE KEY MANAGERIAL PERSONNEL FOR PURPOSE OF DETERMINING MATERIALITY OF EVENT OR INFORMATION TO STOCK EXCHANGES VIOLATING REGULATION 30(5) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE ON ITS WEBSITE OF ALL SUCH EVENTS OR INFORMATION TO STOCK EXCHANGES VIOLATING REGULATION 30(8) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT ANNUAL REPORT (HARD COPY) VIOLATING REGULATION 34(1) (ERSTWHILE CLAUSE 31) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES ABOUT NOTIFICATION OF AMENDMENTS VIOLATING REGULATION 36(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE FROM PRACTICING COMPANY SECRETARY CERTIFYING THAT ALL THE CERTIFICATES HAVE BEEN ISSUED WITHIN EXCHANGE OR ENDORSEMENT OF CALLS/ALLOTMENT MONIES VIOLATING REGULATION 40(9) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN FUNCTIONAL WEBSITE AND DID NOT DISSEMINATE REQUIRED INFORMATION VIOLATING REGULATIONS 46(1), 46(2), 46(3)(B) AND 47(1) READ WITH 46(2)(Q) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
31-DEC-2021
|
SEBI VIDE ITS NOTICE DATED 25/05/2022 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S. HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 02/06/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 25/05/2022
|
| 209 |
|
|
IZMO LTD.
(PAN:AAACL3000E)
|
|
|
MIS-STATEMENT IN ANNUAL REPORT VIOLATING REGULATIONS 4(1)(C) AND 4(1)(H) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE THAT HUGHES PRECISION MANUFACTURING PVT.LTD. (HPMPL) WOULD BECOME ITS WHOLLY OWNED SUBSIDIARY VIOLATING REGULATION 30(7) OF SEBI (LODR) REGULATIONS, 2015 REGULATIONS READ WITH CLAUSE 2 (I) OF LISTING AGREEMENT
|
IMPOSED PENALTY RS.5,00,000
06-OCT-2022
|
|
| 210 |
|
|
JAGJANANI TEXTILES LTD.
(CIN:L17124RJ1997PLC013498
PAN:AAACJ6739Q)
|
|
|
|
AYUSH SINGHAL
PAN:CGYPS4732F
|
|
|
GOPAL VYAS
PAN:AATPV8476G
|
|
|
MADHAVI VYAS
PAN:ACNPV3397G
|
|
|
MEGHA JAIN
PAN:AVQPS0253A
|
|
|
RITA SINGHAL
PAN:AYJPS4871Q
|
|
|
SHIV KUMAR SINGHAL
PAN:AAZPS6608M
|
|
MADE WRONG DISCLOSURE OF CLASSIFICATION OF PROMOTER GROUP AS A PUBLIC SHAREHOLDER VIOLATING REGULATION 31(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT GIVE PRIOR INTIMATION TO STOCK EXCHANGES ABOUT MEETING OF BOARD OF DIRECTORS FOR FINANCIAL RESULTS FOR YEAR ENDED MARCH, 2017 VIOLATING REGULATION 29(1)(A) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMISSION OF STATEMENT ON PENDING INVESTOR COMPLAINS VIOLATING REGULATION 13(3) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS TO STOCK EXCHANGES VIOLATING REGULATION 23(9) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE OF ANNUAL SECRETARIAL COMPLIANCE REPORT TO STOCK EXCHANGES VIOLATING REGULATION 24A OF SEBI (LODR) REGULATIONS, 2015
DELAY IN MAKING DISCLOSURE TO STOCK EXCHANGES INTIMATION OF CHANGE IN DIRECTORS VIOLATING REGULATION 30(4)(I)(B) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMISSION OF STATEMENT SHOWING HOLDING OF SECURITIES AND SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATION 31(1) OF SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMISSION OF VOTING RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 44(3) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.7,00,000
18-NOV-2024
|
SEBI VIDE ITS NOTICE DATED 23/01/2025 DIRECTED TO PAY RS.7,22,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 27/01/2025 GRANTED RESPONDENT FOUR WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN TWO WEEKS THEREAFTER
SEBI VIDE ITS ORDER DATED 17/02/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 27/03/2025 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 17/02/2025
SEBI VIDE ITS ORDER DATED 27/03/2025 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.8585 OF 2025 DATED 23/01/2025
SAT: SAT VIDE ITS ORDER DATED 25/04/2025 GRANTED APPELLANT TWO WEEKS TO FILE REJOINDER
|
| 211 |
|
|
JAI MATA GLASS LTD.
