| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
GLOBAL EXHIBITIONS LTD.
|
|
|
|
C.H.PADMANABHA RAO
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2001 TO 27-FEB-2006
28-FEB-2001
|
|
| 182 |
|
|
GLOBAL EXHIBITIONS LTD.
|
|
|
|
G.SATYANARAYANA
|
|
|
GADDE SHIVARAMAPRASAD
|
|
|
J.GOPALAKRISHNA MURTHY
|
|
|
MURLIDHAR GULLAPALLI
|
|
|
YALAMANCHI SADASHIVARAO
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 183 |
|
|
GLOBAL PROPERTY LTD.
|
|
|
|
N.MOHANRAJ
|
|
|
UMA MAHESHWAR SRINIVASAN
|
|
DID NOT ADHERE TO LISTING AGREEMENT
COMPANY WAS NOT LOCATED AT ITS REGISTERED OFFICE ADDRESS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-FEB-2000 TO 02-FEB-2005
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-FEB-2000 TO 02-FEB-2005
03-FEB-2000
|
|
| 184 |
|
|
GLOBE STOCKS & SECURITIES LTD.
(PAN:AABCG0032A
CIN:L67120WB1994PLC065574)
|
|
|
|
A.K.KHEMKA
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 185 |
|
|
GOENKA BUSINESS & FINANCE LTD.
(PAN:AAACG9648P
CIN:L67120WB1987PLC042960)
|
|
|
DID NOT FURNISH FINANCIAL RESULTS INCLUDING CASH FLOW STATEMENTS, BALANCE SHEET AND PROFIT & LOSS ACCOUNT TO STOCK EXCHANGE
SECURITIES UNDER INVESTIGATION
|
SUSPENDED TRADING ON ALL STOCK EXCHANGES FROM 30-NOV-2005 TILL FURTHER ORDERS
30-NOV-2005
|
INTERIM ORDER DATED 30/11/2005 STANDS VACATED
|
| 186 |
|
|
GOGA FOODS LTD.
|
|
|
|
M.J.GANAPATHY
|
|
|
MANOHAR NATH BADAM
|
|
|
SUNIL KUMAR JHA
|
|
|
VEENA SHARMA
|
|
|
VINAY KUMAR SHARMA
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 187 |
|
|
GOLDEN TOBACCO LTD.
(PAN:AAACG1421A)
|
|
|
CONCEALED VITAL INFORMATION REGARDING ENCUMBRANCE OF AROUND 80% OF SHARES HELD BY PROMOTERS AND PROMOTER GROUP VIOLATING CLAUSE 35 OF LISTING AGREEMENT
CONCEALED VITAL INFORMATION REGARDING ENCUMBRANCE OF AROUND 80% OF SHARES HELD BY PROMOTERS AND PROMOTER GROUP VIOLATING REGULATIONS 3(D) AND 4(2) (F) OF SEBI PFUTP REGULATIONS, 2003
|
IMPOSED PENALTY RS.1,00,00,000
31-JUL-2013
|
SAT: APPEAL ALLOWED. NO COSTS
|
| 188 |
|
|
GRIVS HOTELS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUL-1999 TO 18-JUL-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUL-1999 TO 18-JUL-2004
19-JUL-1999
|
|
| 189 |
|
|
GROMO TRADE & CONSULTANCY LTD.
(PAN:AAACK1804B)
|
|
|
DID NOT FURNISH REQUIRED INFORMATION TO STOCK EXCHANGES ON QUARTERLY BASIS ALONG WITH UNAUDITED/AUDITED FINANCIAL RESULTS VIOLATING CLAUSE 43 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.5,00,000
17-MAY-2021
|
SAT: SAT VIDE ITS ORDER DATED 24/11/2022 ALLOWED APPELLANT FURTHER THREE WEEKS TO FILE REJOINDER
|
| 190 |
|
|
GROWTH AGRO INDUSTRIES LTD.
|
|
|
|
HEMLATA P.BAROT
|
|
|
PRAFUL N.BAROT
|
|
|
PRAVEEN PANWAR
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 17-DEC-1999 TO 16-DEC-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 17-DEC-1999 TO 16-DEC-2004
17-DEC-1999
|
|
| 191 |
|
|
GTC INDUSTRIES LTD.
(PAN:AAACG1421A)
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
INTERIM DIRECTIONS ISSUED VIDE EX-PARTE AD-INTERIM ORDER DATED 20/04/2009 VACATED AS PER ORDER DATED 07/07/2009
|
| 192 |
|
|
GUJARAT APOLLO INDUSTRIES LTD.
|
|
|
|
AJITKUMAR T.PATEL
PAN:AFSPP1261R
|
|
|
ANAND ANILBHAI PATEL
PAN:AFSPP1260Q
|
|
|
ASIT ANILBHAI PATEL
PAN:ABBPP2987K
|
|
|
MANIBHAI V.PATEL
PAN:AHKPP8276C
|
|
DID NOT MAKE DISCLOSURE OF PLEDGING OF 40,000 SHARES TO BANK TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8A(4) OF SEBI TAKEOVER CODE, 1997
DID NOT MAKE DISCLOSURE OF ACQUISITION OF 11,63,575 SHARES BY PROMOTER-APOLLO INFRATECH PVT.LTD. AS REQUIRED UNDER REGULATION 7(3) OF SEBI TAKEOVER CODE, 1997
DELAY IN MAKING DISCLOSURE OF ISSUANCE OF BONUS SHARES TO STOCK EXCHANGES VIOLATING CLAUSE 31(D) OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.2,00,000
24-DEC-2019
|
|
| 193 |
|
|
HALLMARK DRUGS & CHEMICALS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUL-1999 TO 18-JUL-2004
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUL-1999 TO 18-JUL-2004
19-JUL-1999
|
|
| 194 |
|
|
HANUNG TOYS & TEXTILES LTD.
