| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
ROMA SONI
(PAN:AQKPS9149Q)
|
|
|
|
BHANOT LEASING LTD.
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF BHANOT CONSTRUCTION & HOUSING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
02-AUG-2018
|
SAT: SAT VIDE ITS ORDER DATED 09/07/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 02/08/2018
|
| 182 |
|
|
RUHI JHUNJHUNWALA
(PAN:AFGPJ6887B)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 12 READ WITH 14(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FIRST FINANCIAL SERVICES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
09-DEC-2019
|
|
| 183 |
|
|
SAJAN KUMAR JAIN
(PAN:ACSPJ6904A)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF FOCUS INDUSTRAIAL RESOURCES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
19-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 01/07/2021 CONDONED THE DELAY OF 267 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/08/2021 APPELLANTS FILE THE REJOINDER WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 24/09/2021 ALLOWED APPELLANT THREE WEEKS TIME TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 02/02/2022 GRANTED PERMISSION TO FILE AMENDMENT APPLICATION SEEKING TO AMEND RELIEF CLAUSE WITHIN TWO WEEKS FROM DATE OF THIS ORDER. SINCE APPELLANTS HAD ALREADY DEPOSITED RS.28 LAC,NO FURTHER RECOVERY TO BE MADE AGAINST THEM DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/02/2022 ALLOWED THE APPLICATION
SAT: SAT VIDE ITS ORDER DATED 18/07/2022 DISMISSED THE APPEAL. NO COSTS
|
| 184 |
|
|
SALEEM FAZELBHOY
|
|
|
|
AMZEL AUTOMOTIVE LTD.
|
|
|
AMZEL PVT.LTD.
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT IN MATTER OF ACQUISITION OF ADDITIONAL 0.52% SHARES/VOTING RIGHTS OF AMZEL AUTOMOTIVE LTD.
|
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
30-MAY-2003
|
|
| 185 |
|
|
SALIM GOVANI
|
|
|
DID NOT COMPLETE PUBLIC ANNOUNCEMENT WITHIN STIPULATED TIME AS REQUIRED UNDER REGULATION 22(19) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MADHUSUDAN SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
20-FEB-2014
|
|
| 186 |
|
|
SAMRIDDHI KEJRIWAL
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 187 |
|
|
SANDHYA SHIRISH SHAH
|
|
|
|
SICORP FINLEASE LTD.
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 10 OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 15,93,400 EQUITY SHARES (15.93%) OF G-TECH INFO TRAINING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
18-AUG-2010
|
SAT: SAT VIDE ITS ORDER DATED 09/02/2016 DISMISSED THE REVIEW APPLICATIONS. REVIEW APPLICATION NOS.6 & 7 OF 2015 AND MISCELLANEOUS APPLICATION NOS.320 AND 321 OF 2015 STAND DISPOSED OFF
SAT: SAT VIDE ITS ORDER DATED 02/08/2016 ALLOWED MISC. APPLICATION TO BE WITHDRAWN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/08/2016 ALLOWED APPEAL TO BE WITHDRAWN WITH LIBERTY TO FILE THE FRESH APPEAL. DIRECTED REGISTRY TO ADJUST THE COURT FEES PAID IN EARLIER APPEAL WITH THE COURT FEES PAYABLE ON THE PRESENT APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/08/2016 DISPOSED OFF THE APPEAL AS COUNSEL FOR SEBI IN TWO MISC. APPLICATIONS STATED THAT RECOVERY OFFICER SHALL MAINTAIN STATUS QUO TILL DISPOSAL OF APPEALS AND NO COERCIVE ACTION WOULD BE TAKEN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 24/11/2017 PERMITTED SEBI TO ATTACH THE ADDITIONAL ASSETS REFFERRED TO IN THE MISC. APPLICATION. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 24/11/2017 QUASHED AND SET ASIDED IMPUGNED ORDERS DATED18/08/2010, 31/10/2011 AND 31/03/2011 SUBJECT TO PAYMENT OF COSTS OF RS.10,000 IN EACH APPEAL TO BE PAID BY APPELLANTS TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER AND WTM/AO OF SEBI DIRECTED TO PASS FRESH ORDER ON MERITS IN RELATION TO ALLEGED VIOLATION SET OUT IN RESPECTIVE SHOW CAUSE NOTICES
SAT: SAT VIDE ITS ORDER DATED 28/06/2019 MODIFIED ORDER DATED 24/11/2017 AND VACATE THE ORDER OF ATTACHMENT AND DIRECTED SEBI TO INFORM RECOVERY OFFICER AS WELL AS BANKS AS EARLY AS POSSIBLE
|
| 188 |
|
|
SANGEETA DHIR
(PAN:ABDPD0597P)
|
|
|
|
DHIR EXPORTS
PAN:AACFD1644F
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF RAMA STEEL TUBES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
17-SEP-2021
|
|
| 189 |
|
|
SANGEETA RISHIRAJ AGARWAL
(PAN:ADAPA1962G)
|
|
|
|
UNNAO TRADING PVT.LTD.