(CIN:L26101HP1981PLC004430
PAN:AAACJ3873F)
|
|
|
|
CHANDER MOHAN MARWAH
PAN:AEVPM6898R
|
|
|
LALIT ANAND
PAN:AAAPA1053B
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JAI MATA GLASS LTD. AND SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JAI MATA GLASS LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JAI MATA GLASS LTD. AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(2) (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF JAI MATA GLASS LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JAI MATA GLASS LTD. AND SUBSIDIARIES VIOLATING REGULATIONS 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 21 OF SCRA, 1956
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 23-NOV-2021 TO 22-NOV-2022
IMPOSED PENALTY RS.15,00,000
23-NOV-2021
|
|
| 212 |
|
|
JAI MATA GLASS LTD.
(CIN:L26101HP1981PLC004430
PAN:AAACJ3873F)
|
|
|
|
AMBARISH CHATTERJEE
PAN:AAAPC3232E
|
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ANU MARWAH
PAN:AEPPM3218P
|
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SAJEVE BHUSHAN DEORA
PAN:ABBPD0803C
|
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|
SAMIR KATYAL
PAN:ADDPK0100D
|
|
|
SANJAY KUMAR SAREEN
PAN:AAPPS0724E
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JAI MATA GLASS LTD. AND SUBSIDIARIES VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JAI MATA GLASS LTD.
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JAI MATA GLASS LTD. AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(2) (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF JAI MATA GLASS LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF JAI MATA GLASS LTD.
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) READ WITH PART B OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF JAI MATA GLASS LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 23-NOV-2021 TO 22-MAY-2022
IMPOSED PENALTY RS.2,00,000
23-NOV-2021
|
|
| 213 |
|
|
JAIPRAKASH POWER VENTURES LTD.
(PAN:AAACJ6297K)
|
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|
|
M.K.V.RAMA RAO
PAN:AACPR4808D
|
|
|
MANOJ GAUR
PAN:AAOPG1931A
|
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|
PRAVEEN KUMAR SINGH
PAN:ABKPS1556J
|
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|
R.K.PORWAL
PAN:AECPP5769B
|
|
|
SUNIL KUMAR SHARMA
PAN:ABKPS1549R
|
|
|
SUREN JAIN
PAN:AASPJ5976A
|
|
MISREPRESENTED BOOKS OF ACCOUNTS AND/OR FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E) AND 4(1)(G) TO 4(1)(J) READ WITH REGULATIONS 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
MISREPRESENTED BOOKS OF ACCOUNTS AND/OR FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 4(2)(F) AND 4(2)(R) READ WITH 2(1)(B) AND 2(1)(C)(1) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF JAIPRAKASH POWER VENTURES LTD.
MISREPRESENTED BOOKS OF ACCOUNTS AND/OR FINANCIAL STATEMENTS VIOLATING CLAUSE 41(I)(A) AND PARA V OF CLAUSE 49 OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF JAIPRAKASH POWER VENTURES LTD.
|
IMPOSED PENALTY RS.14,00,000
27-DEC-2024
|
SAT: SAT VIDE ITS ORDER DATED 06/03/2025 STAYED THE RECOVERY SUBJECT TO DEPOSIT OF 50% OF PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 08/07/2025 GRANTED APPELLANT SIX WEEKS TO FILE REJOINDER
|
| 214 |
|
|
JAISUKH DEALERS LTD.
