| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 181 |
|
CHIRAG NEGANDHI
(PAN:ADKPN1327Q)
|
|
|
ALLEGED COMMUNICATION OF UNPUBLISHED PRICE SENSITIVE INFORMATION TO RELATIVES VIOLATING SECTION 12A(E) OF SEBI ACT, 1992 AND REGULATION 3(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF UFO MOVIEZ INDIA LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,93,750 VIDE CONSENT ORDER)
06-JUL-2021
|
|
| 182 |
|
|
CHITRA DESHMUKH
(PAN:ADKPD8309C)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF TV VISION LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 24-MAR-2023 TO 23-SEP-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
24-MAR-2023
|
SAT: SAT VIDE ITS ORDER DATED 04/09/2026 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 24/03/2023. NO COSTS
|
| 183 |
|
|
CHITRA DESHMUKH
(PAN:ADKPD8309C)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF TV VISION LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-MAR-2023 TO 23-MAR-2024
IMPOSED PENALTY RS.10,00,000
24-MAR-2023
|
SEBI VIDE ITS NOTICE DATED 29/11/2023 DIRECTED TO PAY RS.10,91,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 12/01/2024 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.7408 OF 2023 DATED 29/11/2023
SAT: SAT VIDE ITS ORDER DATED 04/09/2026 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 24/03/2023. NO COSTS
|
| 184 |
|
|
CINNAPPAN THAVASELVI KRISHNA
(PAN:ACRPT0386R)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF TITAN CO.LTD.
|
IMPOSED PENALTY RS.1,00,000
20-SEP-2022
|
SAT: SAT VIDE ITS ORDER DATED 07/02/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER. NO COSTS
|
| 185 |
|
|
D.ARUN KUMAR
(PAN:ABOPA4454D)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF TITAN CO.LTD.
|
IMPOSED PENALTY RS.1,00,000
11-FEB-2022
|
SAT: SAT VIDE ITS ORDER DATED 07/02/2023 CONDONED THE DELAY IN FILING OF APPEAL. APPEAL ALLOWED AND QUASHED IMPUGNED ORDERS. MATTER REMITTED TO AO TO PASS A FRESH ORDER IN THE LIGHT OF DECISION OF TRIBUNAL WITHIN THREE MONTHS
|
| 186 |
|
|
D.SRINIVAS RAO
(PAN:AEXPD7683R)
|
|
|
ALLEGED INDULGENCE IN TRADING WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3(1) AND 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF DIVI'S LABORATORIES LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(2) (A) READ WITH 6(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF DIVI'S LABORATORIES LTD.
ALLEGED INDULGENCE IN TRADING WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING CLAUSE 6 OF CODE OF CONDUCT UNDER SCHEDULE B READ WITH REGULATION 9(1) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF MATTER OF DIVI'S LABORATORIES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.26,77,500 VIDE CONSENT ORDER)
21-OCT-2020
|
|
| 187 |
|
|
D.SRINIVAS RAO
(PAN:AEXPD7683R)
|
|
|
ALLEGED INDULGENCE IN TRADING WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3(1) AND 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF DIVI'S LABORATORIES LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(2) (A) READ WITH 6(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF DIVI'S LABORATORIES LTD.
ALLEGED INDULGENCE IN TRADING WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING CLAUSE 6 OF CODE OF CONDUCT UNDER SCHEDULE B READ WITH REGULATION 9(1) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER OF MATTER OF DIVI'S LABORATORIES LTD.
|
REACHED SETTLEMENT (DISGORGEMENT AMOUNT RS.96,68,183 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
21-OCT-2020
|
|
| 188 |
|
|
D.SRINIVASA RAO
(PAN:AEXPD7683R)
(Along with : RADHIKA DRONAVALLI)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 2A(D) & (E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF DIVI'S LABORATORIES LTD.
|
DIRECTED TO DISGORGE RS.15,16,521 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED DEPOSITORIES THAT NO DEBIT TO BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS AND/OR DEPOSITORIES AND/OR CUSTODIANS TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
01-JUL-2020
|
|
| 189 |
|
|
DALJIT GURUCHARAN CHAWLA
(PAN:ABCPC8988J)
|
|
|
ENGAGED INDIRECTLY IN INSIDER TRADING ACTIVITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(D) AND 12A(E) OF SEBI ACT. 1992 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ZEE ENTERTAINMENT ENTERPRISES LTD.