(CIN:L74999DL1990PLC041722
PAN:AAACH0496A)
|
|
|
ALLEGED DELAY IN COMPLIANCE OF REGULATIONS 73(1)(E) AND 74(4) OF SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 24(A) OF LISTING AGREEMENT
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.3,18,500 VIDE CONSENT ORDER)
02-FEB-2018
|
|
| 195 |
|
|
HARVATEX ENGINEERING & PROCEEING CO.LTD.
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
INTERIM DIRECTIONS ISSUED VIDE EX-PARTE AD-INTERIM ORDER DATED 20/04/2009 VACATED AS PER ORDER DATED 07/07/2009
|
| 196 |
|
|
HELIOS & MATHESON INFORMATION TECHNOLOGY LTD.
(CIN:L72291TN1991PLC020443)
|
|
|
DID NOT MAKE COMPLETE DISCLOSURE TO STOCK EXCHANGES IN RELATION TO ACQUISITION OF THREE ENTITIES OF VMOKSHA TECHNOLOGIES PVT.LTD.
INDULGED IN ISSUANCE OF MISLEADING CORPORATE ANNOUNCEMENTS IN MATTER OF ACQUISITION OF THREE ENTITIES OF VMOKSHA TECHNOLOGIES PVT.LTD.
|
IMPOSED PENALTY RS.50,00,000
31-JAN-2011
|
SAT: SAT VIDE ITS ORDER DATED 16/11/2011 SET ASIDE SECOND CHARGE AND PENALTY OF RS.25 LACS. OTHER FINDINGS ON FIRST CHARGE RELATING TO NON-DISCLOSURE OF PRICE SENSITIVE INFORMATION IS UPHELD.CONSEQUENTLY PENALTY AMOUNT REDUCED TO RS.15 LAC FROM RS.25 LAC WITH NO ORDER AS TO COSTS.
|
| 197 |
|
|
HELIOS & MATHESON INFORMATION TECHNOLOGY LTD.
(CIN:L72291TN1991PLC020443)
|
|
|
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES ABOUT ARREST OF ITS TOP EXECUTIVES VIOLATING CLAUSE 36 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES ABOUT WINDING UP PETITIONS LODGED BY DEPOSITORS IN HON’BLE HIGH COURT OF MADRAS VIOLATING CLAUSE 36 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
DID NOT MAKE DISCLOSURE OF DOWNGRADING IN CREDIT RATINGS ON WEBSITE VIOLATING CLAUSE 54 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956
|
IMPOSED PENALTY RS.65,00,000
27-FEB-2020
|
SAT: SAT VIDE ITS ORDER DATED 20/07/2021 ALLOWED RESPONDENT THREE WEEKS TO FILE SUPPLEMENTARY REPLY
SAT: SAT VIDE ITS ORDER DATED 28/09/2022 DISMISSED THE APPEAL FOR WANT OF PROSECUTION
SAT: SAT VIDE ITS ORDER DATED 30/11/2022 ALLOWED THE APPLICATION AND APPEAL RESTORED TO ITS ORIGINAL NUMBER. PHYSICAL COPY OF REJOINDER TO BE FILED IN REGISTRY WITHIN TWO WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 11/08/2023 DISMISSED THE APPLICATION AND COST IMPOSED BY SAT TO BE PAID BY APPELLANT ON OR BEFORE 25/08/2023
SAT: SAT VIDE ITS ORDER DATED 16/10/2023 ALLOWED THE APPLICATION FOR DELAY IN PAYING COSTS. DIRECTED TO DEPOSIT THE COSTS WITHIN A WEEK FROM DATE OF THIS ORDER
|
| 198 |
|
|
HEXABOND LTD.
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
INTERIM DIRECTIONS ISSUED VIDE EX-PARTE AD-INTERIM ORDER DATED 20/04/2009 VACATED AS PER ORDER DATED 07/07/2009
|
| 199 |
|
|
HIMACHAL FUTURISTIC COMMUNICATIONS LTD.
(PAN:AAACH4041D)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE TO STOCK EXCHANGE ABOUT ACCOUNT CHARGE AGREEMENT ENTERED BETWEEN ITSELF AND BANCO FOR SUBSCRIPTION OF GDRS BY ROKER THROUGH ARRANGEMENT OF CREDIT AGREEMENT VIOLATING SECTION 21 OF SCRA, 1956 READ WITH CLAUSE 36(7) OF LISTING AGREEMENT
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,14,06,516 VIDE CONSENT ORDER)
05-APR-2019
|
|
| 200 |
|
|
HINDUSTAN COMMERCIAL CO.LTD.
(Along with : GHCL LTD.)
|
|
|
FILED FALSE AND MISLEADING REPORT ON SHAREHOLDING PATTERN WITH THE STOCK EXCHANGES
DID NOT MAKE DISCLOSURE OF SALE/TRANSFER OF SHARES OF PROMOTERS IN MATTER OF GHCL LTD.
MISLED INVESTORS BY GIVING FALSE SHAREHOLDING OF PROMOTERS OF GHCL LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-APR-2009 TILL FURTHER ORDERS
20-APR-2009
|
INTERIM DIRECTIONS ISSUED VIDE EX-PARTE AD-INTERIM ORDER DATED 20/04/2009 VACATED AS PER ORDER DATED 07/07/2009
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 10 of 28
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