(CIN:L65100WB2005PLC101510
PAN:AABCJ7808H)
|
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|
|
BALUSHRI GUPTA
PAN:BONPG4905C
|
|
|
KISHAN KUMAR JAJODIA
PAN:ACUPJ9687L
|
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|
PRAKASH KUMAR JAJODIA
PAN:ACOPJ3493L
|
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|
SOMNATH GUPTA
PAN:ADZPG2735J
|
|
|
SOUMEN SEN GUPTA
PAN:APCPG9767K
|
|
|
TANUMAY LAHA
PAN:AIVPL5095K
|
|
MISREPRESENTED FINANCIALS AND/OR BUSINESS AND MISUSED FUNDS/BOOKS OF ACCOUNTS OF JDL AND SUBSIDIARIES VIOLATING SECTIONS 12A (A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1) AND 4(2)(F) & (R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
DID NOT FURNISH INFORMATION SOUGHT BY FORENSIC AUDITOR
DID NOT ADHERE TO LISTING AGREEMENT VIOLATING SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.25,00,000
06-AUG-2021
|
SAT: SAT VIDE ITS ORDER DATED 26/04/2022 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF EXEMPTION APPLICATION AND DIRECTED APPELLANT TO FILE CERTIFIED COPY OF IMPUGNED ORDER ON OR BEFORE NEXT DATE. IN THE MEANWHILE, RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER MAY BE FILED ON OR BEFORE NEXT DATE
SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 10/10/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SEBI VIDE ITS NOTICE DATED 08/12/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 06/12/2022 DIRECTED ALL THE BANKS TO REMIT RS.46,81,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF JAISUKH DEALERS LTD. TO SEBI BY WAY OF EFT/NEFT/RTGS
SAT: SAT VIDE ITS ORDER DATED 22/12/2022 DIRECTED APPELLANT TO FILE REJOINDER WITHIN TWO WEEKS
SAT: SAT VIDE ITS ORDER DATED 07/02/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 18/04/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/07/2023 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.15 FROM RS.30 LAC U/S 15HB OF SEBI ACT.
SEBI VIDE ITS NOTICE DATED 15/05/2024 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 08/12/2021
SEBI VIDE ITS ORDER DATED 15/05/2024 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.4269 OF 2021 DATED 17/11/2021
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| 215 |
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JAISUKH DEALERS LTD.
(CIN:L65100WB2005PLC101510
PAN:AABCJ7808H)
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BALUSHRI GUPTA
PAN:BONPG4905C
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PRAKASH KUMAR JAJODIA
PAN:ACOPJ3493L
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SOMNATH GUPTA
PAN:ADZPG2735J
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SOUMEN SEN GUPTA
PAN:APCPG9767K
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MISREPRESENTED FINANCIALS AND/OR BUSINESS AND MISUSED FUNDS/BOOKS OF ACCOUNTS OF JDL AND SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II)(6), (7), 4(2)(F)(III)(3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF JAISUKH DEALERS LTD.
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RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 06-AUG-2021 TO 05-FEB-2022
06-AUG-2021
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| 216 |
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JAISUKH DEALERS LTD.
(CIN:L65100WB2005PLC101510
PAN:AABCJ7808H)
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KISHAN KUMAR JAJODIA
PAN:ACUPJ9687L
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TANUMAY LAHA
PAN:AIVPL5095K
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MISREPRESENTED FINANCIALS AND/OR BUSINESS AND MISUSED FUNDS/BOOKS OF ACCOUNTS OF JDL AND SUBSIDIARIES VIOLATING SECTIONS 12A (A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1) AND 4(2)(F) & (R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT APPOINT QUALIFIED AND EXPERIENCE COMPLIANCE OFFICER AND/OR COMPANY SECRETARY
DID NOT FURNISH INFORMATION SOUGHT BY FORENSIC AUDITOR
DID NOT ADHERE TO LISTING AGREEMENT VIOLATING SECTION 21 OF SCRA, 1956
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RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 06-AUG-2021 TO 05-AUG-2022
06-AUG-2021
|
SAT: SAT VIDE ITS ORDER DATED 26/04/2022 CONDONED THE DELAY IN FILING OF APPEAL. DISPOSED OF EXEMPTION APPLICATION AND DIRECTED APPELLANT TO FILE CERTIFIED COPY OF IMPUGNED ORDER ON OR BEFORE NEXT DATE. IN THE MEANWHILE, RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND REJOINDER MAY BE FILED ON OR BEFORE NEXT DATE
SAT: SAT VIDE ITS ORDER DATED 09/06/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 18/11/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 07/02/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 18/04/2023 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 14/07/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED STAY AND EXEMPTION APPLICATION
SAT: SAT VIDE ITS ORDER DATED 17/07/2023 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY TO RS.15 FROM RS.30 LAC U/S 15HB OF SEBI ACT.
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| 217 |
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JALAN CEMENT WORKS LTD.