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 12-AUG-2021 UNTIL FURTHER ORDERS
DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK JOINTLY OR SEVERALLY AND DEPOSIT IMPOUNDED AMOUNT
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI
DIRECTED BANKS TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI FROM 12-AUG-2021 UNTIL FURTHER ORDERS
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND CREDITS MADE IN DEMAT ACCOUNTS
DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES
12-AUG-2021
|
SEBI VIDE ITS ORDER DATED 27/09/2021 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 12/08/2021 SUBJECT TO MODIFICATIONS A) RESTRAINED FROM BUYING, SELLING OR DEALING IN SECURITIES DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER UNTIL FURTHER ORDER. PERMITTED TO BUY AND SELL / REDEEM UNITS OF MUTUAL FUNDS B) DIRECTED DEPOSITORIES TO ENSURE, THAT TILL FURTHER DIRECTIONS, CREDITS AND DEBITS OF ONLY MUTUAL FUND UNITS, ARE MADE IN DEMAT ACCOUNTS OF THE NOTICEES HELD INDIVIDUALLY OR JOINTLY AND C) DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT TILL FURTHER DIRECTION ONLY CREDITS AND TRANSFER / REDEMPTION OF MUTUAL FUND UNITS ARE PERMITTED IN THE NAME OF THE NOTICEES, JOINTLY OR SEVERALLY
SAT: SAT VIDE ITS ORDER DATED 03/09/2021 DIRECTED APPELLANTS FILE REPLY AND/OR MOVE APPLICATION FOR VACATION OF IMPUGNED ORDER
SAT: SAT VIDE ITS ORDER DATED 09/11/2021 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 27/09/2021
|
| 190 |
|
|
DEBASHIS GHOSH
(PAN:AKHPD7198M)
|
|
|
ALLEGED VIOLATION OF CLAUSES 4(1) AND 10 OF SCHEDULE B OF CODE OF CONDUCT OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF HIMADRI SPECIALITY CHEMICAL LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.26,00,000 VIDE CONSENT ORDER)
23-AUG-2023
|
|
| 191 |
|
|
DEEP CHANDRA PANDEY
(PAN:CHJPP2425A)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF TITAN CO.LTD.
|
IMPOSED PENALTY RS.1,00,000
19-AUG-2022
|
|
| 192 |
|
|
DEEPAK CALIAN VAIDYA
(PAN:AADPV1542M)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF SOLARA ACTIVE PHARMA SERVICES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.6,03,516 VIDE CONSENT ORDER)
08-MAR-2021
|
|
| 193 |
|
|
DEEPAK KUMAR
(PAN:BEAPK8166A)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF TITAN CO.LTD.
|
IMPOSED PENALTY RS.1,00,000
11-FEB-2022
|
SAT: SAT VIDE ITS ORDER DATED 07/02/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER. NO COSTS
|
| 194 |
|
|
DEEPAK PANDHURANG VIKHAPE
(PAN:AFCPV3352H)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(1), 13(3) READ WITH 13(5) OF SEBI (PIT) REGULATIONS, 1992 READ WITH REGULATION 12(2) OF (PIT) REGULATIONS, 2015 IN MATTER OF INANNA FASHION & TRENDS LTD. (EARLIER KNOWN AS FRONTLINE BUSINESS SOLUTIONS LTD.)
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) AND 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF INANNA FASHION & TRENDS LTD. (EARLIER KNOWN AS FRONTLINE BUSINESS SOLUTIONS LTD.)
|
IMPOSED PENALTY RS.2,00,000
15-MAR-2018
|
SAT: SAT VIDE ITS ORDER DATED 01/06/2018 PERMITTED TO PAY PENALTY WITHIN THREE MONTHS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 07/08/2018 GRANTED THREE MORE MONTHS TO PAY PENALTY ALONGWITH INTEREST W.E.F.15/03/2018. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 26/09/2019 CONDONED THE DELAY OF FILING OF APPEAL AND DISPOSED OFF APPEAL WITH DIRECTION TO RECOVERY OFFICER TO WITHDRAW ATTACHMENT OF BANK ACCOUNT (SALARY) OF THE APPELLANT AT THE EARLIEST
SEBI VIDE ITS NOTICE DATED 26/06/2019 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 11/10/2019 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS,DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 26/06/2019
SEBI VIDE ITS ORDER DATED 07/07/2021 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 26/06/2019
|
| 195 |
|
|
DEEPAK SHAW
(PAN:BNDPS0854H)
|
|
|
|
ELECTROSTEEL CASTINGS LTD.
