| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 2001 |
|
TAK MACHINERY & LEASING LTD.
(PAN:AAACT4015F)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
IMPOSED PENALTY RS.3,20,000
12-SEP-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 2002 |
|
|
TAKESHI MARKETING PVT.LTD.
|
|
|
|
VIRENDRA PANDEY
DIN:00425357
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO BOMBAY STOCK EXCHANGES AS REQUIRED UNDER SEBI TAKEOVER CODE, 1997 IN MATTER OF ALKA SECURITES LTD.
DID NOT MAKE DISCLOSURE OF DILUTION OF SHAREHOLDING AS REQUIRED UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ALKA SECURITES LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH OFF-MARKET TRANSACTIONS IN SCRIP OF ALKA SECURITIES LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUL-2009 TILL FURTHER ORDERS
DIRECTED NSDL AND CDSL TO FREEZE BENEFICIAL OWNER ACCOUNTS OF PERSONS/ENTITIES
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JUL-2009 TILL FURTHER ORDERS
DIRECTED BSE AND NSE TO PERMIT MEMBERS TO SQUARE OFF THEIR EXISTING OPEN POSITIONS IF ANY, IN F&O SEGMENT AND ENSURE THAT NO FRESH POSITIONS ARE CREATED
28-JUL-2009
|
EX-PARTE INTERIM ORDER DATED 28/07/2009 CONFIRMED
SEBI VIDE ITS ORDER DATED 11/05/2012 RESTRAINED THE NOTICEE FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES FOR A PERIOD OF TWO YEARS I.E. FROM 11/05/2012 TO 10/05/2014
|
| 2003 |
|
|
TALBROS ENGINEERING LTD.
(PAN:AABCT0247L)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)
11-JUL-2014
|
|
| 2004 |
|
|
TANDON INVESTMENTS PVT.LTD.
(PAN:AAACT8408N)
(Along with : ALANKAR UDYOG PVT.LTD.)
|
|
|
|
ALANKAR TANDON
PAN:AAXPT4556H
|
|
|
GIRISH TANDON
PAN:AAXPT4554F
|
|
|
MEENU TANDON
PAN:AAXPT4557G
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AND SEBI AS REQUIRED UNDER REGULATION 3(4) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHREE BHAWANI PAPER MILLS LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-JUL-2014
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 07/02/2022 DISPOSED OF THE APPEAL BY DIRECTING APPELLANTS A) MAKE A FRESH APPLICATION BEFORE SEBI FOR SEGREGATION OF PENALTY AMOUNT AND UPON RECEIPT OF THE APPLICATION SEBI WILL CONSIDER AND DECIDE THE MATTER WITHIN SIX WEEKS THEREAFTER B) IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.15 LAC WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND BALANCE AMOUNT ALONG WITH INTEREST TO BE PAID IN FIVE EMI OF RS.15 LAC EACH ON OR BEFORE 25TH DAY OF THE MONTH AND D) BANK ACCOUNTS, DEMAT ACCOUNTS INCLUDING TRADING ACCOUNTS, LOCKERS ETC. TO BE DEFREEZED AFTER THE PAYMENT OF THE SECOND INSTALLMENT
|
| 2005 |
|
|
TANDON INVESTMENTS PVT.LTD.
(PAN:AAACT8408N)
(Along with : ALANKAR UDYOG PVT.LTD.,
SAHITYA BHAWAN PVT.LTD.)
|
|
|
|
AKSHAT TANDON
PAN:AAXPT4551A
|
|
|
ALANKAR TANDON
PAN:AAXPT4556H
|
|
|
CHAVI TANDON
PAN:AAXPT4558K
|
|
|
ELA TANDON
PAN:ADOPT8291P
|
|
|
GAURAV TANDON
PAN:AAXPT4552D
|
|
|
GIRISH TANDON
PAN:AAXPT4554F
|
|
|
MEENU TANDON
PAN:AAXPT4557G
|
|
|
NEERA TANDON
PAN:AAXPT4559J
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AND SEBI AS REQUIRED UNDER REGULATION 3(4) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SHREE BHAWANI PAPER MILLS LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-JUL-2014
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 07/02/2022 DISPOSED OF THE APPEAL BY DIRECTING APPELLANTS A) MAKE A FRESH APPLICATION BEFORE SEBI FOR SEGREGATION OF PENALTY AMOUNT AND UPON RECEIPT OF THE APPLICATION SEBI WILL CONSIDER AND DECIDE THE MATTER WITHIN SIX WEEKS THEREAFTER B) IN THE MEANWHILE, APPELLANTS TO DEPOSIT RS.15 LAC WITHIN TWO WEEKS FROM DATE OF THIS ORDER AND BALANCE AMOUNT ALONG WITH INTEREST TO BE PAID IN FIVE EMI OF RS.15 LAC EACH ON OR BEFORE 25TH DAY OF THE MONTH AND D) BANK ACCOUNTS, DEMAT ACCOUNTS INCLUDING TRADING ACCOUNTS, LOCKERS ETC. TO BE DEFREEZED AFTER THE PAYMENT OF THE SECOND INSTALLMENT
SEBI VIDE ITS NOTICE DATED 17/05/2022 DIRECTED TO PAY RS.11,71,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SAT: SAT VIDE ITS ORDER DATED 23/06/2022 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 22/09/2022 ALLOWED APPELLANT FURTHER THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 30/11/2022 DISMISSED THE APPEAL AS WITHDRAWN. NO COSTS
SEBI VIDE ITS ORDER DATED 13/12/2022 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.4770 OF 2022 DATED 17/05/2022
|
| 2006 |
|
|
TANVI FINCAP PVT.LTD.