(CIN:L65923WB1972PLC028322
PAN:AAACJ6788R)
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DILIP KUMAR PIPALWA
PAN:AFUPP1788H
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NIMISH ARORA
PAN:AEDPA9743D
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PRATEEK ARORA
PAN:ANQPA0647J
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SHALABH GAUR
PAN:ANTPG8746R
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INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JALAN CEMENT WORKS LTD. (NOW KNOWN AS AASHRIT CAPITAL LTD.)& SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II), (6), (7), 4(2)(F)(III), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JALAN CEMENT WORKS LTD. (NOW KNOWN AS AASHRIT CAPITAL LTD.)& SUBSIDIARIES VIOLATING SECTION 21 OF SCRA, 1956
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RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 11-MAY-2022 TO 10-MAY-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.10,00,000
11-MAY-2022
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SAT: SAT VIDE ITS ORDER DATED 13/06/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER WITHIN THREE WEEKS THEREAFTER. DIRECTED THAT THE DEBARMENT ORDER AGAINST APPELLANT TO REMAIN STAYED DURING PENDENCY OF THE APPEAL AND APPELLANT TO DEPOSIT 50% OF PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND IF DEPOSITED, THE BALANCE AMOUNT NOT BE RECOVERED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 29/07/2022 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY
SAT: SAT VIDE ITS ORDER DATED 22/08/2022 GRANTED THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 17/11/2022 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS. 10 LAC FROM RS.20 LAC. FURTHER REDUCED DEBARMENT PERIOD FROM ONE YEAR TO THE PERIOD UNDERGONE
SAT: SAT VIDE ITS ORDER DATED 01/05/2023 CONDONED THE DELAY IN FILING OF APPEAL
|
| 218 |
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JALAN CEMENT WORKS LTD.
(CIN:L65923WB1972PLC028322
PAN:AAACJ6788R)
|
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HEENA KHURANA
PAN:BSUPK1333H
|
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RAJ KUMAR AGARWAL
PAN:ACGPA0363G
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RICHA PIPALWA
PAN:BBIPP1664H
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ROLI GUPTA
PAN:AJBPG3165G
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SATISH KUMAR GUPTA
PAN:AACPG7419H
|
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SURESH KUMAR MOONKA
PAN:AENPM6317F
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INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF JALAN CEMENT WORKS LTD. (NOW KNOWN AS AASHRIT CAPITAL LTD.)& SUBSIDIARIES VIOLATING REGULATIONS 4(2)(F)(II), (6), (7), 4(2)(F)(III)(2), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF JALAN CEMENT WORKS LTD. (NOW KNOWN AS AASHRIT CAPITAL LTD.)
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RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 11-MAY-2022 TO 10-NOV-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
IMPOSED PENALTY RS.6,00,000
11-MAY-2022
|
|
| 219 |
|
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JAYPEE INFRATECH LTD.
|
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DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES DEFAULT IN PAYMENT OF INTEREST AND PRINCIPAL AMOUNT IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 51(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES DELAY/DEFAULT IN PAYMENT OF INTEREST AND PRINCIPAL AMOUNT IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 51(2) READ WITH PART B OF SCHEDULE III (CLAUSE A1, A4, A9) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF SECURITY CREATED AND MAINTAINED WITH RESPECT TO ITS LISTED NCDS TO STOCK EXCHANGES VIOLATING REGULATION 54(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE TO STOCK EXCHANGES WITHIN TWO DAYS OF INTEREST/PRINCIPAL OF BECOMING DUE IN RESPECT OF NCDS VIOLATING REGULATION 57(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INTIMATE IN ADVANCE RECORD DATE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 60(2) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.7,00,000
14-MAR-2022
|
SAT: SAT VIDE ITS ORDER DATED 31/01/2024 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 01/10/2024 DIRECTED SEBI TO CONSIDER SUCH REPRESENTATION WHOLLY UNINFLUENCED BY LETTER OF REJECTION (ANNEXURE A-1) ORDER DATED 25/10/2023 AND RESOLUTION PLAN APPROVED BY NCLAT AND ALL ATTENDING CIRCUMSTANCES AND LAW WITHIN FOUR WEEKS FROM DATE OF FILING THE REPRESENTATION. NO COSTS
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| 220 |
|
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JHAVERI CREDITS & CAPITAL LTD.
(PAN:AAACJ4725C)
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YASH BHADRESH JHAVERI
PAN:AICPJ9616P
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MADE INCORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATIONS 31(1) READ WITH 31(4) OF SEBI (LODR) REGULATIONS, 2015 AND CLAUSE 35 OF LISTING AGREEMENT
DID NOT ADHERE TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATION 38 OF SEBI (LODR) REGULATIONS, 2015 READ WITH CHAPTER VI OF SEBI MASTER CIRCULAR DATED 11/07/2023
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IMPOSED PENALTY RS.2,00,000
12-DEC-2024
|
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 11 of 27
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