PAN:AAACE4975B
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTION 12A(E) OF SEBI ACT, 1992 READ WITH REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF ELECTROSTEEL CASTINGS LTD.
|
IMPOSED PENALTY RS.10,00,000
03-JUL-2025
|
|
| 196 |
|
|
DEEPESH JOISHAR
(PAN:AEUPJ9436R)
|
|
|
DID NOT ANNOUNCE CLOSURE OF TRADING WINDOW DURING UPSI PERIOD WHEN CREDIT RATING WAS DOWNGRADED VIOLATING CLAUSE 4 OF SCHEDULE B OF SUB REGULATION (1) AND (2) OF REGULATION 9 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF MERCATOR LTD.
DID NOT ANNOUNCE CLOSURE OF TRADING WINDOW DURING UPSI PERIOD WHEN CREDIT RATING WAS DOWNGRADED VIOLATING CLAUSES 7 AND 3 OF CODE OF CONDUCT AND REGULATIONS 13 AND 15(2) OF SEBI (CRA) REGULATIONS, 1999 IN MATTER OF MERCATOR LTD.
|
IMPOSED PENALTY RS.2,00,000
31-OCT-2022
|
SEBI VIDE ITS NOTICE DATED 23/12/2022 DIRECTED TO PAY RS.2,05,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 20/02/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6157 OF 2022 DATED 23/12/2022
|
| 197 |
|
|
DEEPTI CHHAJER
(PAN:ADEPB3292N)
(Along with : NIRAJ DHANRAJ CHHAJER)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATION 4(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF TORRENT POWER LTD.
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
16-JAN-2026
|
SAT: SAT VIDE ITS ORDER DATED 27/02/2026 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN THREE WEEKS THEREAFTER AND THERE SHELL BE NO COERCIVE STEPS OF RECOVERY SUBJECT TO DEPOSIT OF 50% PENALTY AMOUNT
|
| 198 |
|
|
DEVALLA SATYA MADHAVI
(PAN:AUUPD2375D)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A(D) AND 12A(E) OF SEBI ACT, 1992 AND REGULATIONS 4(1) READ WITH 4(2) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF APEX FROZEN FOODS LTD.
DID NOT OBTAIN PRE-CLEARANCE OF TRADES FROM COMPANY VIOLATING CLAUSE 6 OF MINIMUM STANDARDS FOR CODE OF CONDUCT TO REGULATE, MONITOR AND REPORT TRADING BY INSIDERS AS SPECIFIED IN SCHEDULE B READ WITH REGULATION 9(1) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF APEX FROZEN FOODS LTD.
|
IMPOSED PENALTY RS.18,14,000
29-DEC-2022
|
SAT: SAT VIDE ITS ORDER DATED 24/04/2023 DISMISSED THE APPEAL. NO COSTS
SEBI VIDE ITS NOTICE DATED 05/05/2023 DIRECTED TO PAY RS.19,23,840.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 26/05/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 31/05/2023 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 26/05/2023
SEBI VIDE ITS ORDER DATED 31/05/2023 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.6502 OF 2023 DATED 05/05/2023
|
| 199 |
|
|
DEVEN JITENDRA MEHTA
(PAN:AAPPM2122C)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 7(2)(A) OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF GARNET INTERNATIONAL LTD.
|
IMPOSED PENALTY RS.1,00,000
13-OCT-2021
|
|
| 200 |
|
|
DEVENDRA GUPTA
(PAN:AADPG5710G)
|
|
|
DID NOT OBTAIN PRE-CLEARANCE FOR HIS TRADES VIOLATING CLAUSE 3.3.1 OF MODEL CODE OF CONDUCT FOR PREVENTION OF INSIDER TRADING FOR LISTED COMPANIES UNDER PART A OF SCHEDULE I READ WITH REGULATION 12(1) OF SEBI (PIT) REGULATIONS, 1992 READ IWTH REGULATION 12 OF SEBI (PIT) REGULATIONS, 2015 IN MATTER OF NIIT TECHNOLOGIES LTD.
ENTERED INTO OPPOSITE TRANSACTION WITHIN SIX MONTHS FROM PRIOR TRANSACTION VIOLATING CLAUSE 4.2 OF MODEL CODE OF CONDUCT FOR PREVENTION OF INSIDER TRADING FOR LISTED COMPANIES IN PART A OF SCHEDULE I READ WITH REGULATIOS 12(1) OF SEBI (PIT) REGULATIONS, 1992 IN MATTER NIIT TECHNOLOGIES LTD.
|
IMPOSED PENALTY RS.2,00,000
30-SEP-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
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| Page 10 of 50
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