(PAN:AAACT6871B)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35 OF SAST REGULATIONS, 2011 IN MATTER OF ERA INFRA ENGINEERING LTD.
|
IMPOSED PENALTY RS.5,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-AUG-2013
|
SAT: SAT VIDE ITS ORDER DATED 20/04/2017 SET ASIDED IMPUGNED ORDER DATED 30/12/2015 AND RESTORED THE MATTER TO FILE OF AO OF SEBI TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
|
| 2007 |
|
|
TARACHAND JAIN (HUF)
(PAN:AFMPM3339M)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO BOMBAY STOCK EXCHANGES AS REQUIRED UNDER SEBI TAKEOVER CODE, 1997 IN MATTER OF ALKA SECURITES LTD.
DID NOT MAKE DISCLOSURE OF DILUTION OF SHAREHOLDING AS REQUIRED UNDER SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ALKA SECURITES LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH OFF-MARKET TRANSACTIONS IN SCRIP OF ALKA SECURITIES LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUL-2009 TILL FURTHERS ORDERS
DIRECTED NSDL AND CDSL TO FREEZE BENEFICIAL OWNER ACCOUNTS OF PERSONS/ENTITIES
28-JUL-2009
|
EX-PARTE INTERIM ORDER DATED 28/07/2009 CONFIRMED
SEBI VIDE ITS ORDER DATED 10/09/2012 REVOKED DIRECTIONS ISSUED VIDE ITS AD INTERIM EX-PARTE ORDER DATED 28/07/2009 AND CONFIRMATORY ORDER DATED 30/10/2009 WITH IMMEDIATE EFFECT
|
| 2008 |
|
|
TARANA EXPORTS PVT.LTD.
(PAN:AAACT5474G)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AND SEBI AS REQUIRED UNDER REGULATIONS 3(3),3(4) & 3(5) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 6,15,900 (25.66%) SHARES/VOTING RIGHTS OF LUMINAIRE TECHNOLOGIES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.75,000, ADMINISTRATION CHARGES RS.25,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
07-MAY-2009
|
|
| 2009 |
|
|
TATA TEA LTD.
|
|
|
|
SANJAY DUBE
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 11.67% SHARES TO REACH 63.89% SHAREHOLDING OF SAPTARISHI AGRO INDUSTRIES LTD.
|
IMPOSED PENALTY RS.3,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-JUN-2005
|
SAT: IMPUGNED ORDER SET ASIDE
|
| 2010 |
|
|
TAURAS PORTFOLIOS LTD.
|
|
|
|
ARUN AGGARWAL
|
|
|
P.K.RAO
|
|
|
R.P.SHARMA
|
|
|
SANTOSH GUPTA
|
|
|
V.K.AGARWAL
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 2011 |
|
|
TAVETA PROPERTIES PVT.LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1A) AND 7(2) OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,12,500 VIDE CONSENT ORDER)
13-MAR-2015
|
|
| 2012 |
|
|
TDPL HEALTH CARE (INDIA) LTD.
(PAN:AAACT7371A)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF TRIMURTI DRUGS & PHARMACEUTICALS LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
20-OCT-2015
|
|
| 2013 |
|
|
TEBMA SHIPYARDS LTD.
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 6(1),6(3) FOR YEAR 1997 AND 8(1),8(2) FOR YEARS 1997 TO 2006,OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.3,00,000, ADMINISTRATION CHARGES RS.25,000 VIDE CONSENT ORDER)
20-JAN-2009
|
|
| 2014 |
|
|
TECHNICAL SERVICES PVT.LTD.
(CIN:U99999MH1949PTC007778)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF AUTOMOBILE PRODUCTS OF INDIA LTD.
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10, 11(2) AND 12 READ WITH REGULATION 14 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF AUTOMOBILE PRODUCTS OF INDIA LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF AUTOMOBILE PRODUCTS OF INDIA LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,97,33,551 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
17-JAN-2017
|
|
| 2015 |
|
|
TECHNIP COFLEXIP SA
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF 58.24 % SHARES/VOTING RIGHTS AND CONTROL OF SOUTH EAST MARINE ENGINEERING & CONSTRUCTION LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-SEP-2002
|
SAT: APPEALS DISPOSED OFF
|
| 2016 |
|
|
TECHTREK INDIA LTD.
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 6(2) AND 6(4) FOR YEAR 1997 AND 8(3) FOR YEARS 1998 TO 2010 OF SEBI TAKEOVER CODE, 1997
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,75,000 VIDE CONSENT ORDER)
31-MAY-2011
|
|
| 2017 |
|
|
TECIL CHEMICALS & HYDRO POWER LTD.