PAN:AAACU3544Q
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GREMACH INFRASTRUCTURE EQUIPMENTS & PROJECTS LTD. (PRESENTLY KNOWN AS SANCIA GLOBAL INFRAPROJECTS LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-FEB-2019 UNTIL DISCHARGE LIABILITY BY MAKING PUBLIC ANNOUNCEMENT
06-FEB-2019
|
SAT: SAT VIDE ITS ORDER DATED 22/10/2021 ALLOWED THE APPEAL. MATTER REMITTED TO WTM TO REDECIDE THE MATTER AND CALCULATE THE PERCENTAGE OF CREEPING ACQUISITION MADE BY THE APPELLANTS IN FINANCIAL YEAR 2009-2010 WITHOUT TAKING INTO CONSIDERATION SALE OF THE SHARES MADE BY THEM IN THAT FINANCIAL YEAR
|
| 190 |
|
|
SANGEETADEVI LALCHAND MALOO
(PAN:ACHPM5773D)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER BY SETTING ASIDE THE ATTACHMENT ORDER ALSO. REMITTED MATTER TO AO TO DECIDE AFRESH AFTER GRANTING OPPORTUNITY OF HEARING TO THE APPELLANTS
|
| 191 |
|
|
SANGITA SETHI
(PAN:AERPS2183R)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) READ WITH 3(3) OF SAST REGULATIONS, 2011 IN MATTER OF BERYL SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-AUG-2017
|
SAT: SAT VIDE ITS ORDER DATED 06/11/2017 ALLOWED APPEAL TO BE WITHDRAWN WITH LIBERTY TO FILE FRESH APPEAL WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/02/2018 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
|
| 192 |
|
|
SANJAY AGARWAL
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH REGULATION 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF HOME TRADE LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-DEC-2015
|
|
| 193 |
|
|
SANJAY JETHALAL SONI
(PAN:BVSPS9741N)
|
|
|
|
J M SONI CONSULTANCY
PAN:AAGFJ2939P
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10 AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF OREGON COMMERCIAL LTD. (NOW KNOWN AS SAIANAND COMMERCIAL LTD.)
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
30-NOV-2018
|
SAT: SAT VIDE ITS ORDER DATED 21/03/2022 DISMISSED THE APPEAL. NO COSTS
|
| 194 |
|
|
SANJAY SETHI
(PAN:ALLPS5222J)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 3(1) READ WITH 3(3) OF SAST REGULATIONS, 2011 IN MATTER OF BERYL SECURITIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
24-AUG-2017
|
SAT: SAT VIDE ITS ORDER DATED 06/11/2017 ALLOWED APPEAL TO BE WITHDRAWN WITH LIBERTY TO FILE FRESH APPEAL WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 02/02/2018 ALLOWED APPEAL TO BE WITHDRAWN. NO COSTS
|
| 195 |
|
|
SARITA M.MALOO
(PAN:ACVPM7332E)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER BY SETTING ASIDE THE ATTACHMENT ORDER ALSO. REMITTED MATTER TO AO TO DECIDE AFRESH AFTER GRANTING OPPORTUNITY OF HEARING TO THE APPELLANTS
|
| 196 |
|
|
SAVITRI DEVI JIWARAJKA
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF SALORA INTERNATIONAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
04-MAR-2015
|
SAT: SAT VIDE ITS ORDER DATED 28/05/2018 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 04/03/2015 AND RESTORED TO THE FILE OF WTM OF SEBI FOR LIMITED PURPOSE OF RECONSIDERING THE DIRECTIONS ISSUED AGAINST THE APPELLANTS TO MAKE OFFER. NO COSTS
|
| 197 |
|
|
SHANTIDEVI BAJRANGLAL MALOO
(PAN:ACHPM5772C)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF MURLI INDUSTRIES LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
31-JUL-2015
|
SAT: SAT VIDE ITS ORDER DATED 31/08/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER BY SETTING ASIDE THE ATTACHMENT ORDER ALSO. REMITTED MATTER TO AO TO DECIDE AFRESH AFTER GRANTING OPPORTUNITY OF HEARING TO THE APPELLANTS
|
| 198 |
|
|
SHARAD KUMAR AGARWAL
|
|
|
|
KRISHNA FILAMENTS LTD.
|
|
|
KRISHNA FILAMENTS LTD.
|
|
FUNDED PURCHASE OF SHARES WITH SOLE OBJECT OF FIXING PRICE FOR EXIT OF CCDS OF KRISHNA FILAMENTS LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-SEP-2009 TO 09-SEP-2011
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 10-SEP-2009 TO 09-SEP-2011
05-JUN-2008
|
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 05/06/2008 SET ASIDE LEAVING PARTIES TO BEAR THIER OWN COSTS
|
| 199 |
|
|
SHASWAT KEJRIWAL
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SAST REGULATIONS, 2011 IN MATTER OF ELECTROSTEEL CASTING LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
26-SEP-2019
|
|
| 200 |
|
|
SHILPA AMIT KOTIA
(PAN:AHEPK2567R)
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 10 AND 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF SHARES OF SUNGOLD CAPITAL LTD.
|
DIRECTED ACQUIRER TO MAKE PUBLIC OFFER
DIRECTED ACQUIRER TO PAY INTEREST FOR LOSS CAUSED TO SHAREHOLDERS
07-JUL-2020
|
SAT: SAT VIDE ITS ORDER DATED 10/03/2021 DISMISSED THE APPEAL FOR WANT OF PROSECUTION
SAT: SAT VIDE ITS ORDER DATED 08/06/2021 CONDONED THE DELAY IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 02/08/2021 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 16/11/2021 CONDONED THE DELAY IN FILING OF APPEAL.IN THE MEANWHILE, RESPONDENT MAY FILE REPLY ON OR BEFORE THE NEXT DATE
SAT: SAT VIDE ITS ORDER DATED 09/12/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 24/08/2022 DISMISSED THE APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 29/04/2025 SET ASIDE DIRECTIONS AT PARA 26 OF THE WTM ORDER DATED 07/07/2020 AND DIRECTED SEBI TO PASS FRESH DIRECTIONS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 10 of 13
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