(PAN:AAACT8096J)
(Along with : INDIA ENER-GEN LTD.)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
09-AUG-2018
|
SAT: SAT VIDE ITS ORDER DATED 20/10/2021 PARTLY ALLOWED THE APPEAL BY SETTING ASIDE THE AO DIRECTIONS TO PAY PENALTY FOR VIOLATIONS OF REGULATION 8(1) AND 8(2) AS WELL AS REGULATION 3(3) AND 3(4) OF THE TAKEOVER REGULATIONS
SAT: SAT VIDE ITS ORDER DATED 15/12/2021 GRANTED PERMISSION FOR WITHDRAWAL OF THE APPEAL. APPEAL DISMISSED AS WITHDRAWN
|
| 2018 |
|
|
TECIL CHEMICALS & HYDRO POWER LTD.
(PAN:AAACT8096J)
(Along with : CHEMCO PHARMA LABORATORIES LTD.,
SHREE CONSULTATION SERVICES PVT.LTD.,
INDIA ENER-GEN LTD.,
RAVINDRA TRADING & AGENCIES LTD.,
JOSHI FINANCE LTD.)
|
|
|
|
ARADHANA SOMANI
PAN:AAEPS3387A
|
|
|
DHANANJAY SOMANI
PAN:BFXPS6582H
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF INDIAN INFOTECH & SOFTWARE LTD.
|
IMPOSED PENALTY RS.6,00,000 ALONG WITH OTHER ENTITIES/PERSONS
09-AUG-2018
|
SAT: SAT VIDE ITS ORDER DATED 20/10/2021 PARTLY ALLOWED THE APPEAL BY SETTING ASIDE THE AO DIRECTIONS TO PAY PENALTY FOR VIOLATIONS OF REGULATION 8(1) AND 8(2) AS WELL AS REGULATION 3(3) AND 3(4) OF THE TAKEOVER REGULATIONS
SAT: SAT VIDE ITS ORDER DATED 15/12/2021 GRANTED PERMISSION FOR WITHDRAWAL OF THE APPEAL. APPEAL DISMISSED AS WITHDRAWN
|
| 2019 |
|
|
TEJASHREE TRADING CO.PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
21-JAN-1999
|
SEBI VIDE ITS ORDER DATED 25/04/2013 DIRECTED APPLICANTS TO MAKE COMBINED PUBLIC ANNOUNCEMENT TO ACQUIRE, JOINTLY AND SEVERALLY, THE SHARES OF TARGET COMPANY, SAURASHTRA CEMENT LTD.
SAT: SAT VIDE ITS ORDER DATED 10/03/2014 QUASHED AND SET ASIDE THE IMPUGNED ORDER DATED 25/04/2013 AND REMANDED THE MATTER TO SEBI TO PASS FRESH ORDER. NO COSTS
SEBI VIDE ITS ORDER DATED 31/12/2014 DIRECTED FAWN TRADING COMPANY PVT.LTD., PALLOR TRADING COMPANY PVT.LTD., FERN TRADING COMPANY PVT.LTD. TEJASHREE TRADING COMPANY PVT.LTD.AND WILLOW TRADING COMPANY PVT.LTD.TO MAKE A PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF TARGET COMPANY, SAURASHTRA CEMENTS LTD. AS DIRECTED VIDE SEBI ORDER DATED 15/01/1999 AS UPHELD BY ORDER DATED 05/04/1999. IN VIEW OF DELAY IN MAKING OPEN OFFER IN TERMS OF SEBI ORDER DATED JANUARY 15, 1999, NOTICEES SHALL, ALONG WITH CONSIDERATION AMOUNT, PAY INTEREST @10% PER ANNUM, FROM DATE WHEN THEY INCURRED THE LIABILITY TO MAKE PUBLIC ANNOUNCEMENT TILL THE DATE OF PAYMENT OF CONSIDERATION.
SAT: SAT VIDE ITS ORDER DATED 14/09/2016 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 21/06/1999 AND DIRECTED SEBI TO PASS FRESH ORDER
SEBI VIDE ITS ORDER DATED 17/01/2019 DIRECTED TO A) MAKE PUBLIC ANNOUNCEMENT TO ACQUIRE SHARES OF SAURASHTRA CEMENT LTD. AND B) PAY INTEREST @ 10% P.A. FROM THE DATE WHEN LIABILITY TO MAKE PUBLIC ANNOUNCEMENT INCURRED (I.E. 11/03/1998)
SAT: SAT VIDE ITS ORDER DATED 20/10/2021 DISMISSED THE APPEAL
|
| 2020 |
|
|
TEKNIK DIGITAL SYSTEMS PVT.LTD.
(CIN:U74899DL1992PTC047063)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 6(1),6(3) AND TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1),7(2) AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES IN PREFERENTIAL ALLOTMENT OF WEBSITY INFOSYS LTD.
INDULGED IN PRICE MANIPULATION IN SCRIP OF WEBSITY INFOSYS LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-DEC-2008 TO 30-DEC-2013
31-DEC-2008
|
SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 101 of 114
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